{"url_path":"/sec/avbh/10-q/2026/item-3","section_key":"item-3","section_title":"Item 3 Defaults Upon Senior Securities**","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-13","source_url":"https://www.sec.gov/Archives/edgar/data/1443575/0001437749-26-016715-index.html","accession_number":"0001437749-26-016715","cik":"0001443575","ticker":"AVBH","issuer_name":"Avidbank Holdings, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1443575/0001437749-26-016715-index.html","primary_entity_key":"0001443575","primary_entity_name":"Avidbank Holdings, Inc."},"word_count":387,"has_tables":true,"body_markdown":"**Item 3. Defaults Upon Senior Securities**\n\n \n\nNot applicable.\n\n \n\n**Item** **4. Mine Safety Disclosures**\n\n \n\nNot applicable.\n\n \n\n \n\n**Item** **5. Other Information**\n\n \n\nDuring the *three* months ended *March 31, 2026*, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-*1* trading arrangement,” as each term is defined in item *408*(a) of Regulation S-K.\n\n \n\n \n\n \n\n58\n\n[Table of Contents](#toc)\n\n \n\n**Item** **6. Exhibits**\n\n \n\n \n \n \n\nExhibit\n‎Number\n\n \n\nDescription of Exhibit\n\n  [3.1](http://www.sec.gov/Archives/edgar/data/1443575/000182912625005121/avidbankholdings_ex3-1.htm)\n\n \n\n[Arti](http://www.sec.gov/Archives/edgar/data/1443575/000182912625005121/avidbankholdings_ex3-1.htm)[cles of Incorporation of Avidbank Holdings, Inc., as amended (incorporated by reference to Exhibit 3.1 filed with the Form S-1 filed by the Registrant on July 18, 2025)](http://www.sec.gov/Archives/edgar/data/1443575/000182912625005121/avidbankholdings_ex3-1.htm)\n\n  [3.2](http://www.sec.gov/Archives/edgar/data/1443575/000182912625005121/avidbankholdings_ex3-2.htm)\n\n \n\n[Third Amended and Restated Bylaws of Avidbank Holdings, Inc., as amended (incorporated by reference to Exhibit 3.2 filed with the Form S-1 filed by the Registrant on July 18, 2025)](http://www.sec.gov/Archives/edgar/data/1443575/000182912625005121/avidbankholdings_ex3-2.htm)\n\n  [4.1](http://www.sec.gov/Archives/edgar/data/1443575/000182912625005726/avidbankholdings_ex4-1.htm)\n\n \n\n[Form of Certificate of Common Stock of Avidbank Holdings, Inc. (incorporated by reference to Exhibit 4.1 filed with the Form S-1 filed by the Registrant on August 4, 2025)](http://www.sec.gov/Archives/edgar/data/1443575/000182912625005726/avidbankholdings_ex4-1.htm)\n\n[31.1](ex_905930.htm)\n\n \n\n[Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002](ex_905930.htm) **\n\n[31.2](ex_905931.htm)\n\n \n\n[Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002](ex_905931.htm) **\n\n[32.1](ex_905932.htm)\n\n \n\n[Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002](ex_905932.htm) **\n\n[32.2](ex_905933.htm)\n\n \n\n[Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted by Section 906 of the Sarbanes-Oxley Act of 2002](ex_905933.htm) **\n\n**\n \nFurnished herewith.\n\n101.INS\n\n \n\nXBRL Instance Document\n\n101.SCH\n\n \n\nXBRL Taxonomy Extension Scheme Document\n\n101.CAL\n\n \n\nXBRL Taxonomy Extension Calculation Linkbase Document\n\n101.DEF\n\n \n\nXBRL Taxonomy Extension Definition Linkbase Document\n\n101.LAB\n\n \n\nXBRL Taxonomy Extension Labels Linkbase Document\n\n101.PRE\n\n \n\nXBRL Taxonomy Extension Presentation Linkbase Document\n\n104\n\n \n\nCover Page Interactive Data File (embedded with the Inline XBRL document contained in Exhibit 101)\n\n \n\n59\n\n[Table of Contents](#toc)\n\n \n\n**SIGNATURES**\n\n \n\nPursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.\n\n \n\n \n\n \n \n\nAvidbank Holdings, Inc.\n\n \n \n \n\n \n \n \n\n \n \n\nBy:\n\n \n\n/s/ Mark D. Mordell\n\n \n \n\nMark D. Mordell\n\n \n \n\nChairman, President and Chief Executive Officer\n\n \n \n\n(Principal Executive Officer)\n\n \n\n \n\n \n\nBy:\n\n \n\n/s/ Patrick T. Oakes\n\n \n \n\nPatrick T. Oakes\n\n \n \n\nExecutive Vice President and Chief Financial Officer\n\n \n \n\n(Principal Financial and Accounting Officer)\n\n \n \n \n\nDate: May 13, 2026\n \n \n\n \n\n60"}