{"url_path":"/sec/cety/10-k/2026/item-1c","section_key":"item-1c","section_title":"Item 1C Cybersecurity.**","topic":"sec","document":{"doc_type":"10-K/A","doc_date":"2026-06-05","source_url":"https://www.sec.gov/Archives/edgar/data/1329606/0001493152-26-027379-index.html","accession_number":"0001493152-26-027379","cik":"0001329606","ticker":"CETY","issuer_name":"Clean Energy Technologies, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1329606/0001493152-26-027379-index.html","primary_entity_key":"0001329606","primary_entity_name":"Clean Energy Technologies, Inc."},"word_count":1251,"has_tables":true,"body_markdown":"**Item 1C. Cybersecurity.**\n\n  \n\nOur board\nof directors and senior management recognize the critical importance of maintaining the trust and confidence of our clients, business\npartners and employees. Our management, led by our Chief Executive Officer and Chief Financial Officer, are actively involved in oversight\nof our risk management efforts, and cybersecurity represents an important component of the Company’s overall approach to enterprise\nrisk management (“ERM”). Our cybersecurity processes and practices are fully integrated into the Company’s ERM efforts.\nIn general, we seek to address cybersecurity risks through a cross-functional approach that is focused on preserving the confidentiality,\nsecurity and availability of the information that we collect and store by identifying, preventing and mitigating cybersecurity threats\nand effectively responding to cybersecurity incidents when they occur. In addition, we regularly review cybersecurity trends and, partially\nas a result of our prior cybersecurity exposure, have moved some of our internal servers to off-site locations.\n\n \n\n**Risk\nManagement and Strategy**\n\n \n\nAs\none of the critical elements of our overall ERM approach, our cybersecurity efforts are focused on the following key areas:\n\n \n\n \n●\n**Governance:**Management\noversees cybersecurity risk mitigation and reports to the board of directors any cybersecurity incidents.\n\n \n \n \n\n \n●\n**Collaborative Approach:**We have implemented a cross-functional approach to identifying, preventing and mitigating cybersecurity threats and incidents,\nwhile also implementing controls and procedures that provide for the prompt escalation of certain cybersecurity incidents so that\ndecisions regarding the public disclosure and reporting of such incidents can be made by management in a timely manner.\n\n \n \n \n\n \n●\n**Technical Safeguards**:\nWe deploy technical safeguards that are designed to protect our information systems from cybersecurity threats, including firewalls,\nintrusion prevention and detection systems, anti-malware functionality and access controls, which are evaluated and improved through\nvulnerability assessments and cybersecurity threat intelligence.\n\n \n\nThird\nparties also play a role in our cybersecurity. We engage third-party service providers to conduct evaluations of our security controls,\nindependent audits or consulting on best practices to address new challenges.\n\n \n\nWhile\nwe have experienced cybersecurity threats in the past in the normal course of business and expect to continue to experience such threats\nfrom time to time, to date, none have had a material adverse effect on our business, financial condition, results of operations or cash\nflows. Even with the approach we take to cybersecurity, we may not be successful in preventing or mitigating a cybersecurity incident\nthat could have a material adverse effect on us.\n\n \n\n34\n\n \n\n \n\n**WE ARE NOT CURRENTLY IN COMPLIANCE WITH NASDAQ’S\nLISTING REQUIREMENTS; IF WE ARE NOT ABLE TO REGAIN COMPLIANCE WITH THOSE REQUIREMENTS WITHIN THE TIME PERIODS PERMITTED BY NASDAQ, OUR\nCOMMON STOCK MAY BE DELISTED, WHICH WOULD LIKELY IMPAIR OUR ABILITY TO RAISE CAPITAL AND COULD CONSTITUTE AN EVENT OF DEFAULT UNDER OUR\nOUTSTANDING PROMISSORY NOTES.**\n\n \n\nOn November 5, 2024, the Company received a written\nnotice from the Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) indicating that the Company was not\nin compliance with the $1.00 minimum bid price requirement set forth in Nasdaq Listing Rule 5550(a)(2) for continued listing on The Nasdaq\nCapital Market (the “Minimum Bid Price Requirement”). The Nasdaq listing rules require listed securities to maintain a minimum\nbid price of $1.00 per share, and, based upon the closing bid price of the Company’s common stock for the prior 30 consecutive business\ndays, the Company no longer met that requirement. The Nasdaq rules initially provided the Company a compliance period of 180 calendar\ndays from the date of the notice (or until May 5, 2025) in which to regain compliance with the Minimum Bid Price Requirement. On May 7,\n2025, Nasdaq granted the Company an additional 180-day extension (or until November 3, 2025) to regain compliance with the Minimum Bid\nPrice Requirement. On October 20, 2025, Nasdaq notified the Company that the Company had regained compliance with the Minimum Bid Price\nRequirement, and the matter was closed.\n\n \n\nOn January 8, 2025, the Company received a written\nnotice from Nasdaq indicating that the Company was not in compliance with Nasdaq’s annual shareholder meeting requirement as set\nforth in Listing Rules 5620(a) and 5810(c)(2)(G) (the “Annual Shareholder Meeting Requirement”). The Nasdaq listing rules\nrequire the Company to have an annual meeting of shareholders within twelve months of the end of the Company’s fiscal year end,\nand the Company has not had an annual meeting within twelve months of the Company’s 2023 fiscal year end as required. The Nasdaq\nrules provided the Company 45 calendar days to submit a plan to regain compliance with the Annual Shareholder Meeting Requirement. The\nCompany submitted such plan as required, and on February 27, 2025, Nasdaq provided the Company an extension of until June 3, 2025, to\nregain compliance with the Annual Shareholder Meeting Requirement. On April 30, 2025, the Company held its annual meeting of shareholders,\nand the Company regained compliance with the Annual Shareholder Meeting Requirement.\n\n \n\nOn April 17, 2026, the Company received a written\nnotice Nasdaq indicating that the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1) because the Company had not yet filed\nits Annual Report on Form 10-K for the fiscal year ended December 31, 2025. That rule requires listed companies to timely file all required\nperiodic reports with the Securities and Exchange Commission. Under Nasdaq rules, the Company has 60 calendar days from receipt of the\nnotice to submit a plan to regain compliance. If Nasdaq accepts the Company’s plan, then Nasdaq may grant an exception of up to\n180 calendar days from the due date of the Form 10-K, or until October 12, 2026, to regain compliance.\n\n \n\nOn May 26, 2026, the Company received a written notice\nNasdaq indicating that the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1) because the Company had not yet filed its\nQuarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2026. That rule requires listed companies to timely file all required\nperiodic reports with the Securities and Exchange Commission. Under Nasdaq rules, the Company has 60 calendar days from receipt of the\nnotice to submit a plan to regain compliance. If Nasdaq accepts the Company’s plan, then Nasdaq may grant an exception of up to\n180 calendar days from the due date of the Form 10-Q, or until November 16, 2026, to regain compliance.\n\n \n\nThe Company intends to submit a plan to Nasdaq regarding\nregaining compliance with Nasdaq’s rules. However, there can be no assurance that Nasdaq will accept the Company’s plan to\nregain compliance or that the Company will be able to regain compliance within any extension period granted by Nasdaq. If Nasdaq does\nnot accept the Company’s plan, then the Company will have the opportunity to appeal that decision to a Nasdaq hearings panel.\n\n \n\nIf the Company’s common stock ultimately\nwere to be delisted for any reason, it could negatively impact the Company by (i) reducing the liquidity and market price of the Company’s\ncommon stock; (ii) reducing the number of investors willing to hold or acquire the Company’s common stock, which could negatively\nimpact the Company’s ability to raise equity financing; (iii) limiting the Company’s ability to use a registration statement\nto offer and sell freely tradable securities, thereby preventing the Company from accessing the public capital markets; and (iv) impairing\nthe Company’s ability to provide equity incentives to its employees. Additionally, delisting of the Company’s common stock\nfrom the Nasdaq Capital Market could constitute an event of default under its outstanding convertible promissory notes, resulting in\nthose notes becoming immediately due and payable, and resulting in default penalties being applied to those notes."}