LR-26255 SEC Litigation Release

Civil enforcement action · — · view release on sec.gov ↗ · primary PDF ↗

Defendants

Robert Allen Stanford; James Davis; Gilberto Lopez; Stanford International Bank, Ltd.; Stanford Group Company; Stanford Capital Management; Stanford Financial Group Company; The Stanford Financial Group Building, Inc.

Related filings

Memorandum Opinion and Order

What this is

SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment.

Run KYC screen on the defendant

Check this defendant across OFAC + UFLPA + CSL + SAM + OIG + DOJ + CFTC + FINRA + CMS-NH + CFPB + courts + Fed + NHTSA + CISA ↗