{"url_path":"/sec/cwd/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 Exhibit Index","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-14","source_url":"https://www.sec.gov/Archives/edgar/data/1627282/0001627282-26-000034-index.html","accession_number":"0001627282-26-000034","cik":"0001627282","ticker":"CWD","issuer_name":"CaliberCos Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1627282/0001627282-26-000034-index.html","primary_entity_key":"0001627282","primary_entity_name":"CaliberCos Inc."},"word_count":913,"has_tables":true,"body_markdown":"Item 6. Exhibit Index\n\nExhibit Number\n\nDescription\n\n[3.1](https://www.sec.gov/Archives/edgar/data/1627282/000110465923062737/tm2316200d1_ex3-1.htm)\n\n[Third Amended and Restated Certificate of Incorporation of CaliberCos Inc. (incorporated by reference to Exhibit 3.1 of CaliberCos Inc.’s Form 8-K filed with the SEC on May 19, 2023](https://www.sec.gov/Archives/edgar/data/1627282/000110465923062737/tm2316200d1_ex3-1.htm)\n\n[3.2](https://www.sec.gov/Archives/edgar/data/1627282/000110465923062737/tm2316200d1_ex3-2.htm)\n\n[Amended and Restated Bylaws of CaliberCos Inc. (incorporated by reference to Exhibit 3.2 of CaliberCos Inc.’s Form 8-K filed with the SEC on May 19, 2023)](https://www.sec.gov/Archives/edgar/data/1627282/000110465923062737/tm2316200d1_ex3-2.htm)\n\n[3.3](https://www.sec.gov/ix?doc=/Archives/edgar/data/0001627282/000162728224000136/cwd-20241126.htm)\n\n[Certificate of Designation, Preferences and Rights relating to the Series A Convertible Preferred Stock, dated November 26, 2024 (incorporated by reference to Exhibit 3.1 of CaliberCos Inc.’s Form 8-K filed with the SEC on December 4, 2024)](https://www.sec.gov/ix?doc=/Archives/edgar/data/0001627282/000162728224000136/cwd-20241126.htm)\n\n[3.4](https://www.sec.gov/ix?doc=/Archives/edgar/data/0001627282/000162728225000007/cwd-20250305.htm)\n\n[Certificate of Designation, Preferences and Rights relating to the Series AA Cumulative Redeemable Preferred Stock, dated March 5, 20245 (incorporated by reference to Exhibit 3.1 of CaliberCos Inc.’s Form 8-K filed with the SEC on March 11, 2025)](https://www.sec.gov/ix?doc=/Archives/edgar/data/0001627282/000162728225000007/cwd-20250305.htm)\n\n[3.5](https://www.sec.gov/Archives/edgar/data/1627282/000162728225000048/cert_ofxamendmentxrevers.htm)\n\n[Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation filed on April 23, 2025 (incorporated by reference to Exhibit 3.1 of CaliberCos Inc.’s Form 8-K filed with the SEC on April 25, 2025)](https://www.sec.gov/Archives/edgar/data/1627282/000162728225000048/cert_ofxamendmentxrevers.htm)\n\n[3.6](https://www.sec.gov/Archives/edgar/data/1627282/000162728225000079/ex_31x061625certificateofa.htm)\n\n[Certificate of Adoption of Bylaw Amendment (incorporated by reference to Exhibit 3.1 of CaliberCos Inc.’s Form 8-K filed with the SEC on June 20, 2025)](https://www.sec.gov/Archives/edgar/data/1627282/000162728225000079/ex_31x061625certificateofa.htm)\n\n[3.7](https://www.sec.gov/Archives/edgar/data/1627282/000110465925090624/tm2526187d1_ex3-1.htm)\n\n[Certificate of Designation, Preferences and Rights relating to the Series B Convertible Preferred Stock, dated September 11, 2025 (incorporated by reference to Exhibit 3.1 of CaliberCos Inc.’s Form 8-K filed with the SEC on September 17, 2025)](https://www.sec.gov/Archives/edgar/data/1627282/000110465925090624/tm2526187d1_ex3-1.htm)\n\n[3.8](https://www.sec.gov/Archives/edgar/data/1627282/000110465926011049/tm265412d1_ex3-1.htm)\n\n[Certificate of Amendment of Certificate of Incorporation (incorporated by reference to Exhibit 3.1 of CaliberCos Inc.’s Form 8-K filed with the SEC on February 5, 2026)](https://www.sec.gov/Archives/edgar/data/1627282/000110465926011049/tm265412d1_ex3-1.htm)\n\n[3.9](https://www.sec.gov/Archives/edgar/data/1627282/000121390026043618/ea028624201ex3-1.htm)\n\n[Certificate of Amendment to the Certificate of Designation for the Company’s Series A Convertible Preferred Stock (incorporated by reference to Exhibit 3.1 of CaliberCos Inc.’s Form 8-K filed with the SEC on April 14, 2026)](https://www.sec.gov/Archives/edgar/data/1627282/000121390026043618/ea028624201ex3-1.htm)\n\n[3.1](https://www.sec.gov/Archives/edgar/data/1627282/000121390026043618/ea028624201ex3-2.htm)[0](https://www.sec.gov/Archives/edgar/data/1627282/000121390026043618/ea028624201ex3-2.htm)\n\n[Certificate of Designation, Preferences and Rights relating to the Series AAA Convertible Preferred Stock, dated April 9, 2026 (incorporated by reference to Exhibit 3.2 of CaliberCos Inc.’s Form 8-K filed with the SEC on April 14, 2026)](https://www.sec.gov/Archives/edgar/data/1627282/000121390026043618/ea028624201ex3-2.htm)\n\n[4.1](https://www.sec.gov/Archives/edgar/data/1627282/000162728225000028/exhibit41-descriptionofsec.htm)\n\n[Description of Securities (incorporated by reference to Exhibit 4.1 of CaliberCos Inc.’s Form 10-K filed with the SEC on March 31, 2025)](https://www.sec.gov/Archives/edgar/data/1627282/000162728225000028/exhibit41-descriptionofsec.htm)\n\n[4.2](https://www.sec.gov/Archives/edgar/data/1627282/000110465922112555/tm2228946d1_ex4-1.htm)\n\n[Form of Class A common stock Certificate (incorporated by reference to Exhibit 4.1 to the Registrant’s Registration Statement on Form S-1/A, filed with the SEC on October 28, 2022 (File No. 333-267657))](https://www.sec.gov/Archives/edgar/data/1627282/000110465922112555/tm2228946d1_ex4-1.htm)\n\n[4.3](https://www.sec.gov/Archives/edgar/data/1627282/000110465923035668/tm2230806d13_ex4-2.htm)\n\n[Amended and Restated Stockholders’ Agreement dated March 22, 2023, by and among the Company, John C. Loeffler, Jennifer Schrader and Donnie Schrader (incorporated by reference to Exhibit 4.2 to the Registrant’s Registration Statement on Form S-1/A, filed with the SEC on March 22, 2023 (File No. 333-267657))](https://www.sec.gov/Archives/edgar/data/1627282/000110465923035668/tm2230806d13_ex4-2.htm)\n\n[4.3.1](https://www.sec.gov/Archives/edgar/data/1627282/000114420419030743/tv515450_ex3-2.htm)\n\n[Stock Purchase Agreement dated September 21, 2018, by and among the Company and Donnie Schrader (incorporated by reference to Exhibit 3.2 of CaliberCos Inc.’s offering statement on Form 1-A (File No.024-11016), filed with the SEC on June 13, 2019)](https://www.sec.gov/Archives/edgar/data/1627282/000114420419030743/tv515450_ex3-2.htm)\n\n[4.4](https://www.sec.gov/Archives/edgar/data/1627282/000110465925034317/tm2512134d1_ex4-1.htm)\n\n[Form of Warrant (incorporated by reference to Exhibit 4.1 of CaliberCos Inc.’s Form 8-K filed with the SEC on April 14, 2025)](https://www.sec.gov/Archives/edgar/data/1627282/000110465925034317/tm2512134d1_ex4-1.htm)\n\n[4.5](https://www.sec.gov/Archives/edgar/data/1627282/000110465925034317/tm2512134d1_ex4-2.htm)\n\n[Form of Note (incorporated by reference to Exhibit 4.2 of CaliberCos Inc.’s Form 8-K filed with the SEC on April 14, 2025)](https://www.sec.gov/Archives/edgar/data/1627282/000110465925034317/tm2512134d1_ex4-2.htm)\n\n[4.6](https://www.sec.gov/Archives/edgar/data/1627282/000110465925035972/tm2512544d2_ex4-1.htm)\n\n[Representative’s Warrants (incorporated by reference to Exhibit 4.1 of CaliberCos Inc.’s Form 8-K filed with the SEC on April 17, 2025)](https://www.sec.gov/Archives/edgar/data/1627282/000110465925035972/tm2512544d2_ex4-1.htm)\n\n[4.7](https://www.sec.gov/Archives/edgar/data/1627282/000110465925035972/tm2512544d2_ex4-2.htm)\n\n[Rights Agreement, dated April 17, 2025, between the Company and Continental Stock Transfer & Trust Company, as rights agent (incorporated by reference to Exhibit 4.2 of CaliberCos Inc.’s Form 8-K filed with the SEC on April 17, 2025)](https://www.sec.gov/Archives/edgar/data/1627282/000110465925035972/tm2512544d2_ex4-2.htm)\n\n[10.1](https://www.sec.gov/Archives/edgar/data/1627282/000110465926011049/tm265412d1_ex10-1.htm)\n\n[Amendment of CaliberCos Inc. 2024 Equity Incentive Plan (incorporated by reference to Exhibit 10.1 of CaliberCos Inc.’s Form 8-K filed with the SEC on February 5, 2026)](https://www.sec.gov/Archives/edgar/data/1627282/000110465926011049/tm265412d1_ex10-1.htm)\n\n[10.2](https://www.sec.gov/Archives/edgar/data/1627282/000121390026043618/ea028624201ex10-1.htm)\n\n[Subscription Agreement for Class A common stock (incorporated by reference to Exhibit 10.1 of CaliberCos Inc.’s Form 8-K filed with the SEC on April 14, 2026)](https://www.sec.gov/Archives/edgar/data/1627282/000121390026043618/ea028624201ex10-1.htm)\n\n[10.3](https://www.sec.gov/Archives/edgar/data/1627282/000121390026043618/ea028624201ex10-2.htm)\n\n[Subscription Agreement for Series AAA Convertible Preferred Stock (incorporated by reference to Exhibit 10.2 of CaliberCos Inc.’s Form 8-K filed with the SEC on April 14, 2026)](https://www.sec.gov/Archives/edgar/data/1627282/000121390026043618/ea028624201ex10-2.htm)\n\n[31.1*](cwd-ex311_q12026.htm)\n\n[Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a)](cwd-ex311_q12026.htm)\n\n[31.2*](cwd-ex312_q12026.htm)\n\n[Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a)](cwd-ex312_q12026.htm)\n\n[32.1**](cwd-ex321_q12026.htm)\n\n[Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350](cwd-ex321_q12026.htm)\n\n[32.2**](cwd-ex322_q12026.htm)\n\n[Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350](cwd-ex322_q12026.htm)\n\n101.INS*Inline XBRL Instance\n\n101.SCH*Inline XBRL Taxonomy Extension Schema\n\n67\n\nTable of Contents\n\n101.CAL*Inline XBRL Taxonomy Extension Calculation\n\n101.LAB*Inline XBRL Taxonomy Extension Labels\n\n101.PRE*Inline XBRL Taxonomy Extension Presentation\n\n104Cover Page Interactive Data File (embedded within the Inline XBRL and contained in Exhibit 101)\n\n*Filed herewith.\n\n**Furnished herewith.\n\n+Indicates management contract or compensatory plan.\n\n68\n\nTable of Contents\n\nSIGNATURES\n\nPursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Quarterly Report on Form 10-Q to be signed on its behalf by the undersigned, thereunto duly authorized, in Scottsdale, Arizona, on May 13, 2026.\n\nCALIBERCOS INC.\n\nBy:/s/ John C. Loeffler, II\n\nName:John C. Loeffler, II\n\nTitle:Chairman and Chief Executive Officer\n\nAs required under the Securities Act of 1933, this Quarterly Report on Form 10-Q has been signed below by the following persons in the capacities and on the dates indicated:\n\nSignatureTitleDate\n\n/s/ John C. Loeffler, II\nChairman and Chief Executive Officer\nMay 13, 2026\n\nJohn C. Loeffler, II (Principal Executive Officer)\n\n/s/ Jade Leung\nChief Financial Officer (Principal Accounting Officer)\nMay 13, 2026\n\nJade Leung\n\n/s/ Jennifer SchraderPresident and Vice-ChairpersonMay 13, 2026\n\nJennifer Schrader\n\n69"}