{"url_path":"/sec/aifc/8-k/2026-07-02/item-3-01","section_key":"item-3-01","section_title":"Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.**","topic":"sec","document":{"doc_type":"8-K","doc_date":"2026-07-02","source_url":"https://www.sec.gov/Archives/edgar/data/862861/0001493152-26-031925-index.html","accession_number":"0001493152-26-031925","cik":"0000862861","ticker":"AIFC","issuer_name":"AI Financial Corp","edgar_url":"https://www.sec.gov/Archives/edgar/data/862861/0001493152-26-031925-index.html","primary_entity_key":"0000862861","primary_entity_name":"AI Financial Corp"},"word_count":435,"has_tables":true,"body_markdown":"**Item\n3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.**\n\n \n\nOn\nJuly 1, 2026, AI Financial Corporation (the “Company”) was notified by The Nasdaq Stock Market, LLC (“Nasdaq”),\nthat it is not in compliance with the minimum closing bid price requirements set forth in Nasdaq Listing Rule 5550(a)(2) for continued\nlisting on The Nasdaq Capital Market (the “Notification Letter”). That Rule requires listed securities to maintain\na minimum closing bid price of $1.00 per share, and Nasdaq Listing Rule 5810(c)(3)(A) provides that a failure to meet the minimum\nclosing bid price requirement exists if the deficiency continues for a period of 30 consecutive business days. June 30, 2026,\nconstituted the 30th consecutive day.\n\n \n\nThe\nNotification Letter has no immediate effect on the listing or trading of the Company’s common stock on The Nasdaq Capital Market.\nThe common stock will continue to trade on The Nasdaq Capital Market under the symbol “AIFC.”\n\n \n\nThe\nNotification Letter provides the Company with 180 calendar days, or until December 28, 2026, to regain compliance with Nasdaq\nListing Rule 5550(a)(2). To regain compliance, the Company’s common stock must have a closing bid price of at least $1.00\nper share for a minimum of 10 consecutive business days. If the Company does not regain compliance by December 28, 2026, Nasdaq may\ngrant an additional 180 days for the Company to regain compliance, so long as the Company meets the continued listing requirement\nfor market value of publicly held shares and the other initial listing standards for The Nasdaq Capital Market (other than the\nclosing bid price standard) and notifies Nasdaq in writing of its intention to cure the deficiency during the second compliance\nperiod. If Nasdaq does not grant the additional 180 days or if the Company fails to regain compliance during that\nsecond 180-day period, then Nasdaq will notify the Company of its determination to delist the Company’s common stock, at\nwhich time the Company will have an opportunity to appeal the delisting determination to a Hearings Panel.\n\n \n\nThe\nCompany intends to monitor the closing bid price of its common stock and may, if appropriate, consider implementing available options,\nincluding, but not limited to, a reverse split of its common stock, to regain compliance with the minimum closing bid price\nrequirement under the Nasdaq Listing Rules.\n\n \n\n \n\n \n\n \n\n**SIGNATURES**\n\n \n\nPursuant\nto the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by\nthe undersigned hereunto duly authorized.\n\n \n\n \n**AI\nFINANCIAL CORPORATION**\n\n \n \n\nDate:\nJuly 2, 2026\nBy:\n*/s/\nTony Isaac*\n\n \n \nTony\nIsaac\n\n \n \nChief\nExecutive Officer"}