{"url_path":"/sec/cvsi/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 EXHIBITS","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-15","source_url":"https://www.sec.gov/Archives/edgar/data/1510964/0001193125-26-226702-index.html","accession_number":"0001193125-26-226702","cik":"0001510964","ticker":"CVSI","issuer_name":"CV Sciences, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1510964/0001193125-26-226702-index.html","primary_entity_key":"0001510964","primary_entity_name":"CV Sciences, Inc."},"word_count":826,"has_tables":true,"body_markdown":"Item 6. EXHIBITS\n\n \n\nExhibit\n\nNumber\n\nExhibit Description\n\n \n\nForm\n\n \n\nFile No.\n\n \n\nExhibit\n\n \n\nFiling Date\n\n \n\nFiled\n\nHerewith\n\n2.1\n\n \n\n[Agreement and Plan of Merger, dated as of July 25, 2013, by and between CannaVest Corp., a Texas corporation, and CannaVest Corp., a Delaware corporation](https://www.sec.gov/Archives/edgar/data/1510964/000101968713003070/cannavest_10q-ex0201.htm)\n\n \n\n10-Q\n\n \n\n000-54677\n\n \n\n2.1\n\n \n\nAugust 13, 2013\n\n \n\n \n\n2.2\n\n \n\n[Agreement and Plan of Reorganization by and among CannaVEST Corp., CANNAVEST Merger Sub, Inc., CANNAVEST Acquisition LLC, CanX, Inc., and The Starwood Trust, as the Shareholder Representative](https://www.sec.gov/Archives/edgar/data/1510964/000101968716004695/cannavest_8k-ex0201.htm)\n\n \n\n8-K\n\n \n\n000-54677\n\n \n\n2.1\n\n \n\nJanuary 4, 2016\n\n \n\n \n\n2.3\n\n \n\n[Amendment No. 1 to the Agreement and Plan of Reorganization, dated as of March 16, 2017, by and among the Company, CANNAVEST Acquisition LLC, and the Starwood Trust, as the Shareholder Representative](https://www.sec.gov/Archives/edgar/data/1510964/000168316817001139/cvscience_10q-ex1004.htm)\n\n \n\n10-Q\n\n \n\n000-54677\n\n \n\n10.4\n\n \n\nMay 9, 2017\n\n \n\n \n\n2.4\n\n \n\n[Membership Interest Purchase Agreement, dated December 7, 2023, by and among the Company, Cultured Foods Sp. z.o.o., Brian McWhorter and Barbara McWhorter](https://www.sec.gov/Archives/edgar/data/1510964/000095017024038736/cvsi-ex2_4.htm)\n\n \n\n10-K\n\n \n\n000-54677\n\n \n\n2.4\n\n \n\nMarch 29, 2024\n\n \n\n \n\n2.5\n\n \n\n[Membership Interest Purchase Agreement by and among CV Sciences, Inc., Elevated Softgels, LLC, Clayton J. Montgomery, Chris Fagan, Andrew Kester and Timothy McGreer, dated May 8, 2024](https://www.sec.gov/Archives/edgar/data/1510964/000095017024096390/cvsi-ex2_5.htm)\n\n \n\n10-Q\n\n \n\n000-54677\n\n \n\n2.5\n\n \n\nAugust 13, 2024\n\n \n\n \n\n3.1\n\n[Certificate of Incorporation of CannaVEST Corp., as filed on July 26, 2013.](https://www.sec.gov/Archives/edgar/data/1510964/000101968713003070/cannavest_10q-ex0301.htm)\n\n \n\n10-Q\n\n \n\n000-54677\n\n \n\n3.1\n\n \n\nAugust 13, 2013\n\n \n\n \n\n3.2\n\n[Bylaws of CannaVEST Corp., dated as of June 26, 2013.](https://www.sec.gov/Archives/edgar/data/1510964/000101968713003070/cannavest_10q-ex0302.htm)\n\n \n\n10-Q\n\n \n\n000-54677\n\n \n\n3.2\n\n \n\nAugust 13, 2013\n\n \n\n \n\n3.3\n\n[Certificate of Amendment to Certificate of Incorporation of CannaVest Corp., as filed on January 4, 2016.](https://www.sec.gov/Archives/edgar/data/1510964/000101968716005892/cv_10k-ex0303.htm)\n\n \n\n10-K\n\n \n\n000-54677\n\n \n\n3.3\n\n \n\nApril 14, 2016\n\n \n\n \n\n3.4\n\n[Certificate of Incorporation of the Company, as amended.](https://www.sec.gov/Archives/edgar/data/1510964/000101968716006312/cvsciences_10q-ex0304.htm)\n\n \n\n10-Q\n\n \n\n000-54677\n\n \n\n3.4\n\n \n\nMay 16, 2016\n\n \n\n \n\n3.5\n\n[Amendment to the Bylaws of the Company, as amended.](https://www.sec.gov/Archives/edgar/data/1510964/000168316817000637/cv_ex0301.htm)\n\n \n\n8-K\n\n \n\n000-54677\n\n \n\n3.1\n\n \n\nMarch 22, 2017\n\n \n\n \n\n3.6\n\n[Bylaws of the Company, as amended.](https://www.sec.gov/Archives/edgar/data/1510964/000168316817001139/cvsciences_10q-ex0306.htm)\n\n \n\n10-Q\n\n \n\n000-54677\n\n \n\n3.6\n\n \n\nMay 9, 2017\n\n \n\n \n\n3.7\n\n \n\n[Amendment to the Bylaws of the Company, as amended](https://www.sec.gov/Archives/edgar/data/1510964/000151096421000045/bylawamendmentcertificate.htm)\n\n \n\n8-K\n\n \n\n000-54677\n\n \n\n3.1\n\n \n\nJune 14, 2021\n\n \n\n \n\n3.8\n\n \n\n[Certificate of Designation of Preference, Rights and Limitations of Convertible Preferred Stock.](https://www.sec.gov/Archives/edgar/data/1510964/000151096422000023/certificateofdesignation.htm)\n\n \n\n8-K\n\n \n\n000-54677\n\n \n\n3.1\n\n \n\nApril 1, 2022\n\n \n\n \n\n3.9\n\n \n\n[Certificate of Amendment to Certificate of Incorporation of CV Sciences, Inc., as filed on June 6, 2022](https://www.sec.gov/Archives/edgar/data/1510964/000151096422000069/certificateofamendment.htm)\n\n \n\n10-Q\n\n \n\n000-54677\n\n \n\n3.9\n\n \n\nAugust 15, 2022\n\n \n\n \n\n4.1\n\n[CannaVEST Corp. Specimen Stock Certificate](https://www.sec.gov/Archives/edgar/data/1510964/000101968713002768/cannavest_8k-ex0401.htm)\n\n \n\n8-K\n\n \n\n000-54677\n\n \n\n4.1\n\n \n\nJuly 31, 2013\n\n \n\n \n\n10.1\n\n \n\n[Securities Purchase Agreement dated February 12, 2025](https://www.sec.gov/Archives/edgar/data/1510964/000095017025023618/cvsi-ex10_1.htm)\n\n \n\n8-K\n\n \n\n000-54677\n\n \n\n10.1\n\n \n\nFebruary 20, 2025\n\n \n\n \n\n10.2\n\n \n\n[Senior Secured Note Due August 12, 2026](https://www.sec.gov/Archives/edgar/data/1510964/000095017025023618/cvsi-ex10_2.htm)\n\n \n\n8-K\n\n \n\n000-54677\n\n \n\n10.2\n\n \n\nFebruary 20, 2025\n\n \n\n \n\n10.3\n\n \n\n[Security Agreement dated February 12, 2025](https://www.sec.gov/Archives/edgar/data/1510964/000095017025023618/cvsi-ex10_3.htm)\n\n \n\n8-K\n\n \n\n000-54677\n\n \n\n10.3\n\n \n\nFebruary 20, 2025\n\n \n\n \n\n10.4\n\n \n\n[Intellectual Property Security Agreement dated February 12, 2025](https://www.sec.gov/Archives/edgar/data/1510964/000095017025023618/cvsi-ex10_4.htm)\n\n \n\n8-K\n\n \n\n000-54677\n\n \n\n10.4\n\n \n\nFebruary 20, 2025\n\n \n\n \n\n29\n\n \n\n10.5\n\n \n\n[Securities Purchase Agreement dated October 6, 2025](https://www.sec.gov/Archives/edgar/data/1510964/000119312525237188/cvsi-ex10_1.htm)\n\n \n\n8-K\n\n \n\n000-054677\n\n \n\n10.1\n\n \n\nOctober 10, 2025\n\n \n\n \n\n10.6\n\n \n\n[Senior Secured Note Due April 6, 2027](https://www.sec.gov/Archives/edgar/data/1510964/000119312525237188/cvsi-ex10_2.htm)\n\n \n\n8-K\n\n \n\n000-054677\n\n \n\n10.2\n\n \n\nOctober 10, 2025\n\n \n\n \n\n10.7\n\n \n\n[Security Agreement dated October 6, 2025](https://www.sec.gov/Archives/edgar/data/1510964/000119312525237188/cvsi-ex10_3.htm)\n\n \n\n8-K\n\n \n\n000-054677\n\n \n\n10.3\n\n \n\nOctober 10, 2025\n\n \n\n \n\n10.8\n\n \n\n[Intellectual Property Security Agreement dated October 6, 2025](https://www.sec.gov/Archives/edgar/data/1510964/000119312525237188/cvsi-ex10_4.htm)\n\n \n\n8-K\n\n \n\n000-054677\n\n \n\n10.4\n\n \n\nOctober 10, 2025\n\n \n\n \n\n10.9\n\n \n\n[Agreement dated March 4, 2026](https://www.sec.gov/Archives/edgar/data/1510964/000119312526100436/cvsi-ex10_1.htm)\n\n \n\n8-K\n\n \n\n000-054677\n\n \n\n10.1\n\n \n\nMarch 10, 2026\n\n \n\n \n\n10.10\n\n \n\n[Amended and Restated Senior Secured Convertible Note Due February 12, 2027](https://www.sec.gov/Archives/edgar/data/1510964/000119312526100436/cvsi-ex10_2.htm)\n\n \n\n8-K\n\n \n\n000-054677\n\n \n\n10.2\n\n \n\nMarch 10, 2026\n\n \n\n \n\n10.11\n\n \n\n[Amended and Restated Senior Secured Convertible Note Due April 6, 2027](https://www.sec.gov/Archives/edgar/data/1510964/000119312526100436/cvsi-ex10_3.htm)\n\n \n\n8-K\n\n \n\n000-054677\n\n \n\n10.3\n\n \n\nMarch 10, 2026\n\n \n\n \n\n10.12\n\n \n\n[Senior Secured Convertible Note Due July 6, 2027](https://www.sec.gov/Archives/edgar/data/1510964/000119312526151228/cvsi-ex10_1.htm)\n\n \n\n8-K\n\n \n\n000-054677\n\n \n\n10.1\n\n \n\nApril 10, 2026\n\n \n\n \n\n10.13\n\n \n\n[April Amendment dated April 9, 2026](https://www.sec.gov/Archives/edgar/data/1510964/000119312526151228/cvsi-ex10_2.htm)\n\n \n\n8-K\n\n \n\n000-054677\n\n \n\n10.2\n\n \n\nApril 10, 2026\n\n \n\n \n\n10.14\n\n \n\n[Senior Secured Convertible Note Due July 6, 2027](cvsi-ex10_14.htm)\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\nX\n\n31.1*\n\n[Certification of the Chief Executive Officer pursuant to Section 302(a) of the Sarbanes-Oxley Act of 2002.](cvsi-ex31_1.htm)\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\nX\n\n31.2*\n\n \n\n[Certification of the Chief Financial Officer pursuant to Section 302(a) of the Sarbanes-Oxley Act of 2002.](cvsi-ex31_2.htm)\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\nX\n\n32.1*\n\n[Certification of the Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.](cvsi-ex32_1.htm)\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\nX\n\n32.2*\n\n \n\n[Certification of the Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.](cvsi-ex32_2.htm)\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\nX\n\n101 INS*\n\nInline XBRL Instance Document**\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\nX\n\n101 SCH*\n\nInline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents**\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\nX\n\n104**\n\nCover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101 attachments)\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\nX\n\n \n\n* Filed herewith.\n\n** The XBRL related information in Exhibit 101 shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to liability of that section and shall not be incorporated by reference into any filing or other document pursuant to the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing or document.\n\n30\n\n \n\nSIGNATURES\n\nPursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.\n\n \n\n \n\nCV SCIENCES, INC.\n\n(Registrant)\n\n \n\n \n\n \n\n \n\nBy\n\n/s/ Joseph D. Dowling\n\n \n\n \n\nJoseph D. Dowling\n\nChief Executive Officer\n\n(Principal Executive Officer)\n\n \n\n \n\n \n\n \n\n \n\nDated May 15, 2026\n\n \n\n \n\n \n\n \n\nBy\n\n/s/ Joerg Grasser\n\n \n\n \n\nJoerg Grasser\n\nChief Financial Officer\n\n(Principal Financial and Accounting Officer)\n\n \n\n \n\n \n\n \n\n \n\nDated May 15, 2026\n\n \n\n31"}