{"url_path":"/sec/amod/8-k/2026-07-02/item-1-01","section_key":"item-1-01","section_title":"Item 1.01 Entry into a Material Definitive Agreement.**","topic":"sec","document":{"doc_type":"8-K","doc_date":"2026-07-02","source_url":"https://www.sec.gov/Archives/edgar/data/1862463/0001493152-26-031897-index.html","accession_number":"0001493152-26-031897","cik":"0001862463","ticker":"AMOD","issuer_name":"ALPHA MODUS HOLDINGS, INC.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1862463/0001493152-26-031897-index.html","primary_entity_key":"0001862463","primary_entity_name":"ALPHA MODUS HOLDINGS, INC."},"word_count":1139,"has_tables":true,"body_markdown":"** **\n\n**Item\n1.01. Entry into a Material Definitive Agreement.**\n\n \n\nEffective\nJune 30, 2026, Alpha Modus Holdings, Inc. (the “Company”) entered into a securities purchase agreement (the “SPA”)\nwith Streeterville Capital, LLC (the “Investor”), pursuant to which the Company would sell and the Investor would\npurchase (i) one or more Secured Pre-Paid Purchases (each a “Pre-Paid Purchase,” and collectively the “Pre-Paid\nPurchases”) in the aggregate purchase amount of up to $10,000,000 (the “Commitment Amount”), for the purchase\nof shares of Class A common stock of the Company (“Common Shares”), upon the terms and subject to the limitations\nand conditions set forth in the Pre-Paid Purchase; and (ii) 450,000 Common Shares, to be delivered by the Company to Investor\nat the initial closing and to be used as pre-delivery shares under the Pre-Paid Purchases (the “Pre-Delivery\nShares”).\n\n \n\nThe\nSPA includes customary representations, warranties and covenants by the Company and customary closing conditions. The SPA prohibits the\nCompany, while any Pre-Paid Purchase is outstanding, from issuing any (i) debt securities other than trade payables in the ordinary course\nof business, or (ii) any variable rate equity securities. The SPA also prohibits the Company from making any payments to William Alessi,\nthe Company’s CEO, or any of his affiliates, with respect to any debt obligations owed by the Company to any of those affiliated\ndebtholders. The SPA prohibits the issuance to the Investor under any Pre-Paid Purchase of a number of Common Shares in excess\nof the amount that would be permitted under Nasdaq Listing Rule 5635(d) without shareholder approval (the “Exchange Cap”),\nand requires the Company to obtain shareholder approval to issue to the Investor an amount of Common Shares in excess of the Exchange\nCap (the “Shareholder Approval”) prior to the initial closing. The Shareholder Approval was received\nby the Company on June 30, 2026. The SPA also requires the Company to, within 30 days of the initial closing, file (i) a Schedule 14C\ninformation statement with the Securities and Exchange Commission (“SEC”) regarding the Shareholder Approval, and\n(ii) a registration statement with the SEC registering the Pre-Delivery Shares and all other Common Shares that may be purchased by the\nInvestor pursuant to any Pre-Paid Purchase.\n\n \n\nEach\nPre-Paid Purchase will be issued in substantially the same form as the Initial Pre-Paid Purchase (defined below), matures 18 months following\nthe date the purchase price for such Pre-Paid Purchase is delivered to the Company (the “Purchase Price Date”),\nincludes an 8% original issue discount (OID), accrues interest at 8% per annum, and is prepayable, after providing 10 trading\ndays’ notice, at a 10% premium to the then-outstanding balance of the Pre-Paid Purchase. If the registration statement referenced\nabove is not declared effective by the SEC within 90 days of the Purchase Price Date, the outstanding balance under the Pre-Paid Purchase\nwill automatically increase by 1% and will continue increasing by 1% every 30 days thereafter until the earlier of (i)\nthe date the registration statement is declared effective, or (ii) 6 months following the Purchase Price Date. Under\neach Pre-Paid Purchase, the holder has the right to purchase Common Shares (by applying a portion of the outstanding balance\nunder the Pre-Paid Purchase to the purchase of Common Shares) at a purchase price equal to 90% multiplied by the lowest daily\nvolume-weighted average price during the five trading days preceding the purchase notice, subject to a $0.81 per share floor price,\nand provided that the Investor may not purchase shares of Common Stock to the extent that such purchase would result in\nthe Investor’s beneficial ownership of Common Stock being in excess of 9.99%. If the volume-weighted average price of the Common\nShares is less than the $0.81 per share floor price for at least 5 consecutive trading days, the Company is required to begin making\nmonthly cash repayments of amounts outstanding under the Pre-Paid Purchase in amounts equal to (i) the outstanding balance at that time\ndivided by 6, plus (ii) outstanding interest as of each payment date.\n\n \n\nEach\nPre-Paid Purchase is secured by a security agreement (the “Security Agreement”) by and between the Investor and the\nCompany and its subsidiaries, granting the Investor first priority security interests in all assets of the Company and its subsidiaries,\nincluding Alpha Modus, Corp.’s intellectual property pursuant to a separate intellectual property security agreement (the “IP\nSecurity Agreement”). Additionally, each of the Company’s subsidiaries are guarantors of the Company’s obligations\nunder each Pre-Paid Purchase pursuant to a guaranty (the “Guaranty”). William Alessi, his entity, Janbella Group,\nLLC, the trusts deemed to be beneficially owned by Mr. Alessi, and Chris Chumas (the Company’s CSO) (each a “Capital Party”\nand collectively the “Capital Parties”), are required to execute a subordination and voting agreement (the “Subordination\nAgreement”) pursuant to which (i) all of the Company’s and its subsidiaries’ indebtedness and obligations to each\nCapital Party will be subordinated to Investor, (ii) all security interests of any Capital Party will be subordinate to Investor’s\nsecurity interests, (iii) the Company and its subsidiaries will not make any payments to any Capital Party (except for non-discretionary\ncompensation owed to them pursuant to employment agreements with the Company), (iv) none of the Capital Parties will accelerate any subordinated\ndebt or equity, (v) and no Capital Party will convert, exchange, or transfer their shares of Company stock until such time as the Investor\nhas been fully paid and all financing agreements between the Investor and the Company are terminated. The Subordination Agreement also\nrequires Chris Chumas to convert the 430,000 shares of Series C Preferred Stock of the Company beneficially owned by him prior to June\n29, 2026, into 304,412 Common Shares (the “Chumas Common Shares”) within 30 days of the Purchase Price Date,\nand the SPA requires Chris Chumas to complete that conversion of preferred shares into the Chumas Common Shares prior to the initial\nclosing.\n\n \n\nOn\nJune 30, 2026, the Company sold to the Investor (i) an initial Pre-Paid Purchase in the original principal amount of $2,190,000 (the\n“Initial Pre-Paid Purchase”), and (ii) the Pre-Delivery Shares, for a total purchase price of $2,000,045, which was\npaid by the Investor to the Company in the initial closing on June 30, 2026. At the initial closing, the Company issued the Initial\nPre-Paid Purchase and Pre-Delivery Shares to the Investor, the Company and its subsidiaries entered into the Security Agreement, the\nCompany’s subsidiary (Alpha Modus, Corp.) entered into the IP Security Agreement, the Company’s subsidiaries entered into\nthe Guaranty, and the Capital Parties entered into the Subordination Agreement.\n\n \n\nThe\nforegoing descriptions of the SPA, Pre-Paid Purchases, Security Agreement, IP Security Agreement, Guaranty, and Subordination Agreement,\ndo not purport to be complete and are qualified in their entirety by reference to the full text of the agreements, copies of which are\nfiled as Exhibits 10.1-10.6 to this Current Report on Form 8-K and incorporated by reference herein."}