{"url_path":"/sec/cmps/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 EXHIBITS","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-13","source_url":"https://www.sec.gov/Archives/edgar/data/1816590/0001816590-26-000042-index.html","accession_number":"0001816590-26-000042","cik":"0001816590","ticker":"CMPS","issuer_name":"COMPASS Pathways plc","edgar_url":"https://www.sec.gov/Archives/edgar/data/1816590/0001816590-26-000042-index.html","primary_entity_key":"0001816590","primary_entity_name":"COMPASS Pathways plc"},"word_count":420,"has_tables":true,"body_markdown":"ITEM 6. EXHIBITS\n\nThe documents listed in the Exhibit Index of this Quarterly Report on Form 10-Q are incorporated by reference or are filed with this Quarterly Report, in each case as indicated therein (numbered in accordance with Item 601 of Regulation S-K).\n\nINDEX\n\nExhibit\n\nNumber\nDescriptionIncorporation by reference\n\nSchedule/FormFile NumberExhibitFile Date\n\n3.2\n[Articles of Association of COMPASS Pathways plc.](https://www.sec.gov/Archives/edgar/data/1816590/000162828020013522/exhibit32f-1a1xformofa.htm)\nForm F-1/A333-2484843.29/14/2020\n\n4.1\n[Deposit Agreement](https://www.sec.gov/Archives/edgar/data/1472033/000119380520001149/e619934_ex99-a.htm).\nForm F-6/A\n333-248514\n99.(A)\n9/17/2020\n\n4.2\nForm of American Depositary Receipt (included in exhibit 4.1).\n\n4.3\n[Form of Pre-funded Warrant](https://www.sec.gov/Archives/edgar/data/1816590/000162828026009501/exhibit41pre-fundedwarrants.htm)\n8-K001-395224.102/19/2026\n\n10.1\n[Third Amendment to Loan and Security Agreement, dated as of June 30, 2023, by and among COMPASS Pathways plc and its subsidiaries, the lenders party thereto and Hercules Capital, Inc., in its capacity as administrative agent and collateral agent.](https://www.sec.gov/Archives/edgar/data/1816590/000181659026000004/exhibit101thirdamendmentto.htm)\n8-K001-3952210.101/07/2026\n\n31.1*\n[Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, Rule 13(a)-14(a)/15d-14(a), by Principal Executive Officer.](q1-26xex311ceo302certifica.htm)\n\n31.2*\n[Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, Rule 13(a)-14(a)/15d-14(a), by Principal Finance Officer](q1-26xex312cfo302certifica.htm).\n\n32.1**\n[Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, by Principal Executive Officer and Principal Financial Officer](q1-26xex321ceoxcfosection1.htm).\n\n101.INS*XBRL Instance Document\n\n101.SCH*Inline XBRL Taxonomy Extension Schema Document.\n\n101.CAL*Inline XBRL Taxonomy Extension Calculation Linkbase Document.\n\n101.DEF*Inline XBRL Taxonomy Extension Definition Linkbase Document.\n\n101.LAB*Inline XBRL Taxonomy Extension Label Linkbase Document.\n\n101.PRE*Inline XBRL Taxonomy Extension Presentation Linkbase Document.\n\n104\nCover Page Interactive Data File (formatted as inline XBRL with applicable taxonomy extension information contained in Exhibits 101.)\n\n_________________\n\n*    Filed herewith\n\n**     The certifications furnished in Exhibit 32.1 hereto are deemed to accompany this Quarterly Report on Form 10-Q and will not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, except to the extent that the Registrant specifically incorporates it by reference. Such certifications will not be deemed to be incorporated by reference into any filings under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, except to the extent that the Registrant specifically incorporates it by reference.\n\n176\n\nTable of Contents\n\nSIGNATURES\n\nPursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.\n\nCOMPASS PATHWAYS PLC\n\nDate:\nMay 13, 2026\nBy:/s/ Kabir Nath\n\nKabir Nath\n\nChief Executive Officer\n\n(Principal Executive Officer)\n\nDate:\nMay 13, 2026\nBy:/s/ Teri Loxam\n\nTeri Loxam\n\nChief Financial Officer\n\n(Principal Financial Officer and Principal Accounting Officer)\n\n177"}