{"url_path":"/sec/byfc/10-k/2026/item-5","section_key":"item-5","section_title":"Item 5 MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES","topic":"sec","document":{"doc_type":"10-K","doc_date":"2026-03-31","source_url":"https://www.sec.gov/Archives/edgar/data/1001171/0001140361-26-012311-index.html","accession_number":"0001140361-26-012311","cik":"0001001171","ticker":"BYFC","issuer_name":"BROADWAY FINANCIAL CORP \\DE\\","edgar_url":"https://www.sec.gov/Archives/edgar/data/1001171/0001140361-26-012311-index.html","primary_entity_key":"0001001171","primary_entity_name":"BROADWAY FINANCIAL CORP \\DE\\"},"word_count":528,"has_tables":true,"body_markdown":"ITEM 5.\n\nMARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES\n\nOur common stock is traded on the Nasdaq Capital Market under the symbol “BYFC.”\n\nThe closing sale price for our common stock on the Nasdaq Capital Market on March 18, 2026 was $7.68 per share. As of March 18, 2026, we had 3,708 registered\nstockholders. As of March 18, 2026, we had 6,206,166 shares of Class A voting common stock outstanding, 1,425,404 shares of Class B non‑voting common stock outstanding and 1,672,562 shares of Class C non-voting stock outstanding. Our non‑voting\ncommon stock (Class B and Class C) is not listed for trading on the Nasdaq Capital Market, but our Class C stock is convertible into our voting common stock in connection with certain sale or other transfer transactions.\n\nIn general, we may pay dividends out of funds legally available for that purpose at such times as our Board determines that dividend payments are\nappropriate, after considering our net income, capital requirements, financial condition, alternate investment options, prevailing economic conditions, industry practices and other factors deemed to be relevant at the time. We suspended our prior\npolicy of paying regular cash dividends in May 2010 in order to retain capital for reinvestment in the Company’s business.\n\nUnregistered Sales of Equity Securities\n\nNone.\n\nRepurchases of Equity Securities\n\nNone.\n\nEquity Compensation Plan Information\n\nThe following table provides information about the Company’s common stock that may be issued under equity compensation plans as of December 31, 2025.\n\nPlan category\n\n \n\nNumber of\n\nsecurities to be\n\nissued upon exercise\n\nof outstanding\n\noptions, warrants\n\nand rights\n\n(a)\n\n \n\n \n\nWeighted average\n\nexercise price of\n\noutstanding options,\n\nwarrants and rights\n\n(b)\n\n \n\n \n\nNumber of securities\n\nremaining available for\n\nfuture issuance under\n\nequity compensation\n\nplans (excluding securities\n\nreflected in column (a))\n\n(c)\n\n \n\nEquity compensation plans approved by security holders:\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n2008 Long Term Incentive Plan\n\n \n\n \n\n–\n\n \n\n \n\n$\n\n–\n\n \n\n \n\n \n\n–\n\n \n\n2018 Long Term Incentive Plan\n\n \n\n \n\n12,500\n\n \n\n \n\n \n\n12.96\n\n \n\n \n\n \n\n281,958\n\n \n\nEquity compensation plans not approved by security holders:\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\nNone\n\n \n\n \n\n–\n\n \n\n \n\n \n\n–\n\n \n\n \n\n \n\n–\n\n \n\nTotal\n\n \n\n \n\n12,500\n\n \n\n \n\n$\n\n12.96\n\n \n\n \n\n \n\n281,958\n\n \n\nIn March 2025 and May 2024, the Company awarded 23,232 and 19,832 shares of common stock, respectively, to its directors under the Amended and Restated LTIP,\nwhich are fully vested. The Company recorded $168 thousand and $96 thousand of compensation expense in the years ended December 31, 2025 and December 31, 2024, respectively, based on the fair value of the stock on the date of the award.\n\n27\n\n[Table of Contents](#TABLEOFCONTENTS)\n\nOn March 26, 2025 and May 28, 2025, the Company issued a total of 96,478 shares of restricted stock to its officers and employees under the Amended and\nRestated LTIP, of which 17,048 shares have been forfeited as of December 31, 2025. Each restricted stock award was valued based on the fair value of the stock on the date of the award. These awarded shares of restricted stock fully vest over\nperiods ranging from 36 months to 48 months from their respective dates of grant.  Stock-based compensation is recognized on a straight-line basis over the vesting period. During the year ended December 31, 2025, the Company recorded $114 thousand\nof stock-based compensation expense related to these restricted stock awards."}