{"url_path":"/sec/cgeh/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 Exhibit****s**","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-02-12","source_url":"https://www.sec.gov/Archives/edgar/data/1009759/0001104659-26-014292-index.html","accession_number":"0001104659-26-014292","cik":"0001009759","ticker":"CGEH","issuer_name":"Capstone Energy Plus, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1009759/0001104659-26-014292-index.html","primary_entity_key":"0001009759","primary_entity_name":"Capstone Green Energy Holdings, Inc."},"word_count":753,"has_tables":true,"body_markdown":"**Item 6. Exhibit****s**\n\n​\n\n​\n\n**Exhibit********Number**\n\n**  ​ ​ ​**\n\n**Description**\n\n3.1\n\n​\n\n[Second Amended and Restated Certificate of Incorporation of Capstone Green Energy Holdings, Inc. (a)](https://www.sec.gov/Archives/edgar/data/1009759/000110465923124877/tm2332548d1_ex3-1.htm)\n\n3.2\n\n​\n\n[Amended and Restated Bylaws of Capstone Green Energy Holdings, Inc. (a)](https://www.sec.gov/Archives/edgar/data/1009759/000110465923124877/tm2332548d1_ex3-2.htm)\n\n4.1\n\n​\n\n[Super-Priority Senior Secured Debtor-In-Possession Note Purchase Agreement, dated as of October 2, 2023, among Capstone Green Energy Corporation, as a Chapter 11 Debtor and Debtor-in-Possession, the other debtors party thereto from time to time, each as a Chapter 11 Debtor and Debtor-in-Possession and as a Guarantor, Broad Street Credit Holdings LLC, as Purchaser, and Goldman Sachs Specialty Lending Group, L.P., as Collateral Agent (b)](https://www.sec.gov/Archives/edgar/data/1009759/000155837023016210/cgrn-20230929xex4d1.htm#Exhibit:https://www.sec.gov/Archives/edgar/data/1009759/000155837023016210/cgrn-20230929xex4d1.htm)\n\n4.2\n\n​\n\n[First Amendment to Super-Priority Senior Secured Debtor-In-Possession Note Purchase Agreement, dated as of November 15, 2023, among Capstone Green Energy Corporation, as a Chapter 11 Debtor and Debtor-in-Possession, the other debtors party thereto from time to time, each as a Chapter 11 Debtor and Debtor-in-Possession and as a Guarantor, Broad Street Credit Holdings LLC, as Purchaser, and Goldman Sachs Specialty Lending Group, L.P., as Collateral Agent (c)](https://www.sec.gov/Archives/edgar/data/1009759/000155837023019179/cgrn-20231109xex4d1.htm)\n\n4.3\n\n​\n\n[Exit Note Purchase Agreement, dated December 7, 2023, by and among Capstone Green Energy LLC, Capstone Green Energy Holdings, Inc., Capstone Financial Services, Broad Street Credit Holdings LLC, as Purchaser, and Goldman Sachs Specialty Lending Group, L.P., as Collateral Agent (a)](https://www.sec.gov/Archives/edgar/data/1009759/000110465923124877/tm2332548d1_ex4-1.htm#Exhibit:https://www.sec.gov/Archives/edgar/data/1009759/000110465923124877/tm2332548d1_ex4-1.htm)\n\n4.4\n\n​\n\n[First Amendment to Note Purchase Agreement, dated as of June 28, 2024, by and among Capstone Green Energy Holdings, Inc., Capstone Green Energy LLC, Capstone Turbine Financial Services, LLC, Goldman Sachs Specialty Lending Group, L.P. and the Purchaser party thereto. (d)](https://www.sec.gov/Archives/edgar/data/1009759/000155837024009633/tmb-20240626xex4d1.htm)\n\n4.5\n\n​\n\n[Form of Pre-Funded Warrant. (e)](https://www.sec.gov/Archives/edgar/data/0001009759/000110465925115134/tm2532029d1_ex4-1.htm)\n\n10.1\n\n​\n\n[Consulting Agreement, dated as of November 10, 2025, between Capstone Green Energy Holdings, Inc. and BBR Financial Solutions, LLC. (f)](https://www.sec.gov/Archives/edgar/data/0001009759/000100975925000057/cgeh-20251030xex10d1.htm)\n\n10.2\n\n​\n\n[Securities Purchase Agreement, dated as of November 24, 2025, by and among Capstone Green Energy Holdings, Inc. and the purchasers party thereto. (e)](https://www.sec.gov/Archives/edgar/data/0001009759/000110465925115134/tm2532029d1_ex10-1.htm)\n\n10.3\n\n​\n\n[Registration Rights Agreement, dated as of November 24, 2025, by and among Capstone Green Energy Holdings, Inc. and the purchasers party thereto. (e)](https://www.sec.gov/Archives/edgar/data/0001009759/000110465925115134/tm2532029d1_ex10-2.htm)\n\n10.4\n\n​\n\n[Placement Agency Agreement, dated November 24, 2025, by and between Capstone Green Energy Holdings, Inc. and Craig-Hallum Capital Group LLC. (e)](https://www.sec.gov/Archives/edgar/data/0001009759/000110465925115134/tm2532029d1_ex10-3.htm)\n\n31.1*\n\n​\n\n[Certification of Chief Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002](cgeh-20251231xex31d1.htm)\n\n31.2*\n\n​\n\n[Certification of Chief Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002](cgeh-20251231xex31d2.htm)\n\n32**\n\n​\n\n[Certification of Chief Executive Officer and Chief Financial Officer 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002](cgeh-20251231xex32.htm)\n\n101.INS*\n\n​\n\nXBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the inline XBRL document\n\n101.SCH*\n\n​\n\nXBRL Schema Document\n\n101.CAL*\n\n​\n\nXBRL Calculation Linkbase Document\n\n101.LAB*\n\n​\n\nXBRL Label Linkbase Document\n\n101.PRE*\n\n​\n\nXBRL Presentation Linkbase Document\n\n101.DEF*\n\n​\n\nXBRL Definition Linkbase Document\n\n104*\n\n​\n\nThe cover page from Capstone Green Energy Holdings, Inc.’s Quarterly Report on Form 10-Q for the quarter ended December 31, 2025, formatted in Inline XBRL and contained in Exhibit 101\n\n*Filed herewith\n\n**Furnished herewith\n\n​\n\n(a)\n\nIncorporated by reference to Capstone Green Energy Holdings, Inc.’s Current Report on Form 8-K12G3 filed on December 11, 2023 (File No. 001-15957).\n\n42\n\n[Table of Contents](#TOC)\n\n(b)\n\nIncorporated by reference to Capstone Green Energy Corporation’s Current Report on Form 8-K filed on October 3, 2023 (File No. 001-15957).\n\n(c)\n\nIncorporated by reference to Capstone Green Energy Corporation’s Current Report on Form 8-K filed on November 17, 2023 (File No. 001-15957).\n\n(d)\n\nIncorporated by reference to Capstone Green Energy Holdings, Inc.’s Current Report on Form 8-K filed on June 28, 2024 (File No. 001-15957).\n\n(e)\n\nIncorporated by reference to Capstone Green Energy Corporation’s Current Report on Form 8-K filed on November 24, 2025 (File No. 001-15957).\n\n(f)\n\nIncorporated by reference to Capstone Green Energy Corporation’s Current Report on Form 8-K filed on November 14, 2025 (File No. 001-15957).\n\n​\n\n43\n\n[Table of Contents](#TOC)\n\n**SIGNATURES**\n\n​\n\nPursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.\n\n​\n\nCAPSTONE GREEN ENERGY HOLDINGS, INC.\n\n​\n\n​\n\n​\n\n​\n\n​\n\nBy:\n\n/s/ JOHN MILLER\n\n​\n\n​\n\nJohn Miller\n\n​\n\n​\n\n*Interim Chief Financial Officer*\n\n​\n\n​\n\n*(Interim Principal Financial Officer)*\n\nDate: February 12, 2026\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​"}