{"url_path":"/sec/dt/10-k/2026/item-15","section_key":"item-15","section_title":"Item 15 EXHIBITS AND FINANCIAL STATEMENT SCHEDULES","topic":"sec","document":{"doc_type":"10-K","doc_date":"2026-05-20","source_url":"https://www.sec.gov/Archives/edgar/data/1773383/0001773383-26-000019-index.html","accession_number":"0001773383-26-000019","cik":"0001773383","ticker":"DT","issuer_name":"Dynatrace, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1773383/0001773383-26-000019-index.html","primary_entity_key":"0001773383","primary_entity_name":"Dynatrace, Inc."},"word_count":1585,"has_tables":true,"body_markdown":"ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES\n\n(a) Listing of Documents\n\n1.Financial Statements\n\nThe following financial statements are included in Part II, Item 8 of this Form 10-K:\n\nReports of Independent Registered Public Accounting Firm\n\nCONSOLIDATED BALANCE SHEETS\n\nCONSOLIDATED STATEMENTS OF OPERATIONS\n\nCONSOLIDATED STATEMENTS OF COMPREHENSIVE INCOME\n\nCONSOLIDATED STATEMENTS OF SHAREHOLDERS’ EQUITY\n\nCONSOLIDATED STATEMENTS OF CASH FLOWS\n\n2.Financial Statement Schedules\n\nAll other schedules have been omitted because they are not required, not applicable, or the required information is otherwise included.\n\n3.Exhibits\n\nThe documents listed in the Exhibit Index of this report are incorporated by reference or are filed with this report, in each case as indicated therein (numbered in accordance with Item 601 of Regulation S-K).\n\nEXHIBIT INDEX\n\nExhibit\n\nNumber\nDescription\n\n3.1\n[Amended and Restated Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit 3.3 to the Registrant’s Registration Statement on Form S-1/A, filed with the SEC on July 22, 2019).](https://www.sec.gov/Archives/edgar/data/1773383/000119312519198423/d668054dex33.htm)\n\n3.2\n[Certificate of Amendment to the Amended and Restated Certificate of Incorporation dated August 23, 2024 (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on August 26, 2024).](https://www.sec.gov/Archives/edgar/data/1773383/000177338324000166/exhibit31-certificateofame.htm)\n\n3.3\n[Fourth Amended and Restated Bylaws of the Registrant (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on July 8, 2025).](https://www.sec.gov/Archives/edgar/data/1773383/000177338325000136/exhibit31-fourthamendedand.htm)\n\n4.1\n[Specimen Common Stock Certificate (incorporated by reference to Exhibit 4.1 to the Registrant’s Registration Statement on Form S-1/A, filed with the SEC on July 22, 2019).](https://www.sec.gov/Archives/edgar/data/1773383/000119312519198423/d668054dex41.htm)\n\n4.2\n[Registration Rights Agreement (incorporated by reference to Exhibit 4.2 to the Registrant’s Registration Statement on Form S-1/A, filed with the SEC on July 22, 2019).](https://www.sec.gov/Archives/edgar/data/1773383/000119312519198423/d668054dex42.htm)\n\n4.3\n[Description of the Registrant’s Securities (incorporated by reference to Exhibit 4.3 to the Registrant's Annual Report on Form 10-K, filed with the SEC on May 23, 2024).](https://www.sec.gov/Archives/edgar/data/1773383/000177338324000076/exhibit43todynatraceformfy.htm)\n\n10.1#\n[2019 Equity Incentive Plan, as amended (incorporated by reference to Exhibit 10.1 of the Registrant’s Annual Report on Form 10-K, filed on May 28, 2021).](https://www.sec.gov/Archives/edgar/data/1773383/000177338321000054/exhibit101todynatracefy21.htm)\n\n10.2#\n[Form of restricted stock unit award agreement under the 2019 Equity Incentive Plan (time-based) (incorporated by reference to Exhibit 10.1 to the Registrant’s Quarterly Report on Form 10-Q, filed with the SEC on August 6, 2025).](https://www.sec.gov/Archives/edgar/data/1773383/000177338325000154/exhibit101-formofrestricte.htm)\n\n10.3#\n[Form of restricted stock unit award agreement under the 2019 Equity Incentive Plan (financial performance-based) (incorporated by reference to Exhibit 10.2 to the Registrant’s Quarterly Report on Form 10-Q, filed with the SEC on August 6, 2025).](https://www.sec.gov/Archives/edgar/data/1773383/000177338325000154/exhibit102-formofrestricte.htm)\n\n10.4#\n[Form of restricted stock unit award agreement under the 2019 Equity Incentive Plan (rTSR-based) (incorporated by reference to Exhibit 10.3 to the Registrant’s Quarterly Report on Form 10-Q, filed with the SEC on August 6, 2025).](https://www.sec.gov/Archives/edgar/data/1773383/000177338325000154/exhibit103-formofrestricte.htm)\n\n10.5#\n[Form of restricted stock award agreement under the 2019 Equity Incentive Plan (incorporated by reference to Exhibit 10.4 to the Registrant's Annual Report on Form 10-K, filed with the SEC on May 23, 2024).](https://www.sec.gov/Archives/edgar/data/1773383/000177338324000076/exhibit104-formofrestricte.htm)\n\n10.6#\n[Form of stock option agreement under the 2019 Equity Incentive Plan (incorporated by reference to Exhibit 10.5 to the Registrant’s Annual Report on Form 10-K, filed with the SEC on May 23, 2024).](https://www.sec.gov/Archives/edgar/data/1773383/000177338324000076/exhibit105-formofstockopti.htm)\n\n10.7#\n[Short-Term Incentive Plan (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on June 7, 2024).](https://www.sec.gov/Archives/edgar/data/1773383/000177338324000091/exhibit101-shortxtermincen.htm)\n\n10.8#\n[2019 Employee Stock Purchase Plan (incorporated by reference to Exhibit 10.2 to the Registrant’s Registration Statement on Form S-1/A, filed with the SEC on July 22, 2019).](https://www.sec.gov/Archives/edgar/data/1773383/000119312519198423/d668054dex102.htm)\n\n10.9#*\n[Amended and Restated Non-Employee Director Compensation Policy.](exhibit109-nonxemployeedir.htm)\n\n10.10#\n[Deferred Compensation Plan (incorporated by reference to Exhibit 10.2 to the Registrant’s Quarterly Report on Form 10-Q, filed with the SEC on February 8, 2024).](https://www.sec.gov/Archives/edgar/data/1773383/000177338324000011/deferredcompensationplan-e.htm)\n\n10.11#\n[Deferred Compensation Plan Adoption Agreement (incorporated by reference to Exhibit 10.3 to the Registrant’s Quarterly Report on Form 10-Q, filed with the SEC on February 8, 2024).](https://www.sec.gov/Archives/edgar/data/1773383/000177338324000011/deferredcompensationplanad.htm)\n\n91\n\n[Table of Contents](#ib31a3d0e5bfc466a92d6e4374ce54c12_7)\n\n10.12#\n[Form of Indemnification Agreement between the Registrant and each of its directors and executive officers (incorporated by reference to Exhibit 10.5 to the Registrant’s Registration Statement on Form S-1/A, filed with the SEC on July 25, 2019).](https://www.sec.gov/Archives/edgar/data/1773383/000119312519201863/d668054dex105.htm)\n\n10.13#\n[Executive Officer Amended and Restated Employment Agreement between the Registrant and Rick McConnell dated as of March 23, 2023 (incorporated by reference to Exhibit 10.6 to the Registrant's Annual Report on Form 10-K, filed with the SEC on May 25, 2023).](https://www.sec.gov/Archives/edgar/data/1773383/000177338323000055/exhibit106todynatraceformf.htm)\n\n10.14#\n[Executive Officer Employment Agreement between the Registrant and James Benson dated as of November 15, 2022 (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K, filed with the SEC on November 21, 2022).](https://www.sec.gov/Archives/edgar/data/1773383/000177338322000145/ex101_8kxfy23q3x21nov2022.htm)\n\n10.15#\n[Executive](https://www.sec.gov/Archives/edgar/data/1773383/000162828025049225/exhibit101todynatraceformf.htm)[Officer](https://www.sec.gov/Archives/edgar/data/1773383/000162828025049225/exhibit101todynatraceformf.htm)[Employment Agreement between Dynatrace Austria GmbH and Bernd Greifeneder dated as of September 12, 2025 (incorporated by reference to Exhibit 10.1 to the Registrant’s Quarterly Report on Form 10-Q, filed with the SEC on November 5, 2025).](https://www.sec.gov/Archives/edgar/data/1773383/000162828025049225/exhibit101todynatraceformf.htm)\n\n10.16#\n[Executive Officer Employment Agreement between the Registrant and Daniel Zugelder dated as of June 1, 2023 (incorporated by reference to Exhibit 10.5 to the Registrant’s Quarterly Report on Form 10-Q, filed with the SEC on August 2, 2023).](https://www.sec.gov/Archives/edgar/data/1773383/000177338323000133/exhibit105-danzugelderxemp.htm)\n\n10.17#\n[Executive Officer Employment Agreement between the Registrant and Stephen McMahon dated as of April 4, 2025](https://www.sec.gov/Archives/edgar/data/1773383/000177338325000065/exhibit1019todynatraceform.htm)[(incorporated by reference to Exhibit 10.19 to the Registrant’s Annual Report on Form 10-K, filed with the SEC on May 22, 2025).](https://www.sec.gov/Archives/edgar/data/1773383/000177338325000065/exhibit1019todynatraceform.htm)\n\n10.18\n[Credit Agreement among Dynatrace LLC, Dynatrace Intermediate LLC, BMO Harris Bank, N.A., and certain lenders parties thereto, dated as of December 2, 2022 (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K, filed with the SEC on December 5, 2022).](https://www.sec.gov/Archives/edgar/data/1773383/000177338322000148/dynatrace-creditagreementc.htm)\n\n10.19\n[First Amendment dated as of June 17, 2024 to the Credit Agreement among Dynatrace LLC, Dynatrace Intermediate LLC, BMO Bank, N.A., and certain lenders parties thereto, dated as of December 2, 2022 (incorporated by reference to Exhibit 10.5 to the Registrant’s Quarterly Report on Form 10-Q, filed with the SEC on August 7, 2024).](https://www.sec.gov/Archives/edgar/data/1773383/000177338324000157/exhibit105-firstamendmentt.htm)\n\n10.20\n[Second Amendment dated as of September 17, 2024 to the Credit Agreement among Dynatrace LLC, Dynatrace Intermediate LLC, BMO Bank, N.A., and certain lenders parties thereto, dated as of December 2, 2022 (incorporated by reference to Exhibit 10.1 to the Registrant’s Quarterly Report on Form 10-Q, filed with the SEC on November 7, 2024).](https://www.sec.gov/Archives/edgar/data/1773383/000177338324000217/exhibit101todynatraceformf.htm)\n\n10.21\n[English Translation of Lease Agreement, dated as of March 28, 2017, by and between Neunteufel GmbH and Dynatrace Austria GmbH (incorporated by reference to Exhibit 10.13 to the Registrant’s Registration Statement on Form S-1, filed with the SEC on July 5, 2019).](https://www.sec.gov/Archives/edgar/data/1773383/000119312519189566/d668054dex1013.htm)\n\n10.22\n[English Translation of Supplementary Agreement dated as of March 29, 2023 to the Lease Agreement dated as of March 28, 2017 by and between Neunteufel GmbH and Dynatrace Austria GmbH (incorporated by reference to Exhibit 10.18 to the Registrant’s Annual Report on Form 10-K, filed with the SEC on May 25, 2023).](https://www.sec.gov/Archives/edgar/data/1773383/000177338323000055/exhibit1018todynatraceform.htm)\n\n10.23\n[English Translation of Amendment Agreement dated as of August 2, 2023 to the Supplementary Agreement dated as of March 29, 2023 to the Lease Agreement dated as of March 28, 2017 by and between Neunteufel GmbH and Dynatrace Austria GmbH (incorporated by reference to Exhibit 10.1 to the Registrant’s Quarterly Report on Form 10-Q, filed with the SEC on November 2, 2023).](https://www.sec.gov/Archives/edgar/data/1773383/000177338323000213/exhibit101todynatraceformf.htm)\n\n10.24\n[English Translation of Second Amendment Agreement dated as of December 21, 2023 to the Supplementary Agreement dated as of March 29, 2023 to the Lease Agreement dated as of March 28, 2017 by and between Neunteufel GmbH and Dynatrace Austria GmbH (incorporated by reference to Exhibit 10.1 to the Registrant’s Quarterly Report on Form 10-Q, filed with the SEC on February 8, 2024).](https://www.sec.gov/Archives/edgar/data/1773383/000177338324000011/secondamendmentagreement-e.htm)\n\n19.1\n[Insider Trading Policy and related Rule 10b5-1 Trading Plan Policy (incorporated by reference to Exhibit 19.1 to the Registrant’s Annual Report on Form 10-K, filed with the SEC on May 23, 2024).](https://www.sec.gov/Archives/edgar/data/1773383/000177338324000076/exhibit191toformfy24xinsid.htm)\n\n21.1*\n[Subsidiaries of the Registrant.](exhibit211todynatraceformf.htm)\n\n23.1*\n[Consent of Ernst & Young LLP.](exhibit231todynatraceformf.htm)\n\n24.1\n[Power of Attorney (included on signature page).](#ib31a3d0e5bfc466a92d6e4374ce54c12_235)\n\n31.1*\n[Certification of Principal Executive Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended.](exhibit311todynatraceformf.htm)\n\n31.2*\n[Certification of Principal Financial Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended.](exhibit312todynatraceformf.htm)\n\n32.1**\n[Certifications of Principal Executive Officer and Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act.](exhibit321todynatraceformf.htm)\n\n97.1\n[Compensation Recovery Policy (incorporated by reference to Exhibit 97.1 to the Registrant’s Annual Report on Form 10-K, filed with the SEC on May 23, 2024).](https://www.sec.gov/Archives/edgar/data/1773383/000177338324000076/exhibit971todynatraceformf.htm)\n\n101.INSXBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL Document.\n\n101.SCHInline XBRL Taxonomy Extension Schema Document.\n\n101.CALInline XBRL Taxonomy Extension Calculation Linkbase Document.\n\n101.DEFInline XBRL Taxonomy Extension Definition Linkbase Document.\n\n101.LABInline XBRL Taxonomy Extension Label Linkbase Document.\n\n92\n\n[Table of Contents](#ib31a3d0e5bfc466a92d6e4374ce54c12_7)\n\n101.PREInline XBRL Taxonomy Extension Presentation Linkbase Document.\n\n104Cover Page Interactive Data File - the cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.\n\n_________________\n\n#    Indicates a management contract or any compensatory plan, contract or arrangement.\n\n*    Filed herewith.\n\n**     The certifications furnished in Exhibit 32.1 hereto are deemed to accompany this Annual Report on Form 10-K and will not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, except to the extent that the Registrant specifically incorporates it by reference. Such certifications will not be deemed to be incorporated by reference into any filings under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, except to the extent that the Registrant specifically incorporates it by reference."}