{"url_path":"/sec/cik-0001786835/8-k/2026-07-13/item-5-07","section_key":"item-5-07","section_title":"Item 5.07 Submission of Matters to a Vote of Security Holders.","topic":"sec","document":{"doc_type":"8-K","doc_date":"2026-07-13","source_url":"https://www.sec.gov/Archives/edgar/data/1786835/0001140361-26-028340-index.html","accession_number":"0001140361-26-028340","cik":"0001786835","ticker":null,"issuer_name":"Star Mountain Lower Middle-Market Capital Corp","edgar_url":"https://www.sec.gov/Archives/edgar/data/1786835/0001140361-26-028340-index.html","primary_entity_key":"0001786835","primary_entity_name":"Star Mountain Lower Middle-Market Capital Corp"},"word_count":519,"has_tables":true,"body_markdown":"Item 5.07.\n\nSubmission of Matters to a Vote of Security Holders.\n\nStar Mountain Lower Middle-Market Capital Corp (the “Company”) held its 2026 Annual Meeting of Stockholders (the “Annual Meeting”) on June 11, 2026.\nPursuant to the Company’s Bylaws, the presiding officer of the Annual Meeting exercised his power to adjourn the Annual meeting, without conducting any business, until July 8, 2026 because the Company did not have a sufficient number of shares of the\nCompany’s common stock present in person or represented by proxy at the Annual Meeting to constitute a quorum. On July 8, 2026, the Company reconvened the Annual Meeting and the stockholders were asked to consider and act upon the following\nproposals, each of which was described in the Company’s definitive proxy statement filed with the Securities and Exchange Commission (the “SEC”) on April 30, 2026 (the “Proxy Statement”):\n\n•\n\nProposal No. 1 – to elect two Class II directors, Curtis Glovier and O. James Sterling, to serve until the 2029 annual meeting of the stockholders or until their successor is\nduly elected and qualified (the “Director Election Proposal”);\n\n•\n\nProposal No. 2 – to approve a change in the Company’s legal form from a Delaware corporation to a Delaware statutory trust (the “Change in Legal Form Proposal”); and\n\n•\n\nProposal No. 3 – to ratify the selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 (the\n“Auditor Ratification Proposal”).\n\nAll director nominees listed in the Director Election Proposal were elected by the Company’s stockholders at the Annual Meeting as Class II directors to serve until the\nCompany’s 2029 annual meeting of stockholders and until their successors have been duly elected and qualified. The final voting results for each director nominee are set forth below:\n\n \n\nDirector\n\n \n\nFor\n\n \n\nWithheld\n\n \n\nBroker Non-Votes\n\n Curtis Glovier\n\n \n\n 3,138,280.580\n\n \n\n 849,253.561\n\n \n\n 0\n\n O. James Sterling\n\n \n\n 3,138,280.580\n\n \n\n 849,253.561\n\n \n\n 0\n\nThe appointment of Ernst & Young LLP was ratified by the Company’s stockholders as the Company’s independent registered public accounting firm for the fiscal year\nending December 31, 2026 pursuant to the Auditor Ratification Proposal, as set forth below:\n\nFor\n\n \n\nAgainst\n\n \n\nAbstain\n\n \n\nBroker Non-Votes\n\n3,983,901.094\n\n \n\n0\n\n \n\n3,633.047\n\n \n\n0\n\nOn July 8, 2026, the Company adjourned the Annual Meeting with respect to the Change in Legal Form Proposal to permit additional time to solicit stockholder votes for such\nproposal. The reconvened meeting (the “Reconvened Meeting”) will be held virtually on August 7, 2026 at 10:00 a.m., Eastern Time, at the following website:\nhttps://starmountaincapital.com/star-mountain-lower-middle-market-capital-corp-annual-shareholder-meeting-2026/. Valid proxies submitted prior to the Annual Meeting will continue to be valid for the Reconvened Meeting, unless properly changed\nor revoked prior to votes being taken at the Reconvened Meeting. The record date of April 17, 2026 will remain the same for the Reconvened Meeting.\n\nSIGNATURE\n\nPursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its\nbehalf by the undersigned hereunto duly authorized.\n\n \n\nStar Mountain Lower Middle-Market Capital Corp.\n\n \n\n \n\n \n\nDated: July 13, 2026\n\nBy:\n\n/s/ Brett A. Hickey\n\n \n\nName:\n\nBrett A. Hickey\n\n \n\nTitle:\n\nChief Executive Officer"}