{"url_path":"/sec/aztr/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 Exhibits","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-13","source_url":"https://www.sec.gov/Archives/edgar/data/1701478/0001701478-26-000028-index.html","accession_number":"0001701478-26-000028","cik":"0001701478","ticker":"AZTR","issuer_name":"Azitra, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1701478/0001701478-26-000028-index.html","primary_entity_key":"0001701478","primary_entity_name":"Azitra, Inc."},"word_count":517,"has_tables":true,"body_markdown":"Item 6. Exhibits\n\nNumber\n\nExhibit Description\n\nMethod of Filing\n\n3.1\n\n[Second Amended and Restated Certificate of Incorporation of the Registrant](https://www.sec.gov/Archives/edgar/data/1701478/000149315223021998/ex3-1.htm)\n\nIncorporated herein by reference to the Company’s Current Report on Form 8-K filed on June 21, 2023.\n\n3.2\n\n[Second Amended and Restated Bylaws of the Registrant](https://www.sec.gov/Archives/edgar/data/1701478/000149315223021998/ex3-2.htm)\n\nIncorporated herein by reference to the Company’s Current Report on Form 8-K filed on June 21, 2023.\n\n3.3\n\n[Certificate of Amendment dated June 27, 2024 to Amended and Restated Certificate of Incorporation](https://www.sec.gov/Archives/edgar/data/1701478/000149315224025854/ex3-3.htm)\n\nIncorporated herein by reference to the Company's Form S-3 filed on July 1, 2024.\n\n3.4\n\n[Certificate of Amendment filed with the Delaware Secretary of State on July 3, 2025](https://www.sec.gov/ix?doc=/Archives/edgar/data/0001701478/000164117225017786/form8-k.htm)\n\nIncorporated herein by reference to the Company’s 8-K filed on July 3, 2025.\n\n3.5\n\n[Amendment to Second Amended and Restated Bylaws of the Registrant](https://www.sec.gov/ix?doc=/Archives/edgar/data/0001701478/000149315224044930/form8-k.htm)\n\nIncorporated herein by reference to the Company's Current Report on Form 8-K filed on August 12, 2024.\n\n3.6\n\n[Certificate of Amendment filed with the Delaware Secretary of State on August 20, 2025](https://www.sec.gov/ix?doc=/Archives/edgar/data/0001701478/000149315225012191/form8-k.htm)\n\nIncorporated herein by reference to the Company's 8-K filed on August 20, 2025.\n\n3.7\n\n[Certificate of Designation of Preferences, Rights and Limitations of Series B Convertible Non-Redeemable Preferred Stock](https://www.sec.gov/ix?doc=/Archives/edgar/data/0001701478/000149315226012084/form8-k.htm)\n\nIncorporated by reference to the Company's 8-K filed on March 23, 2026\n\n10.1\n\n[Form of Series B Warrant](https://www.sec.gov/ix?doc=/Archives/edgar/data/0001701478/000149315226012084/form8-k.htm)\n\nIncorporated by reference to the Company's 8-K filed on March 23, 2026\n\n10.2\n\n[Form of Series C Warrant](https://www.sec.gov/ix?doc=/Archives/edgar/data/0001701478/000149315226012084/form8-k.htm)\n\nIncorporated by reference to the Company's 8-K filed on March 23, 2026\n\n10.3\n\n[Form of Pre-Funded Warrant](https://www.sec.gov/ix?doc=/Archives/edgar/data/0001701478/000149315226012084/form8-k.htm)\n\nIncorporated by reference to the Company's 8-K filed on March 23, 2026\n\n10.4\n\n[Form of Securities Purchase Agreement](https://www.sec.gov/ix?doc=/Archives/edgar/data/0001701478/000149315226012084/form8-k.htm)\n\nIncorporated by reference to the Company's 8-K filed on March 23, 2026\n\n10.5\n\n[Form of Registration Rights Agreement](https://www.sec.gov/ix?doc=/Archives/edgar/data/0001701478/000149315226012084/form8-k.htm)\n\nIncorporated by reference to the Company's 8-K filed on March 23, 2026\n\n31.1\n\n[Certification under Section 302 of the Sarbanes-Oxley Act of 2002](aztr-2026331xexx311.htm)\n\nFiled electronically herewith.\n\n31.2\n\n[Certification under Section 302 of the Sarbanes-Oxley Act of 2002](aztr-2026331xexx312.htm)\n\nFiled electronically herewith.\n\n32.1\n\n[Certifications Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350](aztr-2026331xexx321.htm)\n\nFurnished herewith.\n\n12\n\nSIGNATURES\n\n \n\nPursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.\n\n \n\n \n\nAZITRA, INC.\n\n \n\nDate: May 13, 2026\n\nBy:\n\n/s/ Francisco D. Salva\n\n \n\n \n\nFrancisco D. Salva,\n\n \n\n \n\nPresident and Chief Executive Officer\n\n(Principal Executive Officer)\n\nDate: May 13, 2026\n\nBy:\n\n/s/ Norman Staskey\n\nNorman Staskey\n\nChief Financial Officer\n\n(Principal Financial Officer)\n\nPursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capabilities and on the dates indicated.\n\nSignature\n\nTitle\n\nDate\n\n/s/ Francisco D. Salva\n\nPresident, Chief Executive Officer and Director\n\nMay 13, 2026\n\nFrancisco D. Salva,\n\n(Principal Executive Officer)\n\n \n\n \n\n/s/ Norman Staskey\n\nChief Financial Officer, and Treasurer\n\nMay 13, 2026\n\nNorman Staskey\n\n(Principal Financial and Accounting Officer)\n\n/s/ Travis Whitfill\n\nChief Operating Officer, Secretary, and Director\n\nMay 13, 2026\n\nTravis Whitfill\n\n/s/ Barbara Ryan\n\nDirector\n\nMay 13, 2026\n\nBarbara Ryan\n\n/s/ John Schroer\n\nDirector\n\nMay 13, 2026\n\nJohn Schroer\n\n13"}