{"url_path":"/sec/cffn/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 Exhibits","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-08","source_url":"https://www.sec.gov/Archives/edgar/data/1490906/0001490906-26-000018-index.html","accession_number":"0001490906-26-000018","cik":"0001490906","ticker":"CFFN","issuer_name":"Capitol Federal Financial, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1490906/0001490906-26-000018-index.html","primary_entity_key":"0001490906","primary_entity_name":"Capitol Federal Financial, Inc."},"word_count":980,"has_tables":true,"body_markdown":"Item 6. Exhibits\n\nSee \"Index to Exhibits.\"\n\n82\n\nINDEX TO EXHIBITS\n\nExhibit\nNumberDocument\n\n[3(i)](https://www.sec.gov/Archives/edgar/data/1490906/000118811210001227/ex3-1.htm)\nCharter of Capitol Federal Financial, Inc., as filed on May 6, 2010, as Exhibit 3(i) to Capitol Federal Financial, Inc.'s Registration Statement on Form S-1 (File No. 333-166578) and incorporated herein by reference\n\n[3(ii)](https://www.sec.gov/Archives/edgar/data/1490906/000149090620000033/cffnbylawsamended032520.htm)\nBylaws of Capitol Federal Financial, Inc., as amended, filed on March 30, 2020, as Exhibit 3.2 to Form 8-K for Capitol Federal Financial Inc. and incorporated herein by reference\n\n[10.1](https://www.sec.gov/Archives/edgar/data/1490906/000149090623000028/cffn-093023xex10.htm)\nForm of Amended and Restated Change of Control Agreement with each of John B. Dicus, Kent G. Townsend, Rick C. Jackson, Natalie G. Haag, Anthony S. Barry, and William J. Skrobacz filed on November 29, 2023 as Exhibit 10.1 to the Registrant's September 30, 2023 Form 10-K and incorporated herein by reference\n\n[10.2](https://www.sec.gov/Archives/edgar/data/1074433/000092708900000133/0000927089-00-000133.txt)\nCapitol Federal Financial's 2000 Stock Option and Incentive Plan (the \"Stock Option Plan\") filed on April 13, 2000 as Appendix A to Capitol Federal Financial's Revised Proxy Statement (File No. 000-25391) and incorporated herein by reference\n\n[10.3](https://www.sec.gov/Archives/edgar/data/1490906/000149090620000042/cffn-033120xex103.htm)\nCapitol Federal Financial Deferred Incentive Bonus Plan, as amended, filed on May 8, 2020 as Exhibit 10.3 to the Registrant's March 31, 2020 Form 10-Q and incorporated herein by reference\n\n[10.4](https://www.sec.gov/Archives/edgar/data/1074433/000107443305000014/cffniso.htm)\nForm of Incentive Stock Option Agreement under the Stock Option Plan filed on February 4, 2005 as Exhibit 10.5 to the December 31, 2004 Form 10-Q for Capitol Federal Financial and incorporated herein by reference\n\n[10.5](https://www.sec.gov/Archives/edgar/data/1074433/000107443305000014/cffnnqso.htm)\nForm of Non-Qualified Stock Option Agreement under the Stock Option Plan filed on February 4, 2005 as Exhibit 10.6 to the December 31, 2004 Form 10-Q for Capitol Federal Financial and incorporated herein by reference\n\n[10.6](https://www.sec.gov/Archives/edgar/data/1490906/000149090622000038/cffn-093022xex106.htm)\nDescription of Director Fee Arrangements, as filed on November 23, 2022, as Exhibit 10.6 to the Registrant's Annual Report on Form 10-K and incorporated herein by reference\n\n[10.7](https://www.sec.gov/Archives/edgar/data/1490906/000149090625000031/cffn-093025xex107.htm)\nShort-term Performance Plan, as amended and restated, as filed on November 25, 2025, as Exhibit 10.7 to the Registrant's Current Report on Form 8-K/A and incorporated herein by reference\n\n[10.8](https://www.sec.gov/Archives/edgar/data/1490906/000092708911000289/cffn-def14a2012.htm)\nCapitol Federal Financial, Inc. 2012 Equity Incentive Plan (the \"Equity Incentive Plan\") filed on December 22, 2011 as Appendix A to Capitol Federal Financial, Inc.'s Proxy Statement (File No. 001-34814) and incorporated herein by reference\n\n[10.9](https://www.sec.gov/Archives/edgar/data/1490906/000149090612000013/ex1012.htm)\nForm of Incentive Stock Option Agreement under the Equity Incentive Plan filed on February 6, 2012 as Exhibit 10.12 to the Registrant's December 31, 2011 Form 10-Q and incorporated herein by reference\n\n[10.10](https://www.sec.gov/Archives/edgar/data/1490906/000149090612000013/ex1013.htm)\nForm of Non-Qualified Stock Option Agreement under the Equity Incentive Plan filed on February 6, 2012 as Exhibit 10.13 to the Registrant's December 31, 2011 Form 10-Q and incorporated herein by reference\n\n[10.11](https://www.sec.gov/Archives/edgar/data/1490906/000149090612000013/ex1014.htm)\nForm of Stock Appreciation Right Agreement under the Equity Incentive Plan filed on February 6, 2012 as Exhibit 10.14 to the Registrant's December 31, 2011 Form 10-Q and incorporated herein by reference\n\n[10.12](https://www.sec.gov/Archives/edgar/data/1490906/000149090612000013/ex1015.htm)\nForm of Restricted Stock Agreement under the Equity Incentive Plan filed on February 6, 2012 as Exhibit 10.15 to the Registrant's December 31, 2011 Form 10-Q and incorporated herein by reference\n\n[10.13](https://www.sec.gov/Archives/edgar/data/1490906/000149090625000039/cffn-20251217.htm)\nCapitol Federal Financial, Inc. 2026 Omnibus Incentive Plan (the \"Omnibus Incentive Plan\") filed on December 18, 2025 as Appendix A to Capitol Federal Financial, Inc.'s Proxy Statement (File No. 001-34814) and incorporated herein by reference\n\n[10.14](https://www.sec.gov/Archives/edgar/data/1490906/000149090626000013/ex992isoagreementform-2026.htm)\nForm of Incentive Stock Option Award Agreement under the Omnibus Incentive Plan filed on April 8, 2026 as Exhibit 99.2 to the Registrant's Registration Statement on Form S-8 (File No. 333-294928) and incorporated herein by reference\n\n[10.15](https://www.sec.gov/Archives/edgar/data/1490906/000149090626000013/ex993nqsoagreementform-202.htm)\nForm of Non-Qualified Stock Option Award Agreement under the Omnibus Incentive Plan filed on April 8, 2026 as Exhibit 99.3 to the Registrant's Registration Statement on Form S-8 (File No. 333-294928) and incorporated herein by reference\n\n[10.16](https://www.sec.gov/Archives/edgar/data/1490906/000149090626000013/ex994restrictedstockagreem.htm)\nForm of Restricted Stock Award Agreement under the Omnibus Incentive Plan filed on April 8, 2026 as Exhibit 99.4 to the Registrant's Registration Statement on Form S-8 (File No. 333-294928) and incorporated herein by reference\n\n[10.17](https://www.sec.gov/Archives/edgar/data/1490906/000149090626000013/ex995restrictedstockunitag.htm)\nForm of Restricted Stock Unit Award Agreement under the Omnibus Incentive Plan filed on April 8, 2026 as Exhibit 99.5 to the Registrant's Registration Statement on Form S-8 (File No. 333-294928) and incorporated herein by reference\n\n[31.1](cffn10q0326-ex311.htm)\nCertification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 made by John B. Dicus, Chairman, President and Chief Executive Officer\n\n[31.2](cffn10q0326-ex312.htm)\nCertification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 made by Kent G. Townsend, Executive Vice President, Chief Financial Officer and Treasurer\n\n[32](cffn10q0326-ex32.htm)\nCertification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 made by John B. Dicus, Chairman, President and Chief Executive Officer, and Kent G. Townsend, Executive Vice President, Chief Financial Officer and Treasurer\n\n101\nThe following information from the Company's Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2026, filed with the SEC on May 8, 2026, has been formatted in Inline eXtensible Business Reporting Language (\"XBRL\"): (i) Consolidated Balance Sheets at March 31, 2026 and September 30, 2025, (ii) Consolidated Statements of Income for the three and six months ended March 31, 2026, and 2025, (iii) Consolidated Statements of Comprehensive Income for the three and six months ended March 31, 2026, and 2025, (iv) Consolidated Statement of Stockholders' Equity for the three and six months ended March 31, 2026, and 2025, (v) Consolidated Statements of Cash Flows for the six months ended March 31, 2026, and 2025, and (vi) Notes to the Unaudited Consolidated Financial Statements.\n\n104Cover Page Interactive Data File, formatted in Inline XBRL and included in Exhibit 101\n\nSIGNATURES\n\nPursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.\n\nCAPITOL FEDERAL FINANCIAL, INC.\n\nDate: May 8, 2026By:/s/ John B. Dicus\n\nJohn B. Dicus, Chairman, President and\n\nChief Executive Officer\n\nDate: May 8, 2026By:/s/ Kent G. Townsend\n\nKent G. Townsend, Executive Vice President,\n\nChief Financial Officer and Treasurer"}