{"url_path":"/sec/amod/8-k/2026-07-02/item-3-02","section_key":"item-3-02","section_title":"Item 3.02 Unregistered Sales of Equity Securities.**","topic":"sec","document":{"doc_type":"8-K","doc_date":"2026-07-02","source_url":"https://www.sec.gov/Archives/edgar/data/1862463/0001493152-26-031897-index.html","accession_number":"0001493152-26-031897","cik":"0001862463","ticker":"AMOD","issuer_name":"ALPHA MODUS HOLDINGS, INC.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1862463/0001493152-26-031897-index.html","primary_entity_key":"0001862463","primary_entity_name":"ALPHA MODUS HOLDINGS, INC."},"word_count":226,"has_tables":true,"body_markdown":"**Item\n3.02. Unregistered Sales of Equity Securities.**\n\n \n\nThe\ndisclosure provided above in Item 1.01 above is incorporated by reference into this Item 3.02.\n\n \n\nThe\nPre-Delivery Shares were issued pursuant to the exemption from the registration requirements of the Securities Act provided by Section\n4(a)(2) of the Securities Act and Rule 506(b) of Regulation D promulgated thereunder, as the Investor was accredited and had adequate\naccess, through business or other relationships, to information about the Company, and the sale did not involve a public offering of\nsecurities or any general solicitation.\n\n \n\nOn\nJune 29, 2026, Chris Chumas and his IRA each converted their 215,000 shares of Series C Preferred Stock of the Company into 152,206 Common\nShares as required by the SPA and Subordination Agreement described above (converting 430,000 shares of Series C Preferred\nStock in the aggregate into 304,412 Common Shares—the Chumas Common Shares). The Chumas Common Shares were\nissued in reliance on the exemption from registration provided by Section 3(a)(9) of the Securities Act of 1933, as amended, as the Chumas\nCommon Shares were issued in exchange for preferred shares held by the shareholders, there was no additional consideration for the exchange,\nand there was no remuneration for the solicitation of the exchange.\n\n \n\nFollowing\nthe issuance of the Pre-Delivery Shares and Chumas Common Shares, the Company had 4,876,593 shares of Class A common stock outstanding."}