{"url_path":"/sec/cgeh/8-k/2026-03-30/item-9-01","section_key":"item-9-01","section_title":"Item 9.01 Financial Statements and Exhibits.**","topic":"sec","document":{"doc_type":"8-K","doc_date":"2026-03-30","source_url":"https://www.sec.gov/Archives/edgar/data/1009759/0001104659-26-036455-index.html","accession_number":"0001104659-26-036455","cik":"0001009759","ticker":"CGEH","issuer_name":"Capstone Energy Plus, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1009759/0001104659-26-036455-index.html","primary_entity_key":"0001009759","primary_entity_name":"Capstone Green Energy Holdings, Inc."},"word_count":282,"has_tables":true,"body_markdown":"**Item\n9.01 Financial Statements and Exhibits.**\n\n \n\n**(d) Exhibits\nIndex**\n\n \n\n**Exhibit**\n\n**No.**\n\n \n**Description**\n\n[3.1](tm2610121d1_ex3-1.htm)\n \n[Form\nof Certificate of Designation](tm2610121d1_ex3-1.htm)\n\n[4.1](tm2610121d1_ex4-1.htm)\n \n[Form of\nPre-Funded Warrant](tm2610121d1_ex4-1.htm)\n\n[4.2*](tm2610121d1_ex4-2.htm)\n \n[Consent\nand Third Amendment to Note Purchase Agreement, dated March 29, 2026.](tm2610121d1_ex4-2.htm)\n\n[10.1*](tm2610121d1_ex10-1.htm)\n \n[Securities\nPurchase Agreement with Preferred Stock Investor, dated as of March 29, 2026, by and among Capstone Green Energy Holdings, Inc.\nand the purchasers party thereto.](tm2610121d1_ex10-1.htm)\n\n[10.2*](tm2610121d1_ex10-2.htm)\n \n[Securities\nPurchase Agreement for PIPE, dated as of March 29, 2026, by and among Capstone Green Energy Holdings, Inc. and the purchasers\nparty thereto.](tm2610121d1_ex10-2.htm)\n\n[10.3*](tm2610121d1_ex10-3.htm)\n \n[Registration\nRights Agreement with Preferred Stock Investor, dated as of March 29, 2026, by and among Capstone Green Energy Holdings, Inc.\nand the purchasers party thereto.](tm2610121d1_ex10-3.htm)\n\n[10.4*](tm2610121d1_ex10-4.htm)\n \n[Registration\nRights Agreement for PIPE, dated as of March 29, 2026, by and among Capstone Green Energy Holdings, Inc. and the purchasers\nparty thereto.](tm2610121d1_ex10-4.htm)\n\n[10.5*](tm2610121d1_ex10-5.htm)\n \n[Placement\nAgency Agreement, dated March 29, 2026, by and between Capstone Green Energy Holdings, Inc. and Craig-Hallum Capital Group\nLLC.](tm2610121d1_ex10-5.htm)\n\n[10.6*](tm2610121d1_ex10-6.htm)\n \n[Preferred\nUnit Redemption Agreement, dated March 29, 2026.](tm2610121d1_ex10-6.htm)\n\n[10.7*](tm2610121d1_ex10-7.htm)\n \n[Asset\nPurchase Agreement, dated March 29, 2026.](tm2610121d1_ex10-7.htm)\n\n[99.1](tm2610121d1_ex99-1.htm)\n \n[Press\nRelease, dated March 30, 2026.](tm2610121d1_ex99-1.htm)\n\n104\n \nCover\nPage Interactive Data File (embedded within the Inline XBRL document)\n\n \n\n* The schedules and exhibits\nto this agreement have been omitted pursuant to Item 601(a)(5) of Regulation S-K. A copy of any omitted schedule and/or exhibit will\nbe furnished to the SEC upon request.\n\n \n\n \n\n \n\n**Signatures**\n\n \n\nPursuant to the requirements of the Securities\nExchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.\n\n \n\n \n**Capstone Green Energy Holdings, Inc.**\n\n \n \n \n\nDate: March 30, 2026\nBy:\n*/s/ John P. Miller*\n\n \n \nJohn P. Miller\n\n \n \nInterim Chief Financial Officer"}