{"url_path":"/sec/cik-0001883984/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 Exhibits**","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-04-27","source_url":"https://www.sec.gov/Archives/edgar/data/1883984/0001437749-26-013344-index.html","accession_number":"0001437749-26-013344","cik":"0001883984","ticker":null,"issuer_name":"Alternus Clean Energy, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1883984/0001437749-26-013344-index.html","primary_entity_key":"0001883984","primary_entity_name":"Alternus Clean Energy, Inc."},"word_count":1582,"has_tables":true,"body_markdown":"**Item 6. Exhibits** \n\n \n\n**Exhibit** **No.**\n\n \n\n**Description**\n\n3.1\n\n \n\n[Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation of Alternus Clean Energy, Inc. (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on September 9, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025086180/ea025664601ex3-1_alternus.htm) \n\n3.2\n\n \n\n[Amended and Restated Bylaws of Alternus Clean Energy, Inc. (incorporated by reference to Exhibit 3.2 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on December 22, 2023)](http://www.sec.gov/Archives/edgar/data/1883984/000110465923128865/tm2333141d1_ex3-2.htm)\n\n3.3\n\n \n\n[Amended And Restated Certificate of Designation of Rights, Preferences and Privileges of Series A Super Voting Preferred Stock (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on March 27, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000101376225003344/ea023596601ex3-1_alternus.htm)\n\n3.4\n\n \n\n[Certificate of Designation of Series B Convertible Preferred Stock, dated September 30, 2025 (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on October 6, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025096559/ea026043801ex3-1_alternus.htm) \n\n3.5\n \n[Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation of Alternus Clean Energy, Inc.](ex_930514.htm)\n\n3.6\n \nCertificate of Designation of Series C Convertible Preferred Stock, dated March 3, 2026 (incorporated by reference to Exhibit 3.1 to the Registrant's Current Report on Form 8-K (File No. 001-41306) filed with the Securities and Exchange Commission on March 9, 2026)\n\n4.1\n\n \n\n[Form of Warrant Certificate that was issued by the Registrant to Clean Earth Acquisitions Sponsor LLC (incorporated by reference to Exhibit 10.12 to the Registrant’s Registration Statement on Form S-1 (File No. 333-276630), filed with the Securities and Exchange Commission on January 19, 2024)](http://www.sec.gov/Archives/edgar/data/1883984/000121390024004934/ea191620ex10-12_alternus.htm)\n\n4.2\n\n \n\n[Form of Note issued by the Registrant dated January 21, 2025 (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on January 24, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025006385/ea022862301ex4-1_alternus.htm)\n\n4.3\n\n \n\n[Form of Placement Agent Warrant issued by the Registrant on January 21, 2025 (incorporated by reference to Exhibit 4.2 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on January 24, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025006385/ea022862301ex4-2_alternus.htm)\n\n4.4\n\n \n\n[Form of Note. (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K (File No.001-41306), filed with the Securities and Exchange Commission on May 2, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025039124/ea024061601ex4-1_alternus.htm)\n\n4.5\n\n \n\n[Form of Private Placement Warrant. (incorporated by reference to Exhibit 4.2 to the Registrant’s Current Report on Form 8-K (File No.001-41306), filed with the Securities and Exchange Commission on May 2, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025039124/ea024061601ex4-2_alternus.htm)\n\n4.6\n\n \n\n[Form of Note issued by the Registrant to the Investor dated June 6, 2025 (incorporated by reference to the Registrant’s Form 10Q for the three months ended March 31, 2025 (File No. 001-41306), filed with the Securities and Exchange Comission on June 30, 2025) ](http://www.sec.gov/Archives/edgar/data/1883984/000121390025059349/ea024727801ex4-6_alternus.htm)\n\n4.7\n\n \n\n[Form of 20% Original Issue Discount Unsecured Convertible Promissory Note issued by Alternus Clean Energy, Inc. ((incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K (File No.001-41306), filed with the Securities and Exchange Commission on September 24, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025091133/ea025865301ex4-1_alternus.htm) \n\n4.8\n \nForm of Note (incorporated by reference to Exhibit 3.1 to the Registrant's Current Report on Form 8-K (File No. 001-41306) filed with the Securities and Exchange Commission on March 9, 2026)\n\n10.1\n\n \n\n[Form of Securities Purchase Agreement dated January 21, 2025 by and between the Registrant and the Purchasers (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on January 24, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025006385/ea022862301ex10-1_alternus.htm)\n\n10.2\n\n \n\n[Form of Registration Rights Agremeent dated January 21, 2025 by and among the Registrant and the Purchasers (incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on January 24, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025006385/ea022862301ex10-2_alternus.htm)\n\n10.3\n\n \n\n[Form of Lock-Up Agreement by and among the Company and the Purchasers dated January 21, 2025 (incorporated by reference to Exhibit 10.3 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on January 24, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025006385/ea022862301ex10-3_alternus.htm)\n\n10.4\n\n \n\n[Form of Placement Agency Agreement by and among the Company and the Purchasers (incorporated by reference to Exhibit 10.4 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on January 24, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025006385/ea022862301ex10-4_alternus.htm)\n\n10.5\n\n \n\n[Form of Note Purchase Agreement, by and between the Company and the Investor. (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No.001-41306), filed with the Securities and Exchange Commission on May 2, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025039124/ea024061601ex10-1_alternus.htm)\n\n10.6\n\n \n\n[Letter Agreement by and between the Company and the Investor. (incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K (File No.001-41306), filed with the Securities and Exchange Commission on May 2, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025039124/ea024061601ex10-2_alternus.htm)\n\n10.7\n\n \n\n[Rescission and Release Agreement dated May 1, 2025 by and between the Company and LiiON, LLC (incorporated by reference to Exhibit 10.3 to the Registrant’s Current Report on Form 8-K (File No.001-41306), filed with the Securities and Exchange Commission on May 2, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025039124/ea024061601ex10-3_alternus.htm)\n\n10.8\n\n \n\n[Consulting Agreement dated May 1, 2025 by and between the Company and Assure Power LLC (incorporated by reference to Exhibit 10.4 to the Registrant’s Current Report on Form 8-K (File No.001-41306), filed with the Securities and Exchange Commission on May 2, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025039124/ea024061601ex10-4_alternus.htm)\n\n10.9\n\n \n\n[Settlement Agreement and Stipulation dated April 28, 2025 by and between the Company and Southern Point Capital Corporation (incorporated by reference to Exhibit 10.5 to the Registrant’s Current Report on Form 8-K (File No.001-41306), filed with the Securities and Exchange Commission on May 2, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025039124/ea024061601ex10-5_alternus.htm)\n\n \n\n71\n\n[Table of Contents](#toc)\n\n \n\n10.10\n\n \n\n[Note Purchase Agreement by and among the Registrant and Investor dated June 6, 2025 (incorporated by reference to the Registrant’s Form 10Q for the three months ended March 31, 2025 (File No. 001-41306), filed with the Securities and Exchange Comission on June 30, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025059349/ea024727801ex10-10_alternus.htm)\n\n10.11\n\n \n\n[Form of Note Purchase Agreement (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on September 24, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025091133/ea025865301ex10-1_alternus.htm)\n\n10.12\n\n \n\n[Joint Venture Operating Agreement, by and among Alternus Clean Energy Inc. and Hover Energy LLC dated September 30, 2025 (incorporated by reference to Exhibit 10.1 the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on October 6, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025096559/ea026043801ex10-1_alternus.htm)\n\n10.13\n\n \n\n[Securities Purchase Agreement dated September 30, 2025 (incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on October 6, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025096559/ea026043801ex10-2_alternus.htm)\n\n10.14\n\n \n\n[Settlement Agreement dated September 30, 2025 (incorporated by reference to Exhibit 10.3 to the Registrant’s Current Report on Form 8-K (File No. 001-41306), filed with the Securities and Exchange Commission on October 6, 2025)](http://www.sec.gov/Archives/edgar/data/1883984/000121390025096559/ea026043801ex10-3_alternus.htm)\n\n10.15\n \nForm of Securities Purchase Agreement dated March 3, 2026 (incorporated by reference to Exhibit 3.1 to the Registrant's Current Report on Form 8-K (File No. 001-41306) filed with the Securities and Exchange Commission on March 9, 2026)\n\n10.16\n \nForm of Pledge Agreement (incorporated by reference to Exhibit 3.1 to the Registrant's Current Report on Form 8-K (File No. 001-41306) filed with the Securities and Exchange Commission on March 9, 2026)\n\n31.1*\n\n \n\n[Certification of the Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.](ex_899968.htm)\n\n31.2**\n\n \n\n[Certification of the Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.](ex_899969.htm)\n\n32.1**\n\n \n\n[Certification by the Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.](ex_899970.htm)\n\n101.INS\n\n \n\nInline XBRL Instance Document.\n\n101.SCH\n\n \n\nInline XBRL Taxonomy Extension Schema Document.\n\n101.CAL\n\n \n\nInline XBRL Taxonomy Extension Calculation Linkbase Document.\n\n101.DEF\n\n \n\nInline XBRL Taxonomy Extension Definition Linkbase Document.\n\n101.LAB\n\n \n\nInline XBRL Taxonomy Extension Label Linkbase Document.\n\n101.PRE\n\n \n\nInline XBRL Taxonomy Extension Presentation Linkbase Document.\n\n104\n\n \n\nCover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).\n\n \n\n*\n\nFiled herewith\n\n \n\n**\n\nExhibit 32.1 is being furnished and shall not be deemed to be “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, nor shall such exhibits be deemed to be incorporated by reference in any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise specifically stated in such filing.\n\n \n\n72\n\n[Table of Contents](#toc)\n\n \n\n**SIGNATURES**\n\n \n\nPursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.\n\n \n\nDate: April 27, 2026\n\n**ALTERNUS CLEAN ENERGY, INC.**\n\n \n \n\n \n\nBy: \n\n*/s/ Vincent Browne*\n\n \n \n\nVincent Browne\n\n \n \n\nChairman, Chief Executive Officer and\nInterim Chief Financial Officer\n\n \n\nPursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities indicated on November 3, 2025.\n\n \n\n**Signature**\n\n \n\n**Title**\n\n \n\n**Date**\n\n \n \n \n \n \n\n*/s/ Vincent Browne*\n\n \n\nChairman, Chief Executive Officer\n\n \n\nApril 27, 2026\n\n**Vincent Browne**\n\n \n\n(Principal Executive Officer) and Interim Chief Financial Officer (Principal Financial and Accounting Officer)\n\n \n \n\n \n \n \n \n \n\n*/s/ Aaron T. Ratner*\n\n \n\nDirector\n\n \n\nApril 27, 2026\n\n**Aaron T. Ratner**\n\n \n \n \n \n\n \n \n \n \n \n\n*/s/ Nicholas Parker*\n\n \n\nDirector\n\n \n\nApril 27, 2026\n\n**Nicholas Parker**\n\n \n \n \n \n\n \n \n \n \n \n\n*/s/ Tone Bjornov*\n\n \n\nDirector\n\n \n\nApril 27, 2026\n\n**Tone Bjornov**\n\n \n \n \n \n\n \n \n \n \n \n\n/s/ *Rolf Wikborg*\n\n \n\nDirector\n\n \n\nApril 27, 2026\n\n**Rolf Wikborg**\n\n \n \n \n \n\n \n \n \n \n \n\n/s/ *John Thomas*\n\n \n\nDirector\n\n \n\nApril 27, 2026\n\n**John Thomas**\n\n \n \n \n \n\n \n\n73"}