{"url_path":"/sec/bkkt/8-k/2026-07-16/cover-page","section_key":"cover-page","section_title":"Cover Page","topic":"sec","document":{"doc_type":"8-K/A","doc_date":"2026-07-16","source_url":"https://www.sec.gov/Archives/edgar/data/1820302/0001628280-26-048523-index.html","accession_number":"0001628280-26-048523","cik":"0001820302","ticker":"BKKT","issuer_name":"Bakkt, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1820302/0001628280-26-048523-index.html","primary_entity_key":"0001820302","primary_entity_name":"Bakkt, Inc."},"word_count":620,"has_tables":true,"body_markdown":"bakkt-20260716\n0001820302FALSEJuly 16, 202600018203022026-07-162026-07-160001820302us-gaap:CommonClassAMember2026-07-162026-07-160001820302us-gaap:WarrantMember2026-07-162026-07-16\n\nUNITED STATES\n\nSECURITIES AND EXCHANGE COMMISSION\n\nWASHINGTON, DC 20549\n\nFORM 8-K/A\n\nCURRENT REPORT\n\nPursuant to Section 13 OR 15(d)\n\nof The Securities Exchange Act of 1934\n\nDate of Report (Date of earliest event reported)\n\nApril 30, 2026\n\nBakkt, Inc.\n\n(Exact name of registrant as specified in its charter)\n\nDelaware\n001-39544\n41-2324812\n\n(State or other jurisdiction\nof incorporation)\n(Commission\n\nFile Number)\n\n(IRS Employer\n\nIdentification No.)\n\n3280 Peachtree Road NE, 7th Floor\n\nAtlanta, Georgia\n\n30305\n\n(Address of principal executive offices)\n(Zip Code)\n\nRegistrant’s telephone number, including area code: (332) 203-3017\n\nCheck the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):\n\n☐Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)\n\n☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)\n\n☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))\n\n☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))\n\nSecurities registered pursuant to Section 12(b) of the Act:\n\nTitle of each class\n\nTrading Symbol(s)\n\nName of each exchange\n\non which registered\n\nClass A Common Stock, par value $0.0001 per share\n\nBKKT\n\nThe New York Stock Exchange\n\nWarrants to purchase Class A Common Stock\n\nBKKT WS\n\nThe New York Stock Exchange\n\nIndicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).\n\nEmerging growth company ☐\n\nIf an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐     \n\nEXPLANATORY NOTE\n\nThis Current Report on Form 8-K/A amends the Current Report on Form 8-K filed by Bakkt, Inc. (the “Company”) on April 30, 2026 solely to provide the financial statements and pro forma financial information required by Item 9.01 of Form 8-K.\n\nAs described in the Company’s definitive proxy statement dated February 13, 2026 (the “Proxy Statement”), the Proxy Statement included, for informational purposes only, combined unaudited financial information for the year ended December 31, 2025 (“FY2025”) of (x) Distributed Technologies Research Global Ltd. (“DTR”) and its consolidated subsidiaries (collectively, the “DTR Group”) and (y) UAB Unblock LT (“Unblock”). Although Unblock was not part of the DTR Group during FY2025, those entities were under common management during the period and, as described further below, the operations of Unblock were transferred to an entity that is part of the DTR Group effective January 1, 2026. This Current Report instead includes the audited consolidated financial statements (the “FY2025 Audited Financial Statements”) of the DTR Group, which constitutes the acquired business for purposes of Item 9.01 of Form 8-K. Because Unblock was not a consolidated subsidiary of DTR during FY2025, its historical results are not included in the FY2025 Audited Financial Statements, which are required by Item 9.01.\n\nUnblock operated under a Lithuanian virtual asset service provider license through December 31, 2025. Effective January 1, 2026, the regulated financial services activities previously conducted through Unblock were transitioned to Peermanent Prosta Spółka Akcyjna (Poland), a wholly owned consolidated subsidiary of DTR. Accordingly, the results of those operations are reflected in the unaudited consolidated financial statements of the DTR Group for the three months ended March 31, 2026 included as Exhibit 99.2 to this Current Report and, consequently, in the unaudited pro forma financial information for the three months ended March 31, 2026 included as Exhibit 99.3 to this Current Report."}