Application for Order to Compel Compliance with Administrative Subpoena as to the Defendants , Memorandum of Law ISO Motion to Compel as to the Defendants
SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment.