Notice - Bear Stearns , Notice - JP Morgan , Notice - Lehman Brothers, Inc , Notice - Merrill Lynch, Pierce, Fenner & Smith Inc. , Notice - Bancorp Piper Jaffray Inc. , Notice- UBC Securities f/k/a UBS Warberg LLC , Notice - Goldman, Sachs & Co. , Notice - Citigroup Global Markets Inc., f/k/a Salomon Smith Barney, , Notice - Credit Suisse First Boston LLC, f/k/a Credit Suisse First Boston Corporation , Notice - Morgan Stanley& Co. Incorporated , Notice - Deutsche Bank Securities Inc. , Notice -
SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment.