{"url_path":"/sec/ablv/10-k/2026/item-16g","section_key":"item-16g","section_title":"Item 16G CORPORATE GOVERNANCE**","topic":"sec","document":{"doc_type":"20-F","doc_date":"2026-04-27","source_url":"https://www.sec.gov/Archives/edgar/data/1957489/0001213900-26-048085-index.html","accession_number":"0001213900-26-048085","cik":"0001957489","ticker":"ABLV","issuer_name":"Able View Global Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1957489/0001213900-26-048085-index.html","primary_entity_key":"0001957489","primary_entity_name":"Able View Global Inc."},"word_count":877,"has_tables":true,"body_markdown":"** **\n\n**ITEM\n16G. CORPORATE GOVERNANCE**\n\n \n\nThe\nCompany’s corporate governance practices do not differ from those followed by domestic companies listed on the NASDAQ Capital Market\nother than those disclosed below.\n\n \n\nNASDAQ\nListing Rule 5615(a)(3) permits a Foreign Private Issuer to follow its home country practice in lieu of the requirements of the Rule\n5600 Series, the requirement to disclose third party director and nominee compensation set forth in Rule 5250(b)(3), and the requirement\nto distribute annual and interim reports set forth in Rule 5250(d), provided, however, that such a Foreign Private Issuer shall follow\nthe following NASDAQ Listing Rules: comply with the Notification of Noncompliance requirement (Rule 5625), the Voting Rights requirement\n(Rule 5640), the Diverse Board Representation Rule (Rule 5605(f)), the Board Diversity Disclosure Rule (Rule 5606), have an Audit Committee\nthat satisfies Rule 5605(c)(3), and ensure that such Audit Committee’s members meet the independence requirement in Rule 5605(c)(2)(A)(ii).\nExcept as provided in this paragraph, a Foreign Private Issuer must comply with the requirements of the Rule 5000 Series.\n\n \n\nIn\naccordance with NASDAQ Listing Rule 5615(a)(3), the Company has elected to follow the Company’s home country rules under the laws\nof the Cayman Islands from time to time in lieu of the requirements of the Rule 5600 Series of the NASDAQ Stock Market Marketplace Rules\nwhich are listed below:\n\n \n\n \n1.\nRule\n5605(b), pursuant to which (i) a majority of the board of directors must be comprised of independent directors, and (ii) the independent\ndirectors must have regularly scheduled meetings at which only independent directors are present.\n\n \n\n \n2.\nRule\n5605(c), pursuant to which each company must have, and certify that it has and will continue to have, an Audit Committee of at least\nthree members, each of whom must meet criteria set forth in Rule 5605(c)(2)(A).\n\n \n\n \n3.\nRule\n5605(d), pursuant to which each company must (i) certify that it has adopted a formal written Compensation Committee charter and\nthat the Compensation Committee will review and reassess the adequacy of the formal written charter on an annual basis, and (ii)\nhave, and certify that it has and will continue to have, a Compensation Committee of at least two members, each of whom must be an\nindependent director.\n\n \n\n \n4.\nRule\n5605(e), pursuant to which director nominees must be selected, or recommended for the board of director’s selection, either by independent\ndirectors constituting a majority of the board of director’s independent directors in a vote in which only independent directors\nparticipate, or a nominations committee comprised solely of independent directors.\n\n \n\n \n5.\nRule\n5610, pursuant to which each company shall adopt a code of conduct applicable to all directors, officers and employees.\n\n \n\n \n6.\nRule\n5620(a), pursuant to which each company listing common stock or voting preferred stock, and their equivalents, shall hold an annual\nmeeting of shareholders no later than one year after the end of the issuer’s fiscal year-end.\n\n \n\n \n7.\nRule\n5620(b), pursuant to which each company that is not a limited partnership shall solicit proxies and provide proxy statements for\nall meetings of shareholders and shall provide copies of such proxy solicitation to Nasdaq.\n\n \n\n \n8.\nRule\n5620(c), pursuant to which each company that is not a limited partnership shall provide for a quorum as specified in its by-laws\nfor any meeting of the holders of common stock; provided, however, that in no case shall such quorum be less than 33 1/3 % of the\noutstanding shares of the company’s common voting stock.\n\n \n\n101\n\n \n\n \n\n \n9.\nRule 5630, pursuant to which each company that is not a limited partnership shall conduct an appropriate review and oversight of all related party transactions for potential conflict of interest situations on an ongoing basis by the company’s Audit Committee or another independent body of the board of directors.\n\n \n \n \n\n \n10.\nRule\n5635(a), pursuant to which shareholder approval is required in certain circumstances prior to the issuance of securities in connection\nwith the acquisition of the stock or assets of another company.\n\n \n\n \n11.\nRule\n5635(b), pursuant to which shareholder approval is required prior to the issuance of securities when the issuance or potential issuance\nwill result in a change of control of the company.\n\n \n\n \n12.\nRule\n5635(c), pursuant to which shareholder approval is required prior to the issuance of securities when a stock option or purchase plan\nis to be established or materially amended or other equity compensation arrangements made or materially amended, pursuant to which\nstock may be acquired by officers, directors, employees, or consultants, subject to certain exceptions.\n\n \n\n \n13.\nRule\n5635(d), pursuant to which shareholder approval is required prior to the issuance of securities in connection with a transaction,\nother than a public offering, involving the sale, issuance or potential issuance by the company of common stock (or securities convertible\ninto or exercisable for common stock), which alone or together with sales by officers, directors or Substantial Shareholders of the\ncompany equals 20% or more of common stock or 20% or more of the voting power outstanding before the issuance, at a price less than\nthe lower of (i) the Nasdaq Official Closing Price (as reflected on Nasdaq.com) immediately preceding the signing of the binding\nagreement; or (ii) the average Nasdaq Official Closing Price of the common stock (as reflected on Nasdaq.com) for the five trading\ndays immediately preceding the signing of the binding agreement."}