{"url_path":"/sec/cik-0001883984/10-k/2026/item-15","section_key":"item-15","section_title":"Item 15 Exhibits, Financial Statement Schedules.**","topic":"sec","document":{"doc_type":"10-K","doc_date":"2026-06-15","source_url":"https://www.sec.gov/Archives/edgar/data/1883984/0001437749-26-020545-index.html","accession_number":"0001437749-26-020545","cik":"0001883984","ticker":null,"issuer_name":"Alternus Clean Energy, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1883984/0001437749-26-020545-index.html","primary_entity_key":"0001883984","primary_entity_name":"Alternus Clean Energy, Inc."},"word_count":2423,"has_tables":true,"body_markdown":"**Item 15. Exhibits, Financial Statement Schedules.**\n\n \n\n(a)\n\nThe following documents are filed as part of this Annual Report:\n\n \n\n \n\n(1)\n\nThe financial statements are filed as part of this Annual Report under “Item 8. Financial Statements and Supplementary Data.”\n\n \n\n \n\n(2)\n\nThe financial statement schedules are omitted because they are either not applicable or the information required is presented in the financial statements and notes thereto under “Item 8. Financial Statements and Supplementary Data.”\n\n \n\n \n\n(3)\n\nThe exhibits listed in the following Exhibit Index are filed, furnished or incorporated by reference as part of this Annual Report.\n\n \n\n64\n\n[Table of Contents](#toc)\n\n \n\n(b) Exhibits\n\n \n\n**Exhibit** **No.**\n\n \n\n**Description**\n\n2.1†\n\n \n\n[Business Combination Agreement by and among Clean Earth Acquisitions Corp., Alternus Energy Group and Clean Earth Acquisitions Sponsor LLC, dated October 12, 2022 (incorporated by reference to Exhibit 2.1 to Clean Earth Acquisitions Corp.’s Current Report on Form 8-K (File No. 000-1883984), filed with the Securities and Exchange Commission on October 12, 2022)](http://www.sec.gov/Archives/edgar/data/1883984/000110465922108149/tm2227874d1_ex2-1.htm)\n\n2.2\n\n \n\n[First Amendment to the Business Combination Agreement dated April 12, 2023 (incorporated by reference to Exhibit 2.1 to Clean Earth Acquisitions Corp.’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on April 18, 2023)](http://www.sec.gov/Archives/edgar/data/1883984/000110465923046821/tm2312967d1_ex2-1.htm)\n\n2.3†\n\n \n\n[Amended and Restated Business Combination Agreement dated December 22, 2023 (incorporated by reference to Exhibit 2.3 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on December 22, 2023)](http://www.sec.gov/Archives/edgar/data/1883984/000110465923128865/tm2333141d1_ex2-3.htm)\n\n3.1\n\n \n\n[Third Amended and Restated Certificate of Incorporation of Alternus Clean Energy, Inc. (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on December 22, 2023)](http://www.sec.gov/Archives/edgar/data/1883984/000110465923128865/tm2333141d1_ex3-1.htm)\n\n3.2\n \n[Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation of Alternus Clean Energy, Inc. (incorporated by reference to Exhibit 3.5 to the Registrant’s Form 10Q (File No. 001-41306), filed with the Securities and Exchange Commission on April 27, 2026)](http://www.sec.gov/Archives/edgar/data/1883984/000143774926013344/ex_930514.htm)\n\n3.3\n\n \n\n[Amended and Restated Bylaws of Alternus Clean Energy, Inc. (incorporated by reference to Exhibit 3.2 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on December 22, 2023)](http://www.sec.gov/Archives/edgar/data/1883984/000110465923128865/tm2333141d1_ex3-2.htm)\n\n3.4\n\n \n\n[Amended And Restated Certificate of Designation of Rights, Preferences and Privileges of Series A Super Voting Preferred Stock (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on March 27, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000101376225003344/ea023596601ex3-1_alternus.htm)\n\n3.5\n\n \n\n[Certificate of Designation of Series B Convertible Preferred Stock, dated September 30, 2025 (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on October 6, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025096559/ea026043801ex3-1_alternus.htm)\n\n3.6\n \n[Certificate of Designation of Series C Convertible Preferred Stock, dated March 3, 2026 (incorporated by reference to Exhibit 3.1 to the Registrant's Current Report on Form 8-K (File No. 001-41306) filed with the Securities and Exchange Commission on March 9, 2026)](http://www.sec.gov/Archives/edgar/data/1883984/000143774926007377/ex_928586.htm)\n\n3.7\n \n[Certificate of Designation of Series D Convertible Preferred Stock, dated March 27, 2026 (incorporated by reference to Exhibit 4.1 to the Registrant's Current Report on Form 8-K (File No. 001-41306) filed with the Securities and Exchange Commission on April 2, 2026)](http://www.sec.gov/Archives/edgar/data/1883984/000143774926011061/ex_940784.htm)\n\n3.8\n \n[Certificate of Designation of Series E Convertible Preferred Stock, dated March 31, 2026 (incorporated by reference to Exhibit 4.2 to the Registrant's Current Report on Form 8-K (File No. 001-41306) filed with the Securities and Exchange Commission on April 2, 2026)](http://www.sec.gov/Archives/edgar/data/1883984/000143774926011061/ex_940785.htm)\n\n4.1\n\n \n\n[Form of Specimen Common Stock Certificate of Alternus Clean Energy, Inc. (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on December 22, 2023)](http://www.sec.gov/Archives/edgar/data/1883984/000110465923128865/tm2333141d1_ex4-1.htm)\n\n4.2**\n\n \n\n[Alternus Clean Energy, Inc. Description of Securities](ex_971432.htm)\n\n4.3\n \n[Form of 20% Original Issue Discount Unsecured Convertible Promissory Note issued by Alternus Clean Energy, Inc. (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on September 24, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025091133/ea025865301ex4-1_alternus.htm)\n\n4.4\n \n[incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on September 24, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025091133/ea025865301ex4-1_alternus.htm)\n\n4.5\n \n[Form of Note. (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K (File No.001-41306), filed with the Securities and Exchange Commission on May 2, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025039124/ea024061601ex4-1_alternus.htm)\n\n4.6\n \n[Form of Note issued by the Registrant to the Investor dated June 6, 2025 (incorporated by reference to the Registrant’s Form 10Q for the three months ended March 31, 2025 (File No. 001-41306), filed with the Securities and Exchange Comission on June 30, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025059349/ea024727801ex4-6_alternus.htm)\n\n4.7\n \n[Form of Note, dated March 3, 2026  (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on March 9, 2026)](http://www.sec.gov/Archives/edgar/data/1883984/000143774926007377/ex_928587.htm)\n\n \n \n \n\n10.1\n\n \n\n[Employment Agreement by and among Vincent Browne and AEG JD 03 LTD dated December 22, 2023 (incorporated by reference to Exhibit 10.12 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on December 22, 2023)](http://www.sec.gov/Archives/edgar/data/1883984/000110465923128865/tm2333141d1_ex10-12.htm)\n\n10.2\n\n \n\n[Consulting Services Agreement by and among VestCo Corp and Alternus Energy Americas Inc. dated May 15, 2021 (incorporated by reference to Exhibit 10.13 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on December 22, 2023)](http://www.sec.gov/Archives/edgar/data/1883984/000110465923128865/tm2333141d1_ex10-13.htm)\n\n10.3\n\n \n\n[Employment Agreement by and among Taliesin Durant and the Company dated December 22, 2023 (incorporated by reference to Exhibit 10.15 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on December 22, 2023)](http://www.sec.gov/Archives/edgar/data/1883984/000110465923128865/tm2333141d1_ex10-15.htm)\n\n10.4\n\n \n\n[Alternus Clean Energy, Inc. 2023 Equity Incentive Plan (incorporated by reference to Exhibit 10.20 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on December 22, 2023)](http://www.sec.gov/Archives/edgar/data/1883984/000110465923128865/tm2333141d1_ex10-20.htm)\n\n10.5\n\n \n\n[Amended and Restated Equity Incentive Plan (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on September 30, 2024.](http://www.sec.gov/Archives/edgar/data/1883984/000121390024083342/ea021613801ex10-1_alternus.htm)\n\n10.6\n\n \n\n[Form of Indemnification Agreement (incorporated by reference to Exhibit 10.23 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on December 22, 2023)](http://www.sec.gov/Archives/edgar/data/1883984/000110465923128865/tm2333141d1_ex10-23.htm)\n\n10.7\n\n \n\n[Form of Securities Purchase Agreement, by and between the Company and the Investor. (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on October 3, 2024)](http://www.sec.gov/Archives/edgar/data/1883984/000121390024084847/ea021662101ex10-1_alternus.htm)\n\n10.8\n\n \n\n[Form of Registration Rights Agreement, by and between the Company and the Investor. (incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on October 3, 2024)](http://www.sec.gov/Archives/edgar/data/1883984/000121390024084847/ea021662101ex10-2_alternus.htm)\n\n10.9\n\n \n\n[Form of Voting Agreement. (incorporated by reference to Exhibit 10.3 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on October 3, 2024)](http://www.sec.gov/Archives/edgar/data/1883984/000121390024084847/ea021662101ex10-3_alternus.htm)\n\n10.10\n\n \n\n[Forbearance Agreement, by and between the Company and the Investor. (incorporated by reference to Exhibit 10.4 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on October 3, 2024)](http://www.sec.gov/Archives/edgar/data/1883984/000121390024084847/ea021662101ex10-4_alternus.htm)\n\n10.11\n\n \n\n[Form of Note Purchase Agreement, dated December 4, 2024 (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on December 10, 2024)](http://www.sec.gov/Archives/edgar/data/1883984/000121390024107423/ea022431401ex10-1_alternus.htm)\n\n10.12\n\n \n\n[Asset Purchase Agreement, by and among BESS LLC and LiiON LLC dated December 11, 2024 (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on December 12, 2024)](http://www.sec.gov/Archives/edgar/data/1883984/000121390024108423/ea022456901ex10-1_alternus.htm)\n\n \n\n65\n\n[Table of Contents](#toc)\n\n \n\n10.13\n\n \n\n[Voluntary Adjustment Notice, dated December 2, 2024, by and between the Company and the Investor (incorporated by reference to Exhibit 10.22 to the Registrant’s Registration Statement on Form S-1 (File No. 333-283575), filed with the Securities and Exchange Commission on December 3, 2024)](http://www.sec.gov/Archives/edgar/data/1883984/000121390024105086/ea022224301ex10-22_alternus.htm)\n\n10.14\n\n \n\n[Exclusive Consulting Agreement Form (incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on December 12, 2024)](http://www.sec.gov/Archives/edgar/data/1883984/000121390024108423/ea022456901ex10-2_alternus.htm)\n\n10.15\n\n \n\n[Mutual Termination Agreement, dated December 31, 2024, by and between the Company and Seller (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on January 7, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025001620/ea022707601ex10-1_alternus.htm)\n\n10.16\n\n \n\n[Form of Securities Purchase Agreement. (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No.001-41306), filed with the Securities and Exchange Commission on January 24, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025006385/ea022862301ex10-1_alternus.htm)\n\n10.17\n\n \n\n[Form of Placement Agency Agreement (incorporated by reference to Exhibit 10.4 to the Registrant’s Current Report on Form 8-K (File No.001-41306), filed with the Securities and Exchange Commission on January 24, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025006385/ea022862301ex10-4_alternus.htm)\n\n10.18\n\n \n\n[Registration Rights Agreement (incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K (File No.001-41306), filed with the Securities and Exchange Commission on January 24, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025006385/ea022862301ex10-2_alternus.htm)\n\n10.19\n\n \n\n[Form of Lock-up Agreement (incorporated by reference to Exhibit 10.3 to the Registrant’s Current Report on Form 8-K (File No.001-41306), filed with the Securities and Exchange Commission on January 24, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025006385/ea022862301ex10-3_alternus.htm)\n\n10.20\n\n \n\n[Form of Note. (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K (File No.001-41306), filed with the Securities and Exchange Commission on May 2, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025039124/ea024061601ex4-1_alternus.htm)\n\n10.21\n\n \n\n[Form of Private Placement Warrant. (incorporated by reference to Exhibit 4.2 to the Registrant’s Current Report on Form 8-K (File No.001-41306), filed with the Securities and Exchange Commission on May 2, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025039124/ea024061601ex4-2_alternus.htm)\n\n10.22\n\n \n\n[Form of Note Purchase Agreement, by and between the Company and the Investor. (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No.001-41306), filed with the Securities and Exchange Commission on May 2, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025039124/ea024061601ex10-1_alternus.htm)\n\n10.23\n\n \n\n[Letter Agreement by and between the Company and the Investor. (incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K (File No.001-41306), filed with the Securities and Exchange Commission on May 2, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025039124/ea024061601ex10-2_alternus.htm)\n\n10.24\n\n \n\n[Rescission and Release Agreement dated May 1, 2025 by and between the Company and LiiON, LLC (incorporated by reference to Exhibit 10.3 to the Registrant’s Current Report on Form 8-K (File No.001-41306), filed with the Securities and Exchange Commission on May 2, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025039124/ea024061601ex10-3_alternus.htm)\n\n10.25\n\n \n\n[Consulting Agreement dated May 1, 2025 by and between the Company and Assure Power LLC (incorporated by reference to Exhibit 10.4 to the Registrant’s Current Report on Form 8-K (File No.001-41306), filed with the Securities and Exchange Commission on May 2, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025039124/ea024061601ex10-4_alternus.htm)\n\n10.26\n\n \n\n[Settlement Agreement and Stipulation dated April 28, 2025 by and between the Company and Southern Point Capital Corporation (incorporated by reference to Exhibit 10.5 to the Registrant’s Current Report on Form 8-K (File No.001-41306), filed with the Securities and Exchange Commission on May 2, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025039124/ea024061601ex10-5_alternus.htm)\n\n10.27\n \n[Note Purchase Agreement by and among the Registrant and Investor dated June 6, 2025 (incorporated by reference to Exhibit 10.10 to the Registrant’s Report on Form 10Q (File No.001-41306), filed with the Securities and Exchange Commission on June 30, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025059349/ea024727801ex10-10_alternus.htm)\n\n10.28\n \n[Form of Note Purchase Agreement (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on September 24, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025091133/ea025865301ex10-1_alternus.htm)\n\n10.29\n \n[Joint Venture Operating Agreement, by and among Alternus Clean Energy Inc. and Hover Energy LLC dated September 30, 2025 (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on October 6, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025096559/ea026043801ex10-1_alternus.htm)\n\n10.30\n \n[Securities Purchase Agreement dated September 30, 2025 (incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on October 6, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025096559/ea026043801ex10-2_alternus.htm)\n\n10.31\n \n[Settlement Agreement dated September 30, 2025 (incorporated by reference to Exhibit 10.3 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on October 6, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025096559/ea026043801ex10-3_alternus.htm)\n\n10.32\n \n[Form of Securities Purchase Agreement dated March 3, 2026 (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on March 9, 2026)](http://www.sec.gov/Archives/edgar/data/1883984/000143774926007377/ex_928588.htm)\n\n10.33\n \n[Form of Pledge Agreement (incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on March 9, 2026)](http://www.sec.gov/Archives/edgar/data/1883984/000143774926007377/ex_928589.htm)\n\n10.34\n \n[Form of Subscription Agreement dated March 27, 2026 (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on April 2, 2026)](http://www.sec.gov/Archives/edgar/data/1883984/000143774926011061/ex_940786.htm)\n\n10.35\n \n[Form of Put Option Agreement (incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on April 2, 2026)](http://www.sec.gov/Archives/edgar/data/1883984/000143774926011061/ex_940787.htm)\n\n \n\n66\n\n[Table of Contents](#toc)\n\n \n\n14.1\n\n \n\n[Code of Ethics (incorporated by reference to Exhibit 14.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on December 22, 2023)](http://www.sec.gov/Archives/edgar/data/1883984/000110465923128865/tm2333141d1_ex14-1.htm)\n\n19.1\n\n \n\n[Insider Trading Policy (incorporated by reference to Exhibit 19.1 to the Registrant’s Annual Report on Form 10-K (File No. 001-41306), filed with the Securities and Exchange Commission on April 15, 2024](http://www.sec.gov/Archives/edgar/data/1883984/000121390024033052/ea020365501ex19-1_alternus.htm)\n\n21.1**\n\n \n\n[Subsidiaries List](ex_898030.htm)\n\n31.1***\n\n \n\n[Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.](ex_898031.htm)\n\n31.2***\n\n \n\n[Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.](ex_898032.htm)\n\n32.1***\n\n \n\n[Certifications of the Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.](ex_898033.htm)\n\n97.1\n\n \n\n[Clawback Policy (incorporated by reference to Exhibit 97.1 to the Registrant’s Annual Report on Form 10-K (File No. 001-41306), filed with the Securities and Exchange Commission on April 15, 2024](http://www.sec.gov/Archives/edgar/data/1883984/000121390024033052/ea020365501ex97-1_alternus.htm)\n\n101.INS\n\n \n\nInline XBRL Instance Document.\n\n101.SCH\n\n \n\nInline XBRL Taxonomy Extension Schema Document.\n\n101.CAL\n\n \n\nInline XBRL Taxonomy Extension Calculation Linkbase Document.\n\n101.DEF\n\n \n\nInline XBRL Taxonomy Extension Definition Linkbase Document.\n\n101.LAB\n\n \n\nInline XBRL Taxonomy Extension Label Linkbase Document.\n\n101.PRE\n\n \n\nInline XBRL Taxonomy Extension Presentation Linkbase Document.\n\n104\n\n \n\nCover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).\n\n \n\n \n\n†\n\nCertain exhibits and schedules to this exhibit have been omitted in accordance with Regulation S-K Item 601(b)(2). The Company agrees to furnish supplementally a copy of all omitted exhibits and schedules to the SEC upon its request.\n\n \n\n#\n\nIndicates management contract or compensatory plan or arrangement.\n\n \n\n**\n\nFiled herewith\n\n \n\n***\n\nFurnished herewith"}