{"url_path":"/sec/aaql/10-k/2026/item-5","section_key":"item-5","section_title":"Item 5 Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities**","topic":"sec","document":{"doc_type":"10-K","doc_date":"2026-07-14","source_url":"https://www.sec.gov/Archives/edgar/data/1672571/0001493152-26-033212-index.html","accession_number":"0001493152-26-033212","cik":"0001672571","ticker":"AAQL","issuer_name":"Antiaging Quantum Living Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1672571/0001493152-26-033212-index.html","primary_entity_key":"0001672571","primary_entity_name":"Antiaging Quantum Living Inc."},"word_count":1269,"has_tables":true,"body_markdown":"**Item\n5. Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities**\n\n \n\nMarket\nInformation\n\n \n\nThere\nhas only been limited trading for the Company’s Class A common stock since it began trading on October 19, 2021. There is no assurance\nthat an active trading market will ever develop or, if such a market does develop, that it will continue. The Securities and Exchange\nCommission has adopted Rule 15g-9 which establishes the definition of a “penny stock,” for purposes relevant to the Company,\nas any equity security that has a market price of less than $5.00 per share or with an exercise price of less than $5.00 per share, subject\nto certain exceptions. For any transaction involving a penny stock, unless exempt, the rules require: (i) that a broker or dealer approve\na person’s account for transactions in penny stocks and (ii) the broker or dealer receive from the investor a written agreement\nto the transaction, setting forth the identity and quantity of the penny stock to be purchased. In order to approve a person’s\naccount for transactions in penny stocks, the broker or dealer must (i) obtain financial information and investment experience and objectives\nof the person and (ii) make a reasonable determination that the transactions in penny stocks are suitable for that person and that person\nhas sufficient knowledge and experience in financial matters to be capable of evaluating the risks of transactions in penny stocks. The\nbroker or dealer must also deliver, prior to any transaction in a penny stock, a disclosure schedule prepared by the Commission relating\nto the penny stock market, which, in highlight form, (i) sets forth the basis on which the broker or dealer made the suitability determination\nand (ii) that the broker or dealer received a signed, written agreement from the investor prior to the transaction. Disclosure also has\nto be made about the risks of investing in penny stocks in both public offerings and in secondary trading, and about commissions payable\nto both the broker-dealer and the registered representative, current quotations for the securities and the rights and remedies available\nto an investor in cases of fraud in penny stock transactions. Finally, monthly statements have to be sent disclosing recent price information\nfor the penny stock held in the account and information on the limited market in penny stocks.\n\n \n\nBecause\nof these regulations, broker-dealers may encounter difficulties in their attempt to buy or sell shares of our common stock, which may\naffect the ability of our shareholders to sell their shares in the secondary market and have the effect of reducing the level of trading\nactivity in the secondary market. These additional sales practice and disclosure requirements could impede the sale of our common stock\nin the market place. In addition, the liquidity for our common stock may be decreased, with a corresponding decrease in the price of\nour common stock. Our shares are likely to be subject to such penny stock rules for the foreseeable future.\n\n \n\nOn\nJune 3, 2021, our Class A common stock was listed for quotation on the OTC Markets under the symbol “ACHN”. The OTC Markets\nis a regulated quotation service that displays real-time quotes, last-sale prices, and volume information in over-the-counter equity\nsecurities. The OTC Markets securities are traded by a community of market makers that enter quotes and trade reports. This market is\nlimited in comparison to the national stock exchanges and any prices quoted may not be a reliable indication of the value of our common\nstock.\n\n \n\nIn\n2023, following the name change, the Company underwent Corporate Actions to change its symbol from “ACHN” to “AAQL”,\neffective September 26, 2023.\n\n \n\nThe\nfollowing table sets forth, for each of the quarterly periods indicated, the high and low sales prices of our common stock, as reported\non the OTC Markets.\n\n \n\nYear\n2024 \nLow  \nHigh \n\nJanuary 1\nthrough March 31, 2024 \n$0.53  \n$0.99 \n\nApril 1 through June\n30, 2024 \n$0.54  \n$0.87 \n\nJuly 1 through September\n30, 2024 \n$0.51  \n$1.00 \n\nOctober 1 through December\n31, 2024 \n$0.70  \n$1.06 \n\n \n\nYear\n2025 \nLow  \nHigh \n\nJanuary 1\nthrough March 31, 2025 \n$0.31  \n$1.00 \n\nApril 1 through June\n29, 2025 \n$0.30  \n$1.00 \n\n \n\nHolders\n\n \n\nThere\nare approximately 36 holders of the Company’s Class A Common Stock. This figure does not include holders of shares registered in\n“street name” or persons, partnerships, associates, corporations or other entities identified in security position listings\nmaintained by depositories.\n\n \n\n6\n\n \n\n \n\nDividends\n\n \n\nWe\nhave not declared any cash dividends on our common stock since our inception and do not anticipate paying any dividends in the foreseeable\nfuture. We plan to retain future earnings, if any, for use in our business. Any decisions as to future payments of dividends will depend\non our earnings and financial position and such other facts, as the Board of Directors deems relevant.\n\n \n\nSecurities\nAuthorized under Equity Compensation Plans\n\n \n\nWe\ndo not have any equity compensation plans.\n\n \n\nCommon\nStock Currently Outstanding\n\n \n\nAs\nof March 31, 2026, 34,275,340 shares of Class A Common Stock were issued and outstanding. No shares of Class B Common Stock, Class C\nCommon Stock, Class D Common Stock or Class E Common Stock were issued and outstanding.\n\n \n\nRepurchases\nof Equity Securities\n\n \n\nNone\n\n \n\nReports\nto Stockholders\n\n \n\nWe\nare currently subject to the information and reporting requirements of the Securities Exchange Act of 1934 and will continue to file\nperiodic reports, and other information with the SEC.\n\n \n\nTransfer\nAgent\n\n \n\nDynamic\nStock Transfer, Inc., 15233 Ventura Blvd., Suite 710, Sherman Oaks, CA, 91403 is the registrar and transfer agent for the Company’s\ncommon stock.\n\n \n\nRecent\nSales of Unregistered Securities\n\n \n\nOn\nNovember 25, 2025, the Company entered into four separate Assignment and Amendment of Promissory Note agreements with respect to certain\noutstanding promissory notes. Pursuant to these agreements, the applicable original noteholders assigned their rights and interests in\nthe notes to Atlantic Equity Holdings Inc. or Empire Street Capital Inc., with the Company’s consent. Immediately upon each assignment,\nthe applicable amended promissory note automatically converted into shares of Class A Common Stock at a fixed conversion price of $0.30\nper share.\n\n \n\nAs\na result of the automatic conversions, the Company issued an aggregate of 4,280,340 shares of Class A Common Stock, consisting of: (i)\n1,893,796 shares issued to Atlantic Equity Holdings Inc.; and (ii) 2,386,544 shares issued to Empire Street Capital Inc.\n\n \n\nOn\nNovember 25, 2025, the Company’s majority stockholder approved, by written consent, the issuance of all shares of Class A Common\nStock issued in connection with the Assignment and Amendment of Promissory Note agreements.\n\n \n\nNo\nshares were issued at the time the original promissory notes were issued in December 2024 because those notes were unsecured, non-interest-bearing\nloan obligations and did not contain conversion features at issuance.\n\n \n\nThe\nforegoing issuances were made without registration under the Securities Act of 1933, as amended, in reliance on Section 4(a)(2) and Rule\n506(b) of Regulation D, as the transactions did not involve any general solicitation and the purchasers were accredited investors. No\nunderwriters participated in, or received any commissions or discounts from, these issuances.\n\n \n\nAdditional\nInformation\n\n \n\nWe\nare a reporting issuer, subject to the Securities Exchange Act of 1934. Our Quarterly Reports, Annual Reports, and other filings can\nbe obtained from the SEC’s Public Reference Room at 100 F Street, NE., Washington, DC 20549, on official business days during the\nhours of 10 a.m. to 3 p.m. You may also obtain information on the operation of the Public Reference Room by calling the Commission at\n1-800-SEC-0330. The Commission maintains an Internet site that contains reports, proxy and information statements, and other information\nregarding issuers that file electronically with the Commission at http://www.sec.gov.\n\n \n\n7"}