{"url_path":"/sec/alzn/10-k/2026/item-15","section_key":"item-15","section_title":"Item 15 EXHIBITS AND FINANCIAL STATEMENT SCHEDULES**","topic":"sec","document":{"doc_type":"10-K","doc_date":"2026-07-22","source_url":"https://www.sec.gov/Archives/edgar/data/1677077/0001214659-26-008832-index.html","accession_number":"0001214659-26-008832","cik":"0001677077","ticker":"ALZN","issuer_name":"Alzamend Neuro, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1677077/0001214659-26-008832-index.html","primary_entity_key":"0001677077","primary_entity_name":"Alzamend Neuro, Inc."},"word_count":1195,"has_tables":true,"body_markdown":"** **\n\n**ITEM 15.   EXHIBITS AND FINANCIAL STATEMENT SCHEDULES**\n\n \n\n**Exhibit\nNo.**\n \n \n**Exhibit Description**\n\n3.1\n \n \n[Certificate of Incorporation (incorporated by reference to Exhibit 2.1 of Form DOS filed with the SEC on August 19, 2016).](http://www.sec.gov/Archives/edgar/data/1677077/000161577416006901/filename3.htm)\n\n3.2\n \n \n[Certificate of Amendment to the Certificate of Incorporation, filed with the Delaware Secretary of State on June 10, 2016 (incorporated by reference to Exhibit 3.2 of the Quarterly Report on Form 10-Q filed with the SEC on December 15, 2023).](https://www.sec.gov/Archives/edgar/data/1677077/000121465923016500/ex3_2.htm)\n\n3.3\n \n \n[Certificate of Amendment to the Certificate of Incorporation, filed with the Delaware Secretary of State on December 22, 2020 (incorporated by reference to Exhibit 3.3 of the Quarterly Report on Form 10-Q filed with the SEC on December 15, 2023).](https://www.sec.gov/Archives/edgar/data/1677077/000121465923016500/ex3_3.htm)\n\n3.4\n \n \n[Certificate of Amendment to the Certificate of Incorporation, filed with the Delaware Secretary of State on October 27, 2023 (incorporated by reference to Exhibit 3.1 of the Current Report on Form 8-K filed with the SEC on October 30, 2023).](https://www.sec.gov/Archives/edgar/data/1677077/000121465923014086/ex3_1.htm)\n\n3.5\n \n \n[Certificate of Amendment to the Certificate of Incorporation, filed with the Delaware Secretary of State on May 6, 2025 (incorporated by reference to Exhibit 3.1 of the Current Report on Form 8-K filed with the SEC on May 8, 2025).](https://www.sec.gov/Archives/edgar/data/1677077/000121465925007204/ex3_1.htm)\n\n3.6\n \n \n[Amended and Restated Bylaws (incorporated by reference to Exhibit 3.2 of the registration statement on Form S-1 filed with the SEC on May 10, 2021).](https://www.sec.gov/Archives/edgar/data/1677077/000110465921063812/tm2039434d6_ex3-2.htm)\n\n3.7\n \n \n[First Amendment to the Amended and Restated Bylaws (incorporated by reference to Exhibit 3.1 of the Current Report on Form 8-K filed with the SEC on March 3, 2025).](https://www.sec.gov/Archives/edgar/data/1677077/000121465925003727/ex3_1.htm)\n\n4.1\n \n \n[Form of Warrant (incorporated by reference to Exhibit 10.2 of the Current Report on Form 8-K filed with the SEC on February 2, 2024).](https://www.sec.gov/Archives/edgar/data/1677077/000121465924001777/ex10_2.htm)\n\n4.2\n \n \n[Form of Warrant (incorporated by reference to Exhibit 4.1 of the Current Report on Form 8-K filed with the SEC on May 9, 2024).](https://www.sec.gov/ix?doc=/Archives/edgar/data/1677077/000121465924008706/p582408k.htm)\n\n4.3\n \n \n[Form of Warrant (incorporated by reference to Exhibit 4.1 of the Current Report on Form 8-K filed with the SEC on February 28, 2025).](https://www.sec.gov/Archives/edgar/data/1677077/000121465925003658/ex4_1.htm)\n\n4.4*\n \n \n[Description of Capital Stock.](ex4_4.htm)\n\n10.1\n \n \n[Standard Exclusive License Agreement with Sublicensing Terms with the University of South Florida Research Foundation, Inc., dated May 1, 2016 (incorporated by reference to Exhibit 6.1 of Form DOS/A filed with the SEC on September 29, 2016).](http://www.sec.gov/Archives/edgar/data/1677077/000161577416007447/filename4.htm)\n\n10.2\n \n \n[Standard Exclusive License Agreement with Sublicensing Terms Number LIC18110 with the University of South Florida Research Foundation, Inc., dated July 2, 2018 (incorporated by reference to Exhibit 6.3 of Form 1-K filed with the SEC on February 21, 2019).](http://www.sec.gov/Archives/edgar/data/1677077/000121465919001418/ex6_3.htm)\n\n10.3\n \n \n[Standard Exclusive License Agreement with Sublicensing Terms Number LIC18111 with the University of South Florida Research Foundation, Inc., dated July 2, 2018 (incorporated by reference to Exhibit 6.4 of Form 1-K filed with the SEC on February 21, 2019).](http://www.sec.gov/Archives/edgar/data/1677077/000121465919001418/ex6_4.htm)\n\n10.4\n \n \n[Standard Exclusive License Agreement with Sublicensing Terms Number LIC19050 with the University of South Florida Research Foundation, Inc., dated June 10, 2020 (incorporated by reference to Exhibit 6.6 of Form 1-K filed with the SEC on August 28, 2020).](https://www.sec.gov/Archives/edgar/data/1677077/000121465920007534/ex6_6.htm)\n\n10.5\n \n \n[Standard Exclusive License Agreement with Sublicensing Terms Number LIC19051 with the University of South Florida Research Foundation, Inc., dated June 10, 2020 (incorporated by reference to Exhibit 6.7 of Form 1-K filed with the SEC on August 28, 2020).](https://www.sec.gov/Archives/edgar/data/1677077/000121465920007534/ex6_7.htm)\n\n10.6+\n \n \n[2016 Amended and Restated Stock Incentive Plan (incorporated by reference to Exhibit 99.1 of Form S-8 filed with the SEC on July 13, 2021).](https://www.sec.gov/Archives/edgar/data/0001677077/000121465921007477/ex99_1.htm)\n\n10.7+\n \n \n[2021 Stock Incentive Plan (incorporated by reference to Exhibit 99.2 of Form S-8 filed with the SEC on July 13, 2021).](https://www.sec.gov/Archives/edgar/data/0001677077/000121465921007477/ex99_2.htm)\n\n10.8\n \n \n[Form of Amendment to Standard Exclusive License Agreement with Sublicensing Terms with the University of South Florida Research Foundation, Inc., dated April 16, 2023 (incorporated by reference to Exhibit 10.13 of annual report on Form 10-K filed with the SEC on July 27, 2023).](https://www.sec.gov/Archives/edgar/data/1677077/000121465923010076/ex10_13.htm)\n\n10.9\n \n \n[Form of Amendment to Standard Exclusive License Agreement with Sublicensing Terms Number LIC19050 with the University of South Florida Research Foundation, Inc., dated April 16, 2023 (incorporated by reference to Exhibit 10.14 of annual report on Form 10-K filed with the SEC on July 27, 2023).](https://www.sec.gov/Archives/edgar/data/1677077/000121465923010076/ex10_14.htm)\n\n10.10\n \n \n[Form of Amendment to Standard Exclusive License Agreement with Sublicensing Terms Number LIC19051 with the University of South Florida Research Foundation, Inc., dated April 16, 2023 (incorporated by reference to Exhibit 10.15 of annual report on Form 10-K filed with the SEC on July 27, 2023).](https://www.sec.gov/Archives/edgar/data/1677077/000121465923010076/ex10_15.htm)\n\n10.11\n \n \n[Form of Amendment to Standard Exclusive License Agreement with Sublicensing Terms Number LIC18110 with the University of South Florida Research Foundation, Inc., dated June 8, 2023 (incorporated by reference to Exhibit 10.16 of annual report on Form 10-K filed with the SEC on July 27, 2023).](https://www.sec.gov/Archives/edgar/data/1677077/000121465923010076/ex10_16.htm)\n\n10.12\n \n \n[Form of Amendment to Standard Exclusive License Agreement with Sublicensing Terms Number LIC18111 with the University of South Florida Research Foundation, Inc., dated June 8, 2023 (incorporated by reference to Exhibit 10.17 of annual report on Form 10-K filed with the SEC on July 27, 2023).](https://www.sec.gov/Archives/edgar/data/1677077/000121465923010076/ex10_17.htm)\n\n10.13+\n \n \n[2025 Stock Incentive Plan (incorporated by reference to Annex A of the definitive proxy statement on Schedule 14A filed with the SEC on February 26, 2026).](https://www.sec.gov/ix?doc=/Archives/edgar/data/1677077/000121465926002583/i225262def14a.htm)\n\n10.14\n \n \n[At-The-Market Issuance Sales Agreement, dated March 6, 2026, with Ascendiant Capital Markets, LLC (incorporated by reference to Exhibit 10.1 of the Current Report on Form 8-K filed with the SEC on March 6, 2026).](https://www.sec.gov/Archives/edgar/data/1677077/000121465926002932/ex10_1.htm)\n\n19.1\n \n \n[Insider Trading Policy of Alzamend Neuro, Inc. (incorporated by reference to Exhibit 19.1 of the Annual Report on Form 10-K filed with the SEC on July 22, 2025).](https://www.sec.gov/Archives/edgar/data/1677077/000121465925010763/ex19_1.htm)\n\n \n\n - 66 - \n\n \n\n \n\n21.1\n \n \n[List of Subsidiaries (incorporated by reference to Exhibit 21.1 of the registration statement on Form S-1 filed with the SEC on June 3, 2024).](https://www.sec.gov/Archives/edgar/data/1677077/000121465924010447/ex21_1.htm)\n\n23.1*\n \n \n[Consent of Haskell & White LLP, Independent Registered Public Accounting Firm.](ex23_1.htm)\n\n24.1*\n \n \n[Power of Attorney.  Reference is made to the signature page hereto.](#poa)\n\n31.1*\n \n \n[Certification of Chief Executive Officer required by Rule 13a-14(a) or Rule 15d-14(a).](ex31_1.htm)\n\n31.2*\n \n \n[Certification of Chief Financial Officer required by Rule 13a-14(a) or Rule 15d-14(a).](ex31_2.htm)\n\n32.1**\n \n \n[Certification of Chief Executive and Financial Officer required by Rule 13a-14(b) or Rule 15d-14(b) and Section 1350 of Chapter 63 of Title 18 of the United States Code.](ex32_1.htm)\n\n97.1\n \n \n[Alzamend Neuro, Inc., Clawback Policy (incorporated by reference to Exhibit 97.1 of the annual report on Form 10-K filed with the SEC on July 30, 2024).](https://www.sec.gov/Archives/edgar/data/1677077/000121465924013191/ex97_1.htm)\n\n101.INS*\n \n \nInline XBRL Instance Document. The instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.\n\n101.SCH*\n \n \nInline XBRL Taxonomy Extension Schema Document.\n\n101.CAL*\n \n \nInline XBRL Taxonomy Extension Calculation Linkbase Document.\n\n101.DEF*\n \n \nInline XBRL Taxonomy Extension Definition Linkbase Document.\n\n101.LAB*\n \n \nInline XBRL Taxonomy Extension Label Linkbase Document.\n\n101.PRE*\n \n \nInline XBRL Taxonomy Extension Presentation Linkbase Document.\n\n104\n \n \nCover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).\n\n \n\n*Filed herewith.\n\n** This certification will not be deemed “filed”\nfor purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to\nthe liability of that section. Such certification will not be deemed to be incorporated by reference into any filing under the Securities\nAct of 1933, as amended, or the Exchange Act, except to the extent specifically incorporated by reference into such filing.\n\n+ Indicates management contract or compensatory\nplan."}