{"url_path":"/sec/cety/10-k/2026/item-5","section_key":"item-5","section_title":"Item 5 Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities.**","topic":"sec","document":{"doc_type":"10-K/A","doc_date":"2026-06-05","source_url":"https://www.sec.gov/Archives/edgar/data/1329606/0001493152-26-027379-index.html","accession_number":"0001493152-26-027379","cik":"0001329606","ticker":"CETY","issuer_name":"Clean Energy Technologies, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1329606/0001493152-26-027379-index.html","primary_entity_key":"0001329606","primary_entity_name":"Clean Energy Technologies, Inc."},"word_count":758,"has_tables":true,"body_markdown":"**Item\n5. Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities.**\n\n \n\nAll\nshare and per-share information in this section has been retroactively adjusted to reflect the 1-for-15 reverse stock split\neffectively on October 06, 2025.\n\n \n\nBid and ask quotations for our common shares are routinely submitted by registered broker dealers who are members\nof the National Association of Securities Dealers on the NASD Over-the-Counter Electronic Bulletin Board. These quotations reflect inner-dealer\nprices, without retail mark-up, mark-down or commission and may not represent actual transactions. The high and low bid information for\nour shares for each quarter for the last two years, so far as information is reported, through the year ended December 31, 2024, as reported\nby the Nasdaq Markets, are as follows:\n\n \n\n2024 FISCAL YEAR \nHigh  \nLow \n\nFirst Quarter \n$1.53  \n$0.50 \n\nSecond Quarter \n$1.74  \n$1.13 \n\nThird Quarter \n$1.29  \n$0.88 \n\nFourth Quarter \n$1.05  \n$0.53 \n\n \n\n2023 FISCAL YEAR \nHigh  \nLow \n\nFirst Quarter \n$3.66  \n$3.27 \n\nSecond Quarter \n$1.93  \n$1.72 \n\nThird Quarter \n$1.93  \n$1.82 \n\nFourth Quarter \n$1.59  \n$1.44 \n\n \n\n**Record\nHolders**\n\n \n\nAs\nof April 09, 2025, there were 3,168,229 shares of the registrant’s $0.001 par value\ncommon stock issued and outstanding, which shares were owned by approximately 5000 holders of record, based on information provided\nby our transfer agent and NOBO.\n\n \n\n**Dividend\nPolicy**\n\n \n\nWe\nhave never declared a cash dividend on our common stock and our Board of Directors does not anticipate that we will pay cash dividends\nin the foreseeable future. Any future determination to pay cash dividends will be at the discretion of our board of directors and will\ndepend upon our financial condition, operating results, capital requirements, restrictions contained in our agreements and other factors\nwhich our Board of Directors deems relevant.\n\n \n\n36\n\n \n\n \n\n**Recent\nSales of Unregistered Securities**\n\n \n\nDuring\nthe period covered by this annual report (the fiscal year ended 2024) the company issued the following unregistered equity securities\nthat were not already disclosed in a quarterly report on a form 10Q or in a current report on a form 8K:\n\n \n\nOn\nJune 21, 2024, the Company issued 2,667 shares to a consultant at fair value of $52,800.\n\n \n\nIn\nthe second quarter of 2024, the Company issued 52,140 shares for conversion of Series E Preferred\nshare valued at $756,435.\n\n \n\nIn\nthe fourth quarter of 2024, the Company issued 26,667 shares for conversion of Series E Preferred share valued at $219,176.\n\n \n\nOn\nOctober 20, 2024, the Company entered into a subscription agreement pursuant to which the Company agreed to sell up to 10,677  units to the Subscribers for an aggregate purchase price of $102,500.\n\n \n\nOn November 8, 2024, the Company entered into a securities purchase agreement with Coventry. As a\ncondition to the sale of the Note, the Company issued to the Buyer 2,667 shares of Common Stock as commitment\nshares.\n\n \n\nOn\nNovember 18, 2024, the Company entered into a securities purchase agreement with Mast Hill Fund, L.P. As a condition to the sale of the\nNote, the Company issued to the Buyer 3,333 shares of Common Stock as commitment shares.\n\n \n\nOn\nNovember 29, 2024, the Company entered into a securities purchase agreement as a condition to the sale of the Note, the Company issued\nto the Buyer 2,667 shares ****of Common Stock.\n\n \n\nOn\nDecember 23, 2024, the Company entered into a securities purchase agreement as a condition to the sale of the Note, the Company issued\n33,333 shares of Common Stock to the Buyer.\n\n \n\nAs\nof the filing date in 2025, the Company has issued   137,720 shares for the conversion of Series\nE Preferred shares, with a total value of $756,139 year-to-date.\n\n \n\nOn\nJanuary 27, 2025, the Company issued 3,740 shares as the final payment of a note to Firstfire Global Opportunities Fund LLC.\n\n \n\nOn\nFebruary 11, 2025, the Company entered into a consulting agreement as a condition to the agreement, the Company issued 1,667 shares of Common Stock to the consultant.\n\n \n\nOn\nApril 04, 2025, the Company entered into a securities purchase agreement as a condition to the sale of the Note, the Company issued to\nthe Buyer 3,000 shares of Common Stock.\n\n \n\nThese\nsecurities were issued pursuant to Section 4(2) of the Securities Act and/or Rule 506 promulgated thereunder. The holders represented\ntheir intention to acquire the securities for investment only and not with a view towards distribution. The investors were given adequate\ninformation about us to make an informed investment decision. We did not engage in any general solicitation or advertising. We directed\nour transfer agent to issue the stock certificates with the appropriate restrictive legend affixed to the restricted stock."}