{"url_path":"/sec/benf/8-k/2026-08-11/item-9-01","section_key":"item-9-01","section_title":"Item 9.01 Financial Statements and Exhibits.**","topic":"sec","document":{"doc_type":"8-K","doc_date":"2026-08-11","source_url":"https://www.sec.gov/Archives/edgar/data/1775734/0001493152-26-037138-index.html","accession_number":"0001493152-26-037138","cik":"0001775734","ticker":"BENF","issuer_name":"Beneficient","edgar_url":"https://www.sec.gov/Archives/edgar/data/1775734/0001493152-26-037138-index.html","primary_entity_key":"0001775734","primary_entity_name":"Beneficient"},"word_count":183,"has_tables":true,"body_markdown":"**Item\n9.01 Financial Statements and Exhibits.**\n\n \n\n(d)\nExhibits.\n\n \n\n**Exhibit\nNo.**\n** **\n\n**Description\nof Exhibit**\n\n10.1*\n \n[Standby Equity Purchase Agreement by and between Beneficient and YA II PN, Ltd., dated June 26, 2026 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on July 7, 2026).](https://www.sec.gov/Archives/edgar/data/1775734/000149315226032323/ex10-1.htm)\n\n10.2\n \n[Form of Promissory Note (incorporated by reference to Exhibit 4.12 to the Company’s Annual Report on Form 10-K filed with the Securities and Exchange Commission on June 30, 2026).](https://www.sec.gov/Archives/edgar/data/1775734/000177573426000018/ex412-formofconvertiblepro.htm)\n\n104\n \nCover\nPage Interactive Data File (embedded within the Inline XBRL document).\n\n*\n \n\nSchedules\nand exhibits have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company agrees to furnish to the Securities and Exchange\nCommission a copy of any omitted schedule or exhibit upon request.\n\n \n\n \n\n \n\n \n\n**SIGNATURES**\n\n** **\n\nPursuant\nto the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its\nbehalf by the undersigned hereunto duly authorized.\n\n \n\n \n**BENEFICIENT**\n\n \n \n \n\n \nBy:\n*/s/\nGregory W. Ezell*\n\n \nName:\nGregory\nW. Ezell\n\n \nTitle:\nChief\nFinancial Officer\n\n \n \n \n\n \nDated:\nAugust 11, 2026"}