{"url_path":"/sec/cetx/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 Exhibits**","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-15","source_url":"https://www.sec.gov/Archives/edgar/data/1435064/0001493152-26-023803-index.html","accession_number":"0001493152-26-023803","cik":"0001435064","ticker":"CETX","issuer_name":"CEMTREX INC","edgar_url":"https://www.sec.gov/Archives/edgar/data/1435064/0001493152-26-023803-index.html","primary_entity_key":"0001435064","primary_entity_name":"CEMTREX INC"},"word_count":700,"has_tables":true,"body_markdown":"**Item\n6. Exhibits**\n\n \n\n**Exhibit**\n \n** **\n \n**Incorporated\nby\nReference**\n \n**Filed\nor\nFurnished**\n \n\n**Number**\n \n**Exhibit\nDescription**\n \n**Form**\n \n**Filing\nDate**\n \n**Herewith**\n\n2.1\n \n[Stock\nPurchase Agreement, dated December 15, 2015](https://www.sec.gov/Archives/edgar/data/1435064/000114420416125292/v449407_ex10-1.htm)\n \nForm\n8-K/A\n \n9/26/2016\n \n \n\n2.2\n \n[Asset\nPurchase Agreement, between AIS Tennessee, Inc., Richland Industries, LLC, and Joseph Wheland](https://www.sec.gov/Archives/edgar/data/1435064/000149315226006116/ex2-1.htm)\n \nForm\n8-K\n \n2/11/2026\n \n \n\n2.3\n \n[Share\nPurchase Agreement, dated November 13, 2025](https://www.sec.gov/Archives/edgar/data/1435064/000149315225024257/ex10-1.htm)\n \nForm\n8-K\n \n11/19/2025\n \n \n\n3.1\n \n[Certificate\nof Incorporation filed with the State of Delaware.](https://www.sec.gov/Archives/edgar/data/1435064/000114420408031792/v115603_ex3-1.htm)\n \nForm\n10-12G\n \n5/22/2008\n \n \n\n3.2\n \n[Bylaws](https://www.sec.gov/Archives/edgar/data/1435064/000114420408031792/v115603_ex3-2.htm)\n \nForm\n10-12G\n \n5/22/2008\n \n \n\n3.3\n \n[Amendment\nto Certificate of Incorporation](https://www.sec.gov/Archives/edgar/data/1435064/000114420408031792/v115603_ex3-3.htm)\n \nForm\n10-12G\n \n5/22/2008\n \n \n\n3.4\n \n[Amendment\nto Certificate of Incorporation](https://www.sec.gov/Archives/edgar/data/1435064/000114420408031792/v115603_ex3-4.htm)\n \nForm\n10-12G\n \n5/22/2008\n \n \n\n3.5\n \n[Amendment\nto Certificate of Incorporation](https://www.sec.gov/Archives/edgar/data/1435064/000114420408031792/v115603_ex3-5.htm)\n \nForm\n10-12G\n \n5/22/2008\n \n\n3.6\n \n[Amendment\nto Certificate of Incorporation](https://www.sec.gov/Archives/edgar/data/1435064/000114420408031792/v115603_ex3-6.htm)\n \nForm\n10-12G\n \n5/22/2008\n \n \n\n3.7\n \n[Amendment\nto Certificate of Incorporation](https://www.sec.gov/Archives/edgar/data/1435064/000114420416120562/v447483_ex3-1.htm)\n \nForm\n8-K\n \n8/22/2016\n \n \n\n3.8\n \n[Amendment\nto Certificate of Incorporation](https://www.sec.gov/Archives/edgar/data/1435064/000149315224038789/ex3-1.htm)\n \nForm\n8-K\n \n9/30/2024\n \n \n\n3.9\n \n[Amendment\nto Certificate of Incorporation](https://www.sec.gov/Archives/edgar/data/1435064/000149315224047141/ex3-1.htm)\n \nForm\n8-K\n \n11/21/2024\n \n \n\n3.10\n \n[Amendment\nto Certificate of Incorporation](https://www.sec.gov/Archives/edgar/data/1435064/000149315225014797/ex3-1.htm)\n \nForm\n8-K\n \n9/24/2025\n \n \n\n3.11\n \n[Certificate\nof Designation of the Series A Preferred Shares](https://www.sec.gov/Archives/edgar/data/1435064/000114420409047901/v160150_ex4-1.htm)\n \nForm\n8-K\n \n9/10/2009\n \n \n\n3.12\n \n[Certificate\nof Designation of the Series 1 Preferred Shares](https://www.sec.gov/Archives/edgar/data/1435064/000149315217000757/ex3-1.htm)\n \nForm\n8-K\n \n1/24/2017\n \n \n\n3.13\n \n[Amendment\nto Certificate of Incorporation](https://www.sec.gov/Archives/edgar/data/1435064/000149315217010368/ex3-1.htm)\n \nForm\n8-K\n \n9/8/2017\n \n \n\n3.14\n \n[Certificate\nof Correction to the Certificate of Amendment](https://www.sec.gov/Archives/edgar/data/1435064/000149315219009062/ex3-1.htm)\n \nForm\n8-K\n \n6/12/2019\n \n \n\n3.15\n \n[Amended\nCertificate of Designation of the Series 1 Preferred Shares](https://www.sec.gov/Archives/edgar/data/1435064/000149315220005636/ex3-1.htm)\n \nForm\n8-K\n \n4/1/2020\n \n \n\n3.16\n \n[Amendment\nto Certificate of Incorporation](https://www.sec.gov/Archives/edgar/data/1435064/000149315221000157/ex3-14.htm)\n \nForm\n10-K\n \n1/5/2021\n \n \n\n3.17\n \n[Certificate\nof Correction to the Certificate of Amendment](https://www.sec.gov/Archives/edgar/data/1435064/000149315219009062/ex3-1.htm)\n \nForm\n10-Q\n \n5/28/2021\n \n \n\n3.18\n \n[Amendment\nto Certificate of Incorporation](https://www.sec.gov/Archives/edgar/data/1435064/000149315223001986/ex3-1.htm)\n \nForm\n8-K\n \n1/20/2023\n \n \n\n3.19\n \n[Amendment\nto Certificate of Incorporation](https://www.sec.gov/Archives/edgar/data/1435064/000149315224030103/ex3-1.htm)\n \nForm\n8-K\n \n8/2/2024\n \n \n\n10.20\n \n[Amendment\nto Certificate of Incorporation](https://www.sec.gov/Archives/edgar/data/1435064/000149315224038789/ex3-1.htm)\n \nForm\n8-K\n \n9/30/2024\n \n \n\n10.21\n \n[Amendment\nto Certificate of Incorporation](https://www.sec.gov/Archives/edgar/data/1435064/000149315224047141/ex3-1.htm)\n \nForm\n8-K\n \n11/21/2024\n \n \n\n10.22\n \n[Amendment\nto Certificate of Incorporation](https://www.sec.gov/Archives/edgar/data/1435064/000149315225014797/ex3-1.htm)\n \nForm\n8-K\n \n9/24/2025\n \n \n\n4.1\n \n[Form\nof Subscription Rights Certificate](https://www.sec.gov/Archives/edgar/data/1435064/000114420416121822/v447892_ex4-1.htm)\n \nForm\nS-1\n \n8/29/2016\n \n \n\n4.2\n \n[Form\nof Series 1 Preferred Stock Certificate](https://www.sec.gov/Archives/edgar/data/1435064/000149315216015445/ex4-2.htm)\n \nForm\nS-1/A\n \n11/23/2016\n \n \n\n4.3\n \n[Form\nof Series 1 Warrant](https://www.sec.gov/Archives/edgar/data/1435064/000149315216015696/ex4-3.htm)\n \nForm\nS-1/A\n \n12/7/2016\n \n \n\n4.4\n \n[Form\nof Common Stock Purchase Warrant](https://www.sec.gov/Archives/edgar/data/1435064/000149315219003792/ex4-1.htm)\n \nForm\n8-K\n \n3/22/2019\n \n \n\n4.5\n \n[Form\nof Prefunded Warrant](https://www.sec.gov/Archives/edgar/data/1435064/000149315224017729/ex4-1.htm)\n \nForm\n8-K\n \n5/3/2024\n \n \n\n4.6\n \n[Form\nof Series A Common Stock Purchase Warrant](https://www.sec.gov/Archives/edgar/data/1435064/000149315224017729/ex4-2.htm)\n \nForm\n8-K\n \n5/3/2024\n \n \n\n4.7\n \n[Form\nof Series B Common Stock Purchase Warrant](https://www.sec.gov/Archives/edgar/data/1435064/000149315224017729/ex4-3.htm)\n \nForm\n8-K\n \n5/3/2024\n \n \n\n5.1\n \n[Opinion\nof the Doney Law Firm](https://www.sec.gov/Archives/edgar/data/1435064/000149315224015654/ex5-1.htm)\n \nForm\nS-1/A\n \n4/30/2024\n \n \n\n10.1\n \n[Underwriting\nAgreement, dated May 28, 2025 with Aegis Capital Corp.](https://www.sec.gov/Archives/edgar/data/1435064/000164117225012804/ex1-1.htm)\n \nForm\n8-K\n \n5/29/2025\n \n \n\n10.2\n \n[Securities\nPurchase Agreement, dated December 11, 2025](https://www.sec.gov/Archives/edgar/data/1435064/000149315225027260/ex10-1.htm)\n \nForm\n8-K\n \n12/11/2025\n \n \n\n10.3\n \n[Securities\nPurchase Agreement, dated December 23, 2025](https://www.sec.gov/Archives/edgar/data/1435064/000149315225028988/ex10-1.htm)\n \nForm\n8-K\n \n12/23/2025\n \n \n\n10.4\n \n[Securities\nPurchase Agreement, dated January 9, 2026](https://www.sec.gov/Archives/edgar/data/1435064/000149315226001101/ex10-1.htm)\n \nForm\n8-K\n \n1/9/2026\n \n \n\n10.5\n \n[Sales\nAgreement between AIS Leasing Company and RI Real Estate, LLC](https://www.sec.gov/Archives/edgar/data/1435064/000149315226006116/ex10-1.htm)\n \nForm\n8-K\n \n2/11/2026\n \n \n\n21.1\n \n[Subsidiaries of the Registrant](ex21-1.htm)\n \n \n \n \n \nX\n\n31.1\n \n[Certification of Chief Executive Officer as required by Rule 13a-14 or 15d-14 of the Exchange Act, as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.](ex31-1.htm)\n \n \n \n \n \nX\n\n31.2\n \n[Certification\nof Interim Chief Financial Officer and Principal Financial Officer as required by Rule 13a-14 or 15d-14 of the Exchange Act, as adopted\nPursuant to Section 302 of the Sarbanes-Oxley Act of 2002.](ex31-2.htm)\n \n \n \n \n \nX\n\n32.1\n \n[Certification\nof Chief Executive Officer Pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act 0f of 2002.](ex32-1.htm)\n \n \n \n \n \nX\n\n32.2\n \n[Certification\nof Interim Chief Financial Officer and Principal Financial Officer Pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906\nof the Sarbanes-Oxley Act 0f of 2002.](ex32-2.htm)\n \n \n \n \n \nX\n\n97.1\n \n[Clawback Policy](https://www.sec.gov/Archives/edgar/data/1435064/000164117225003774/ex97-1.htm)\n \nForm\n10-K\n \n12/29/2025\n \n \n\n99.1\n \n[Order\npursuant to Section 8A of the Securities Act – dated September 30, 2022.](https://www.sec.gov/Archives/edgar/data/1435064/000149315222027577/ex99-1.htm)\n \nForm\n8-K\n \n10/4/2022\n \n \n\n101.INS\n \nInline\nXBRL Instance Document\n \n \n \n \n \nX\n\n101.SCH\n \nInline\nXBRL Taxonomy Extension Schema\n \n \n \n \n \nX\n\n101.CAL\n \nInline\nXBRL Taxonomy Extension Calculation Linkbase\n \n \n \n \n \nX\n\n101.DEF\n \nInline\nXBRL Taxonomy Extension Definition Linkbase\n \n \n \n \n \nX\n\n101.LAB\n \nInline\nXBRL Taxonomy Extension Label Linkbase\n \n \n \n \n \nX\n\n101.PRE\n \nInline\nXBRL Taxonomy Extension Presentation Linkbase\n \n \n \n \n \nX\n\n104\n \nCover\nPage Interactive Data File (embedded within the Inline XBRL document)\n \n \n \n \n \nX\n\n \n\n40\n\n \n\n \n\n**Signatures**\n\n** **\n\nPursuant\nto the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by\nthe undersigned hereunto duly authorized.\n\n \n\n \n Cemtrex,\nInc.\n\n \n \n \n\nDated:\nMay 15, 2026\n By:\n*/s/\nSaagar Govil .*\n\n \n \nSaagar\nGovil\n\n \n \nChairman\nof the Board, CEO,\n\n \n \nPresident\nand Secretary (Principal Executive Officer)\n\n \n \n \n\nDated:\nMay 15, 2026\n \n*/s/\nPaul J. Wyckoff .*\n\n \n \nPaul\nJ. Wyckoff\n\n \n \nChief\nFinancial Officer and Principal Financial Officer\n\n \n\n41"}