{"url_path":"/sec/aeis/8-k/2026-05-18/item-9-01","section_key":"item-9-01","section_title":"Item 9.01 Financial Statements and Exhibits.**","topic":"sec","document":{"doc_type":"8-K","doc_date":"2026-05-18","source_url":"https://www.sec.gov/Archives/edgar/data/927003/0001104659-26-063191-index.html","accession_number":"0001104659-26-063191","cik":"0000927003","ticker":"AEIS","issuer_name":"ADVANCED ENERGY INDUSTRIES INC","edgar_url":"https://www.sec.gov/Archives/edgar/data/927003/0001104659-26-063191-index.html","primary_entity_key":"0000927003","primary_entity_name":"ADVANCED ENERGY INDUSTRIES INC"},"word_count":142,"has_tables":true,"body_markdown":"**Item 9.01.   Financial Statements and Exhibits.**\n\n \n\n(d) Exhibits.\n\n \n\nThe following exhibits are filed with this report.\n\n \n\n**Exhibit Number**\n \n**Description**\n\n[4.1](tm2612734d5_ex4-1.htm)\n \n[Indenture, dated as of May 18, 2026, between Advanced Energy Industries, Inc. and U.S. Bank Trust Company, National Association, as trustee](tm2612734d5_ex4-1.htm)\n\n \n \n\n[4.2](tm2612734d5_ex4-1.htm)\n \n[Form of Global 0% Convertible Senior Note due 2031 (included in Exhibit 4.1)](tm2612734d5_ex4-1.htm)\n\n \n \n \n\n[10.1](tm2612734d5_ex10-1.htm)\n \n[Form of Capped Call Confirmation](tm2612734d5_ex10-1.htm)\n\n \n \n \n\n[10.2](tm2612734d5_ex10-2.htm)\n \n[Form of Exchange Agreement](tm2612734d5_ex10-2.htm)\n\n \n \n \n\n[10.3](tm2612734d5_ex10-3.htm)\n \n[Form of Bond Hedge Unwind Agreement](tm2612734d5_ex10-3.htm)\n\n \n \n \n\n[10.4](tm2612734d5_ex10-4.htm)\n \n[Form of Warrant Unwind Agreement](tm2612734d5_ex10-4.htm)\n\n \n \n \n\n104\n \nCover Page Interactive Data File (embedded within the Inline XBRL document)\n\n \n\n \n\n \n\n**SIGNATURES**\n\n \n\nPursuant to the requirements of the Securities Exchange Act of 1934,\nthe registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.\n\n \n\n \nADVANCED ENERGY INDUSTRIES, INC.\n\n \n \n\n \n/s/ Paul Oldham\n\nDate:  May 18, 2026\nPaul Oldham\n\n \nChief Financial Officer & Executive Vice President"}