{"url_path":"/sec/aixn/10-k/2026/item-5","section_key":"item-5","section_title":"Item 5 **","topic":"sec","document":{"doc_type":"10-K","doc_date":"2026-05-15","source_url":"https://www.sec.gov/Archives/edgar/data/835662/0001493152-26-023606-index.html","accession_number":"0001493152-26-023606","cik":"0000835662","ticker":"AIXN","issuer_name":"AiXin Life International, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/835662/0001493152-26-023606-index.html","primary_entity_key":"0000835662","primary_entity_name":"AiXin Life International, Inc."},"word_count":950,"has_tables":true,"body_markdown":"**Item\n5**\n**Market\nFor Registrant’s Common Equity, Related Stockholder Matters And Issuer Purchases Of Equity Securities.**\n\n \n\n**Market\nInformation**\n\n \n\nOur\ncommon stock is quoted on OTCQB under the symbol “AIXN.”\n\n \n\nTrading\nin stocks on the OTCQB is often thin and is characterized by wide fluctuations in trading prices due to many factors that may have little\nto do with a company’s operations or business prospects. We cannot assure you that there will be a market for our common stock\nin the future.\n\n \n\nThe\nfollowing table sets forth the high and low trading prices of one share of our common stock for each fiscal quarter during the two most\nrecent fiscal years. Over-the-counter market quotations reflect inter-dealer prices, without retail mark-up, mark-down or commission\nand may not necessarily represent actual transactions. Our common stock trades on a limited, sporadic and volatile basis.\n\n \n\nYear\nended December 31, 2025 \nLow  \nHigh \n\nFirst\nQuarter \n$0.018   \n$0.042 \n\nSecond\nQuarter \n 0.042  \n 0.51 \n\nThird\nQuarter \n 0.1030  \n 0.631  \n\nFourth\nQuarter \n 0.1640   \n 0.678  \n\n \n\nYear\nended December 31, 2024 \nLow  \nHigh \n\nFirst Quarter \n$0.27  \n$1.02 \n\nSecond Quarter \n 0.22  \n 0.67 \n\nThird Quarter \n 0.27  \n 0.66 \n\nFourth Quarter \n 0.02  \n 0.55\n\n \n\n**Holders**\n\n \n\nAs\nof May 12, 2026, there were approximately 650 record holders of our common stock.\n\n \n\n**Issuer\nPurchases of Equity Securities**\n\n \n\nNone.\n\n \n\n**Transfer\nAgent**\n\n \n\nThe\ntransfer agent for the common stock is Securities Transfer Corporation. The transfer agent’s address is 2901 N. Dallas Parkway,\nSuite 380, Plano Texas 75093, and its telephone number is +1 (469) 633-0101.\n\n \n\n**Dividend\nPolicy**\n\n \n\nNo\ncash dividends were paid on our shares of common stock since we acquired AiXin BVI. Payment of dividends in the future will depend upon\nour earnings, growth, capital requirements, and other factors, which our board of directors may deem relevant. We do not foresee declaring\nany cash dividends on our common stock in the foreseeable future.\n\n \n\n**Securities\nAuthorized for Issuance under Equity Compensation Plans**\n\n \n\nIn\n2019 we adopted the 2019 Equity Incentive Plan (the “2019 Plan”), which authorizes the issuance of shares of common stock\nfor grants of stock options, stock appreciation rights, restricted stock, stock units, bonus stock, dividend equivalents, other stock\nrelated awards and performance awards that may be settled in cash, stock, or other property. The 2019 Plan authorizes the issuance of\nup to 625,000 shares.\n\n \n\nWe\nadopted the 2019 Plan to provide a means by which employees, directors, and consultants of our Company and those of our subsidiaries\nand other designated affiliates, which we refer to together as our affiliates, may be given an opportunity to purchase our common stock,\nto assist in retaining the services of such persons, to secure and retain the services of persons capable of filling such positions,\nand to provide incentives for such persons to exert maximum efforts for our success and the success of our affiliates.\n\n \n\n33\n\n \n\n \n\nThe\nfollowing table sets forth information about the common stock available for issuance under compensatory plans and arrangements as of\nDecember 31, 2024.\n\n \n\nPlan Category \n\n(a)\n\nNumber of securities\n\nto be issued upon\n\nexercise of\n\noutstanding options\n \n\n(b)\nWeighted-average\n\nexercise price of\n\noutstanding\noptions under\nequity\ncompensation plans\n  \n\nI\nNumber of\nsecurities\nremaining\navailable for\nfuture issuance\n\nunder equity Compensation\nplans (excluding\n\nsecurities\nreflected in\ncolumn (a))\n \n\n  \n  \n   \n  \n\nEquity compensation plan approved by security holders \nNone \n —  \n 331,250 \n\n  \n  \n    \n   \n\nEquity compensation plans not approved by security holders \nNone \n —  \n None \n\n  \n  \n    \n   \n\nTotal \nNone \n —  \n 331,250 \n\n \n\n**Penny\nStock Regulations**\n\n \n\nThe\nSEC has regulations which generally define so-called “penny stocks” to be equity securities that have a market price less\nthan $5.00 per share or an exercise price of less than $5.00 per share, subject to certain exemptions. Our common stock is a “penny\nstock” and is subject to Rule 15g-9 under the Exchange Act, or the Penny Stock Rule. This rule imposes additional sales practice\nrequirements on broker-dealers that sell such securities to persons other than established customers and “accredited investors”\n(generally, individuals with a net worth in excess of $1,000,000 or annual incomes exceeding $200,000, or $300,000 together with their\nspouses). For transactions covered by Rule 15g-9, a broker-dealer must make a special suitability determination for the purchaser and\nhave received the purchaser’s written consent to the transaction prior to sale. As a result, this rule may affect the ability of\nbroker-dealers to sell our securities and may affect the ability of purchasers to sell any of our securities in the secondary market,\nthus possibly making it more difficult for us to raise additional capital.\n\n \n\nFor\nany transaction involving a penny stock, unless exempt, the rules require delivery, prior to any transaction in penny stock, of a disclosure\nschedule required by the SEC relating to the penny stock market. Disclosure is also required to be made about sales commissions payable\nto both the broker-dealer and the registered representative and current quotations for the securities. Finally, monthly statements are\nrequired to be sent disclosing recent price information for the penny stock held in the account and information on the limited market\nin penny stock.\n\n \n\nThere\ncan be no assurance that our common stock will qualify for exemption from the Penny Stock Rule. In any event, even if our common stock\nwere exempt from the Penny Stock Rule, we would remain subject to Section 15(b)(6) of the Exchange Act, which gives the SEC the authority\nto restrict any person from participating in a distribution of penny stock, if the SEC finds that such a restriction would be in the\npublic interest.\n\n \n\n**Recent\nSales of Unregistered Equity Securities**\n\n \n\nDuring\nthe fourth quarter of 2025, we did not have any sales of equity securities in transactions that were not registered under the Securities\nAct of 1933, as amended, that have not been previously reported in a report filed pursuant to the Exchange Act.\n\n \n\n34"}