{"url_path":"/sec/cik-0001544190/10-q/2026/item-601","section_key":"item-601","section_title":"Item 601 of Regulation S-K).","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-14","source_url":"https://www.sec.gov/Archives/edgar/data/1544190/0001493152-26-023055-index.html","accession_number":"0001493152-26-023055","cik":"0001544190","ticker":null,"issuer_name":"Shepherd's Finance, LLC","edgar_url":"https://www.sec.gov/Archives/edgar/data/1544190/0001493152-26-023055-index.html","primary_entity_key":"0001544190","primary_entity_name":"Shepherd's Finance, LLC"},"word_count":457,"has_tables":true,"body_markdown":"Item 601 of Regulation S-K).\n\n \n\n**Exhibit**\n\n**No.**\n\n \n**Name\nof Exhibit**\n\n3.1\n \n[Certificate of Conversion, incorporated by reference to Exhibit 3.1 to the Registrant’s Registration Statement on Form S-1, filed on May 11, 2012, Commission File No. 333-181360](https://www.sec.gov/Archives/edgar/data/1544190/000119312512228466/d315903dex31.htm)\n\n \n \n \n\n3.2\n \n[Certificate of Formation, incorporated by reference to Exhibit 3.2 to the Registrant’s Registration Statement on Form S-1, filed on May 11, 2012, Commission File No. 333-181360](https://www.sec.gov/Archives/edgar/data/1544190/000119312512228466/d315903dex32.htm)\n\n \n \n \n\n3.3\n \n[Second Amended and Restated Limited Liability Company Agreement of the Registrant, incorporated by reference to Exhibit 3.1 to the Registrant’s Form 8-K, filed on November 13, 2017, Commission File No. 333-203707](https://www.sec.gov/Archives/edgar/data/1544190/000149315217012920/ex3-1.htm)\n\n \n \n \n\n3.4\n \n[Amendment No. 1 to Second Amended and Restated Limited Liability Company Agreement of the Registrant, incorporated by reference to Exhibit 3.4 to the Registrant’s Quarterly Report on Form 10-Q, filed May 9, 2019, Commission File No. 333-203707](https://www.sec.gov/Archives/edgar/data/1544190/000149315219006650/ex3-4.htm)\n\n \n \n \n\n3.5\n \n[Amendment No. 2 to Second Amended and Restated Limited Liability Company Agreement of the Registrant, incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K, filed March 31, 2020, Commission File No. 333-224557](https://www.sec.gov/Archives/edgar/data/1544190/000149315220005511/ex3-1.htm)\n\n \n \n \n\n3.6\n \n[Amendment No. 3 to Second Amended and Restated Limited Liability Company Agreement of the Registrant, incorporated by reference to Exhibit 3.6 to the Registrant’s Annual Report on Form 10-K, filed March 15, 2024, Commission File No. 333-224557.](https://www.sec.gov/Archives/edgar/data/1544190/000149315224010136/ex3-6.htm)\n\n \n \n \n\n3.7\n \n[Amendment No. 4 to the Second Amended and Restated Limited Liability Company Agreement of Shepherd’s Finance, LLC , incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K, filed April 22, 2024, Commission File No. 333-224557.](https://www.sec.gov/Archives/edgar/data/1544190/000149315224015576/ex3-1.htm)\n\n \n \n \n\n4.1\n \n[Indenture Agreement (including Form of Note) dated April 30, 2026, incorporated by reference to Exhibit 4.1 to the Registrant’s Post-Effective Amendment No. 1, filed on April 30, 2026, Commission File No. 333-290256](https://www.sec.gov/Archives/edgar/data/1544190/000149315226020404/ex4-1.htm)\n\n \n \n \n\n31.1*\n \n[Certification of Principal Executive Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002](ex31-1.htm)\n\n \n \n \n\n31.2*\n \n[Certification of Principal Financial Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002](ex31-2.htm)\n\n \n \n \n\n32.1**\n \n[Certification of Principal Executive Officer, pursuant to 18 U.S.C. Section 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002](ex32-1.htm)\n\n \n \n \n\n32.2**\n \n[Certification of Principal Financial Officer, pursuant to 18 U.S.C. Section 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002](ex32-2.htm)\n\n \n \n \n\n101.INS*\n \nInline XBRL Instance Document\n\n \n \n \n\n101.SCH*\n \nInline XBRL Schema Document\n\n \n \n \n\n101.CAL*\n \nInline XBRL Calculation\nLinkbase Document\n\n \n \n \n\n101.DEF*\n \nInline XBRL Definition\nLinkbase Document\n\n \n \n \n\n101.LAB*\n \nInline XBRL Labels Linkbase\nDocument\n\n \n \n \n\n101.PRE*\n \nInline XBRL Presentation\nLinkbase Document\n\n \n \n \n\n104*\n \nInline XBRL Cover Page\nInteractive Data File\n\n \n\n*\nFiled herewith.\n\n**\nFurnished.\n\n \n\n50\n\n \n\n \n\n**SIGNATURES**\n\n \n\nPursuant\nto the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by\nthe undersigned thereunto duly authorized.\n\n \n\n \n\n**SHEPHERD’S\nFINANCE, LLC**\n\n(Registrant)\n\n \n \n\nDated: May\n14, 2026\nBy:\n*/s/\nCatherine Leslie*\n\n \n \nCatherine Leslie\n\n \n \nChief Financial Officer\n\n \n\n51"}