{"url_path":"/sec/buru/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 Exhibits","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-20","source_url":"https://www.sec.gov/Archives/edgar/data/1814215/0001193125-26-232836-index.html","accession_number":"0001193125-26-232836","cik":"0001814215","ticker":"BURU","issuer_name":"Nuburu, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1814215/0001193125-26-232836-index.html","primary_entity_key":"0001814215","primary_entity_name":"Nuburu, Inc."},"word_count":904,"has_tables":true,"body_markdown":"Item 6. Exhibits\n\nThe following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report on Form 10-Q.\n\n \n\n \n\n \n\n \n\nIncorporated by Reference\n\nNo.\n\nDescription of Exhibit\n\nForm\n\nFile No.\n\nExhibit No.\n\nFiling Date\n\n2.1†\n\n \n\n[Business Combination Agreement, dated as of August 5, 2022, by and among Tailwind Acquisition Corp., Compass Merger Sub, Inc. and Nuburu, Inc.](https://www.sec.gov/Archives/edgar/data/1814215/000110465922086905/tm2222600d1_ex2-1.htm)\n\n8-K\n\n001-39489\n\n2.1\n\nAugust 8, 2022\n\n3.1\n\n \n\n[Amended and Restated Bylaws of the Company.](https://www.sec.gov/Archives/edgar/data/1814215/000110465920103491/tm2022659d16_ex3-2.htm)\n\n8-K\n\n001-39489\n\n3.2\n\nSeptember 9, 2020\n\n3.2\n\n \n\n[Amendment to the Amended and Restated Bylaws of the Company](https://www.sec.gov/Archives/edgar/data/1814215/000095017024125055/buru-ex3_1.htm)\n\n8-K\n\n001-39489\n\n3.1\n\nNovember 12, 2024\n\n3.3\n\n \n\n[Amended and Restated Certificate of Incorporation of the Company.](https://www.sec.gov/Archives/edgar/data/1814215/000119312523025555/d399353dex31.htm)\n\n8-K\n\n001-39489\n\n3.1\n\nFebruary 6, 2023\n\n3.4\n\n \n\n[Amendment to the Amended and Restated Certificate of Incorporation of the Company.](https://www.sec.gov/Archives/edgar/data/1814215/000095017024072701/buru-ex3_1.htm)\n\n8-K\n\n001-39489\n\n3.1\n\nJune 13, 2024\n\n3.5\n\n \n\n[Amendment to the Amended and Restated Certificate of Incorporation of the Company, dated July 22, 2025.](https://www.sec.gov/Archives/edgar/data/1814215/000095017025109054/buru-ex3_5.htm)\n\n10-Q\n\n001-39489\n\n3.5\n\nAugust 14, 2025\n\n3.6\n\n \n\n[Amendment to the Amended and Restated Certificate of Incorporation of the Company, dated February 25, 2026](https://www.sec.gov/Archives/edgar/data/1814215/000119312526083155/buru-ex3_1.htm)\n\n8-K\n\n001-39489\n\n3.1\n\nFebruary 27, 2026\n\n3.7\n\n \n\n[Certificate of Designations of the Company.](https://www.sec.gov/Archives/edgar/data/1814215/000119312523025555/d399353dex33.htm)\n\n8-K\n\n001-39489\n\n3.3\n\nFebruary 6, 2023\n\n4.1\n\n \n\n[Form of Subordinated Convertible Note, dated January 13, 2026, between the Company and Ambrogio D’Arrezzo](https://www.sec.gov/Archives/edgar/data/1814215/000119312526044061/buru-ex10_96.htm)\n\nS-1\n\n333-293338\n\n10.96\n\nFebruary 10, 2026\n\n4.2\n\n \n\n[Form of Subordinated Convertible Note, dated January 15, 2026, between the Company and the holder](https://www.sec.gov/Archives/edgar/data/1814215/000119312526044061/buru-ex10_98.htm)\n\nS-1\n\n333-293338\n\n10.98\n\nFebruary 10, 2026\n\n4.3\n\n \n\n[Subordinated Convertible Note, dated February 6, 2026, between the Company and Brick Lane Capital Management Limited](https://www.sec.gov/Archives/edgar/data/1814215/000119312526044061/buru-ex10_100.htm)\n\nS-1\n\n333-293338\n\n10.100\n\nFebruary 10, 2026\n\n4.4\n\n \n\n[Pre-Funded Common Stock Purchase Warrant, dated February 6, 2026, by the Company to Indigo Capital LLP.](https://www.sec.gov/Archives/edgar/data/1814215/000119312526044061/buru-ex4_12.htm)\n\nS-1\n\n333-293338\n\n4.12\n\nFebruary 10, 2026\n\n4.5\n\n \n\n[Form of Common Warrant](https://www.sec.gov/Archives/edgar/data/1814215/000119312526044061/buru-ex4_13.htm)\n\nS-1\n\n333-293338\n\n4.13\n\nFebruary 10, 2026\n\n4.6\n\n \n\n[Form of Pre-Funded Warrant](https://www.sec.gov/Archives/edgar/data/1814215/000119312526044061/buru-ex4_14.htm)\n\nS-1\n\n333-293338\n\n4.14\n\nFebruary 10, 2026\n\n4.7\n\n \n\n[Form of Placement Agent Warrant](https://www.sec.gov/Archives/edgar/data/1814215/000119312526044061/buru-ex4_15.htm)\n\nS-1\n\n333-293338\n\n4.15\n\nFebruary 10, 2026\n\n10.1\n\n \n\n[Network Contract, effective as of January 13, 2026, between Tekne S.p.A. and Nuburu Defense, LLC](https://www.sec.gov/Archives/edgar/data/1814215/000119312526044061/buru-ex10_94.htm)\n\nS-1\n\n333-293338\n\n10.94\n\nFebruary 10, 2026\n\n10.2\n\n \n\n[Share Transfer and Convertible Shareholder Loan Agreement, effective as of January 13, 2026, among the Company, Ambrogio D’Arrezzo, Carlo Ulacco and Andrea Lodi](https://www.sec.gov/Archives/edgar/data/1814215/000119312526044061/buru-ex10_95.htm)\n\nS-1\n\n333-293338\n\n10.95\n\nFebruary 10, 2026\n\n10.3\n\n \n\n[Sale and Purchase Agreement, effective January 15, 2026, among the Company, Nuburu Subsidiary, Inc., Paola Zanzola and Alessandro Sala](https://www.sec.gov/Archives/edgar/data/1814215/000119312526044061/buru-ex10_97.htm)\n\nS-1\n\n333-293338\n\n10.97\n\nFebruary 10, 2026\n\n10.4\n\n \n\n[Securities Purchase Agreement, dated February 6, 2026, between the Company and Brick Lane Capital Management Limited](https://www.sec.gov/Archives/edgar/data/1814215/000119312526044061/buru-ex10_99.htm)\n\nS-1\n\n333-293338\n\n10.99\n\nFebruary 10, 2026\n\n10.5\n\n \n\n[Exchange Agreement, dated February 6, 2026, between the Company and Indigo Capital LLP](https://www.sec.gov/Archives/edgar/data/1814215/000119312526044061/buru-ex10_101.htm)\n\nS-1\n\n333-293338\n\n10.101\n\nFebruary 10, 2026\n\n10.6\n\n \n\n[Acknowledgement and Amendment to the Sale, Purchase and Investment Agreement, dated February 9, 2026, among the Company, Nuburu Defense, LLC, Vanguard Holdings S.r.l., and Alessandro Zamboni](https://www.sec.gov/Archives/edgar/data/1814215/000119312526044061/buru-ex10_102.htm)\n\nS-1\n\n333-293338\n\n10.102\n\nFebruary 10, 2026\n\n10.7\n\n \n\n[Form of Securities Purchase Agreement](https://www.sec.gov/Archives/edgar/data/1814215/000119312526044061/buru-ex10_103.htm)\n\nS-1\n\n333-293338\n\n10.103\n\nFebruary 10, 2026\n\n10.8†\n\n \n\n[Contractual Joint Venture Agreement, dated February 26, 2026, among Nuburu, Inc., Nuburu Defense, LLC and Maddox Defense Incorporated](https://www.sec.gov/Archives/edgar/data/1814215/000119312526134922/buru-ex10_40.htm)\n\n10-K\n\n001-39489\n\n10.40\n\nMarch 31, 2026\n\n10.9\n\n \n\n[International Cooperation Agreement, dated March 3, 2026, among Nuburu Defense, LLC, TEKNE S.p.A. and Engineering Bureau “Beryl” LLC](https://www.sec.gov/Archives/edgar/data/1814215/000119312526134922/buru-ex10_41.htm)\n\n10-K\n\n001-39489\n\n10.41\n\nMarch 31, 2026\n\n10.10\n\n \n\n[Bond Subscription Agreement, dated March 12, 2026, between the Company and Supply@ME Stock Company 3 S.r.l.](https://www.sec.gov/Archives/edgar/data/1814215/000119312526134922/buru-ex10_42.htm)\n\n10-K\n\n001-39489\n\n10.42\n\nMarch 31, 2026\n\n10.11\n\n \n\n[Letter, dated March 19, 2026, among the Company, Nuburu Defense, LLC and the shareholders of Tekne, S.p.A.](https://www.sec.gov/Archives/edgar/data/1814215/000119312526134922/buru-ex10_43.htm)\n\n10-K\n\n001-39489\n\n10.43\n\nMarch 31, 2026\n\n10.12\n\n \n\n[Nuburu, Inc. 2026 Annual Incentive Plan](https://www.sec.gov/Archives/edgar/data/1814215/000119312526117903/buru-ex10_1.htm)\n\n8-K\n\n001-39489\n\n10.1\n\nMarch 20, 2026\n\n31.1*\n\n[Certification of Principal Executive Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.](buru-ex31_1.htm)\n\n \n\n \n\n \n\n \n\n31.2*\n\n[Certification of Principal Financial Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.](buru-ex31_2.htm)\n\n \n\n \n\n \n\n \n\n31.3*\n\n \n\n[Certification of Principal Financial Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.](buru-ex31_3.htm)\n\n \n\n \n\n \n\n \n\n32.1**\n\n[Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.](buru-ex32_1.htm)\n\n \n\n \n\n \n\n \n\n61\n\n[Table of Contents](#toc_page)\n\n \n\n32.2**\n\n[Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.](buru-ex32_2.htm)\n\n \n\n \n\n \n\n \n\n32.3**\n\n \n\n[Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.](buru-ex32_3.htm)\n\n \n\n \n\n \n\n \n\n101.INS\n\nInline XBRL Instance Document – The instance document does not appear in the interactive data file because its XBRL tags are embedded within the Inline XBRL document.\n\n \n\n \n\n \n\n \n\n101.SCH\n\nInline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents\n\n \n\n \n\n \n\n \n\n104\n\n \n\nCover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101)\n\n \n\n \n\n \n\n \n\n \n\n* Filed herewith\n\n** Furnished herewith.\n\n† Certain of the exhibits and schedules to these exhibits have been omitted in accordance with Regulation S-K Item 601(a)(5). The registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request.\n\n62\n\n[Table of Contents](#toc_page)\n\n \n\nSIGNATURES\n\nPursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.\n\n \n\nDate: May 20, 2026\n\n \n\n \n\n \n\nNUBURU, INC.\n\n \n\n \n\n \n\n \n\nBy: /s/ Alessandro Zamboni\n\n \n\n \n\n \n\n \n\nName: Alessandro Zamboni\n\n \n\n \n\n \n\n \n\nTitle: Executive Chairman and Co-Chief Executive Officer\n\n \n\n \n\n63"}