{"url_path":"/sec/aaoi/8-k/2026-06-05/item-9-01","section_key":"item-9-01","section_title":"Item 9.01 **","topic":"sec","document":{"doc_type":"8-K","doc_date":"2026-06-05","source_url":"https://www.sec.gov/Archives/edgar/data/1158114/0001683168-26-004596-index.html","accession_number":"0001683168-26-004596","cik":"0001158114","ticker":"AAOI","issuer_name":"APPLIED OPTOELECTRONICS, INC.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1158114/0001683168-26-004596-index.html","primary_entity_key":"0001158114","primary_entity_name":"APPLIED OPTOELECTRONICS, INC."},"word_count":85,"has_tables":true,"body_markdown":"**Item 9.01**\n**Financial Statements and Exhibits.**\n\n \n\n(d) Exhibits\n\n \n\n10.1\n[Applied Optoelectronics, Inc. 2026 Equity Incentive Plan](aaoi_ex1001.htm)\n\n104\nCover Page Interactive Data File (embedded within the Inline XBRL document).\n\n \n\n \n\n \n\n 3 \n\n \n\n \n\n**SIGNATURES**\n\n \n\n \n\nPursuant to the requirements of the Securities\nExchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.\n\n \n\nDate: June 5, 2026\n**APPLIED OPTOELECTRONICS, INC.**\n \n\n \n \n \n \n\n \n \n \n \n\n \nBy:\n/s/ David C. Kuo\n \n\n \nName\nDavid C. Kuo\n \n\n \nTitle:\nSenior Vice President and Chief Legal Officer\n \n\n \n \n \n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n 4"}