{"url_path":"/sec/caps/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 EXHIBITS**","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-20","source_url":"https://www.sec.gov/Archives/edgar/data/887151/0001437749-26-017870-index.html","accession_number":"0001437749-26-017870","cik":"0000887151","ticker":"CAPS","issuer_name":"Capstone Holding Corp.","edgar_url":"https://www.sec.gov/Archives/edgar/data/887151/0001437749-26-017870-index.html","primary_entity_key":"0000887151","primary_entity_name":"Capstone Holding Corp."},"word_count":316,"has_tables":true,"body_markdown":"**ITEM 6: EXHIBITS**\n\n \n\nExhibit\n\n \n \n\nNumber\n\n \n\nExhibit Description\n\n10.1\n\n \n\n[Conditional Fee Waiver And Deferral Agreement, dated January 21, 2026, by and between TotalStone, LLC, Brookstone Partners IAC, and Gordon Strout (incorporated by reference to exhibit 10.1 to current report on Form 8-K filed with the SEC on January 27, 2026)](http://www.sec.gov/Archives/edgar/data/887151/000121390025071366/ea025136501ex10-1_capstone.htm)\n\n10.2\n\n \n\n[Conversion Price Voluntary Adjustment Notice dated April 16, 2026 (incorporated by reference to exhibit 10.1 to current report on Form 8-K filed with the SEC on April 16, 2026)](http://www.sec.gov/Archives/edgar/data/887151/000121390025071366/ea025136501ex10-2_capstone.htm)\n\n10.3*\n \n[Waiver, dated May 18, 2026, from Beacon Bank & Trust under the Revolving Credit, Term Loan and Security Agreement, as amended](ex_965135.htm)\n\n31.1*\n\n \n\n[Certification pursuant to 18 U.S.C. Section 1350 Section 302 of the Sarbanes-Oxley Act of 2002 - Chief Executive Officer](ex_905950.htm)\n\n31.2*\n\n \n\n[Certification pursuant to 18 U.S.C. Section 1350 Section 302 of the Sarbanes-Oxley Act of 2002 - Chief Financial Officer](ex_905951.htm)\n\n32.1**\n\n \n\n[Certification pursuant to 18 U.S.C. Section 1350 Section 906 of the Sarbanes-Oxley Act of 2002 - Chief Executive Officer](ex_905952.htm)\n\n32.2**\n\n \n\n[Certification pursuant to 18 U.S.C. Section 1350 Section 906 of the Sarbanes-Oxley Act of 2002 - Chief Financial Officer](ex_905953.htm)\n\n101.INS*\n\n \n\nInline XBRL Instance Document\n\n101.SCH*\n\n \n\nInline XBRL Taxonomy Extension Schema Document\n\n101.CAL*\n\n \n\nInline XBRL Taxonomy Extension Calculation Linkbase Document\n\n101.DEF*\n\n \n\nInline XBRL Taxonomy Extension Definition Linkbase Document\n\n101.LAB*\n\n \n\nInline XBRL Taxonomy Extension Label Linkbase Document\n\n101.PRE*\n\n \n\nInline XBRL Taxonomy Extension Presentation Linkbase Document\n\n104*\n\n \n\nCover Page Interactive Data File (embedded within the Inline XBRL document)\n\n \n\n*\n\nFiled herewith.\n\n \n\n**\n\nFurnished herewith\n\n \n\n26\n\n[Table of Contents](#toc)\n\n \n\n**SIGNATURES**\n\n \n\nPursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.\n\n \n\n \n\nCAPSTONE HOLDING CORP.\n\n \n \n \n\nDate: May 20, 2026\n\nBy:\n\n*/s/ Matthew E. Lipman*\n\n \n \n\nMatthew E. Lipman\n\n \n \n\nChief Executive Officer\n(Principal Executive Officer)\n\n \n\nDate: May 20, 2026\n\n*/s/ Edward Schultz*\n\n \n\nEdward Schultz\n\n \n\nChief Financial Officer\n\n \n\n(Principal Financial and\nPrincipal Accounting Officer)\n\n \n\n27"}