{"url_path":"/sec/buru/8-k/2026-07-21/item-9-01","section_key":"item-9-01","section_title":"Item 9.01 Financial Statements and Exhibits.","topic":"sec","document":{"doc_type":"8-K","doc_date":"2026-07-21","source_url":"https://www.sec.gov/Archives/edgar/data/1814215/0001193125-26-310537-index.html","accession_number":"0001193125-26-310537","cik":"0001814215","ticker":"BURU","issuer_name":"Nuburu, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1814215/0001193125-26-310537-index.html","primary_entity_key":"0001814215","primary_entity_name":"Nuburu, Inc."},"word_count":747,"has_tables":true,"body_markdown":"Item 9.01 Financial Statements and Exhibits.\n\n(d) Exhibits.\n\nExhibit\nNo.\n\n \n\nDescription\n\n1.1\n\n \n\nForm of Placement Agency Agreement, between the Registrant and Joseph Gunnar & Co., LLC (filed as Exhibit 1.1 to the Registrant’s Registration Statement on Form S-1 filed on July 13, 2026 (No. 333-297408) and incorporated herein by reference)\n\n3.1*\n\n[Certificate of Designations of Series B Preferred Stock of the Company](buru-ex3_1.htm)\n\n4.1\n\n \n\nForm of Pre-Funded Common Stock Purchase Warrant (filed as Exhibit 4.24 to the Registrant’s Registration Statement on Form S-1 filed on July 13, 2026 (No. 333-297408) and incorporated herein by reference)\n\n4.2\n\n \n\nForm of Placement Agent’s Purchase Warrant (filed as Exhibit 4.25 to the Registrant’s Registration Statement on Form S-1 filed on July 13, 2026 (No. 333-297408) and incorporated herein by reference)\n\n10.1**\n\nForm of Securities Purchase Agreement, by and between the Registrant and the purchasers party thereto (filed as Exhibit 10.47 to the Registrant’s Registration Statement on Form S-1 filed on July 13, 2026 (No. 333-297408) and incorporated herein by reference)\n\n10.2\n\n \n\nForm of Registration Rights Agreement, by and between the Registrant and the buyers party thereto (filed as Exhibit 10.48 to the Registrant’s Registration Statement on Form S-1 filed on July 13, 2026 (No. 333-297408) and incorporated herein by reference)\n\n99.1*\n\n \n\n[Press Release, dated as of July 17, 2026](buru-ex99_1.htm)\n\n104\n\nCover Page Interactive Data File (formatted as Inline XBRL document).\n\n \n\n \n\n \n\n*\n\nFiled herewith.\n\n**\n\nCertain schedules and exhibits have been omitted in accordance with Item 601(a)(5) of Regulation S-K. A copy of any omitted schedule and/or exhibit will be furnished to the Securities and Exchange Commission upon request.\n\n \n\nForward-Looking Statements\n\n \n\nThis Current Report contains certain “forward-looking statements” within the meaning of the United States Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All statements other than statements of historical fact contained in this Current Report may be forward-looking statements. Some of these forward-looking statements can be identified by the use of forward-looking words, including “may,” “should,” “expect,” “intend,” “will,” “estimate,” “anticipate,” “believe,” “predict,” “plan,” “seek,” “targets,” “projects,” “could,” “would,” “continue,” “forecast,” or the negatives of these terms or variations of them or similar expressions. All forward-looking statements are subject to risks, uncertainties, and other factors which could cause actual results to differ materially from those expressed or implied by such forward-looking statements. All forward-looking statements are based upon estimates, forecasts, and assumptions that, while considered reasonable by the Company and its management, are inherently uncertain. Many factors may cause the Company's actual results to differ materially from current expectations, including but not limited to: (1) anticipated net proceeds and use of proceeds from the Offering, (2) the success of the Company’s transformation plan, (3) the ability to regain compliance with NYSE American listing standards; (4) failure to achieve expectations regarding business development and the Company’s acquisition strategy; (5) the inability to access sufficient capital to operate; (6) the inability to realize the anticipated benefits of acquisitions; (7) changes in applicable laws or regulations; (8) adverse economic, business, or competitive factors; (9) financial market volatility due to geopolitical and economic factors; and (10) other risks and uncertainties set forth in the sections entitled “Risk Factors” and “Cautionary Note Regarding Forward-Looking Statements” in the Company’s most recent periodic report on Form 10-K or Form 10-Q and other documents filed with the SEC from time to time. These filings identify and address other important risks and uncertainties that could cause actual events and results to differ materially from those contained in the forward-looking statements. Nothing in this Current Report should be regarded as a representation by any person that the forward-looking statements set forth herein will be achieved or that any of the contemplated results of such forward-looking statements will be achieved. You should not place undue reliance on forward-looking statements, which speak only as of the date they are made. The Company does not give any assurance that it will achieve its expected results. The Company assumes no obligation to update or revise these forward-looking statements, whether as a result of new information, future events or otherwise, except as otherwise required by applicable law.\n\n \n\n \n\n \n\n \n\nSIGNATURES\n\nPursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.\n\n \n\n \n\n \n\nNUBURU, INC.\n\n \n\n \n\n \n\n \n\nDate:\n\nJuly 21, 2026\n\nBy:\n\n/s/ Alessandro Zamboni\n\n \n\n \n\n \n\nName: Alessandro Zamboni\nTitle: Executive Chairman and Co-Chief Executive Officer"}