{"url_path":"/sec/elut/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 Exhibits.","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-15","source_url":"https://www.sec.gov/Archives/edgar/data/1708527/0001104659-26-062634-index.html","accession_number":"0001104659-26-062634","cik":"0001708527","ticker":"ELUT","issuer_name":"ELUTIA INC.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1708527/0001104659-26-062634-index.html","primary_entity_key":"0001708527","primary_entity_name":"ELUTIA INC."},"word_count":741,"has_tables":true,"body_markdown":"Item 6.             Exhibits.\n\n​\n\n​\n\n​\n\n**Exhibit********Number**\n\n**  ​ ​ ​**\n\n**Description**\n\n**Form**\n\n**File No.**\n\n**Exhibit**\n\n**Filing Date**\n\n**Filed/ Furnished Herewith**\n\n2.1\n\n​\n\n[Asset Purchase Agreement, dated September 17, 2023, by and among Elutia Inc., Berkeley Biologics, LLC, and GNI Group, Ltd. (solely with respect to Section 11.18)](https://www.sec.gov/Archives/edgar/data/1708527/000110465923101780/tm2326344d1_ex10-1.htm)\n\n[8-K](https://www.sec.gov/Archives/edgar/data/1708527/000110465923101780/tm2326344d1_ex10-1.htm)\n\n[001-39577](https://www.sec.gov/Archives/edgar/data/1708527/000110465923101780/tm2326344d1_ex10-1.htm)\n\n[10.1](https://www.sec.gov/Archives/edgar/data/1708527/000110465923101780/tm2326344d1_ex10-1.htm)\n\n[9/19/2023](https://www.sec.gov/Archives/edgar/data/1708527/000110465923101780/tm2326344d1_ex10-1.htm)\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n3.1a\n\n​\n\n[Restated Certificate of Incorporation of Elutia Inc.](https://www.sec.gov/Archives/edgar/data/1708527/000110465920114535/tm2023171d18_ex3-1.htm)\n\n[8-K](https://www.sec.gov/Archives/edgar/data/1708527/000110465920114535/tm2023171d18_ex3-1.htm)\n\n[001-39577](https://www.sec.gov/Archives/edgar/data/1708527/000110465920114535/tm2023171d18_ex3-1.htm)\n\n[3.1](https://www.sec.gov/Archives/edgar/data/1708527/000110465920114535/tm2023171d18_ex3-1.htm)\n\n[10/13/2020](https://www.sec.gov/Archives/edgar/data/1708527/000110465920114535/tm2023171d18_ex3-1.htm)\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n3.1b\n\n​\n\n[Certificate of Amendment to the Restated Certificate of Incorporation of Elutia Inc.](https://www.sec.gov/Archives/edgar/data/1708527/000110465923098809/tm2325574d1_ex3-1.htm)\n\n[8-K](https://www.sec.gov/Archives/edgar/data/1708527/000110465923098809/tm2325574d1_ex3-1.htm)\n\n[001-39577](https://www.sec.gov/Archives/edgar/data/1708527/000110465923098809/tm2325574d1_ex3-1.htm)\n\n[3.1](https://www.sec.gov/Archives/edgar/data/1708527/000110465923098809/tm2325574d1_ex3-1.htm)\n\n[09/07/2023](https://www.sec.gov/Archives/edgar/data/1708527/000110465923098809/tm2325574d1_ex3-1.htm)\n\n​\n\n \n\n​\n\n \n\n \n\n \n\n \n\n \n\n​\n\n40\n\n[Table of Contents](#TOC)\n\n3.2\n\n​\n\n[Amended and Restated Bylaws of Elutia Inc.](https://www.sec.gov/Archives/edgar/data/1708527/000110465920114535/tm2023171d18_ex3-2.htm)\n\n[8-K](https://www.sec.gov/Archives/edgar/data/1708527/000110465920114535/tm2023171d18_ex3-2.htm)\n\n[001-39577](https://www.sec.gov/Archives/edgar/data/1708527/000110465920114535/tm2023171d18_ex3-2.htm)\n\n[3.2](https://www.sec.gov/Archives/edgar/data/1708527/000110465920114535/tm2023171d18_ex3-2.htm)\n\n[10/13/2020](https://www.sec.gov/Archives/edgar/data/1708527/000110465920114535/tm2023171d18_ex3-2.htm)\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n4.1\n\n​\n\n[Second Amended and Restated Investor Rights Agreement, dated as of September 14, 2020, among the Registrant and the investors named therein](https://www.sec.gov/Archives/edgar/data/1708527/000110465920104884/tm2023171d8_ex4-1.htm)\n\n[S-1](https://www.sec.gov/Archives/edgar/data/1708527/000110465920104884/tm2023171d8_ex4-1.htm)\n\n[333-248788](https://www.sec.gov/Archives/edgar/data/1708527/000110465920104884/tm2023171d8_ex4-1.htm)\n\n[4.1](https://www.sec.gov/Archives/edgar/data/1708527/000110465920104884/tm2023171d8_ex4-1.htm)\n\n[09/14/2020](https://www.sec.gov/Archives/edgar/data/1708527/000110465920104884/tm2023171d8_ex4-1.htm)\n\n​\n\n \n\n​\n\n \n\n \n\n \n\n \n\n \n\n​\n\n4.2\n\n​\n\n[Specimen stock certificate evidencing the shares of Class A common stock](https://www.sec.gov/Archives/edgar/data/1708527/000110465920104884/tm2023171d8_ex4-2.htm)\n\n[S-1](https://www.sec.gov/Archives/edgar/data/1708527/000110465920104884/tm2023171d8_ex4-2.htm)\n\n[333-248788](https://www.sec.gov/Archives/edgar/data/1708527/000110465920104884/tm2023171d8_ex4-2.htm)\n\n[4.2](https://www.sec.gov/Archives/edgar/data/1708527/000110465920104884/tm2023171d8_ex4-2.htm)\n\n[09/14/2020](https://www.sec.gov/Archives/edgar/data/1708527/000110465920104884/tm2023171d8_ex4-2.htm)\n\n​\n\n \n\n​\n\n \n\n \n\n \n\n \n\n \n\n​\n\n4.3\n\n​\n\n[Specimen stock certificate evidencing the shares of Class B common stock](https://www.sec.gov/Archives/edgar/data/1708527/000110465920110107/tm2023171d11_ex4-3.htm)\n\n[S-1/A](https://www.sec.gov/Archives/edgar/data/1708527/000110465920110107/tm2023171d11_ex4-3.htm)\n\n[333-248788](https://www.sec.gov/Archives/edgar/data/1708527/000110465920110107/tm2023171d11_ex4-3.htm)\n\n[4.3](https://www.sec.gov/Archives/edgar/data/1708527/000110465920110107/tm2023171d11_ex4-3.htm)\n\n[09/30/2020](https://www.sec.gov/Archives/edgar/data/1708527/000110465920110107/tm2023171d11_ex4-3.htm)\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n4.4\n\n​\n\n[Warrant to Purchase Stock, issued on August 10, 2022, by Elutia Inc.to SWK Funding LLC.](https://www.sec.gov/Archives/edgar/data/1708527/000110465922091214/tm2223445d1_ex4-1.htm)\n\n​\n\n[8-K](https://www.sec.gov/Archives/edgar/data/1708527/000110465922091214/tm2223445d1_ex4-1.htm)\n\n[001-39577](https://www.sec.gov/Archives/edgar/data/1708527/000110465922091214/tm2223445d1_ex4-1.htm)\n\n[4.1](https://www.sec.gov/Archives/edgar/data/1708527/000110465922091214/tm2223445d1_ex4-1.htm)\n\n[8/15/2022](https://www.sec.gov/Archives/edgar/data/1708527/000110465922091214/tm2223445d1_ex4-1.htm)\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n4.5\n\n​\n\n[Form of Common Warrant](https://www.sec.gov/Archives/edgar/data/1708527/000110465923102812/tm2326577d1_ex4-1.htm)\n\n[8-K](https://www.sec.gov/Archives/edgar/data/1708527/000110465923102812/tm2326577d1_ex4-1.htm)\n\n[001-39577](https://www.sec.gov/Archives/edgar/data/1708527/000110465923102812/tm2326577d1_ex4-1.htm)\n\n[4.1](https://www.sec.gov/Archives/edgar/data/1708527/000110465923102812/tm2326577d1_ex4-1.htm)\n\n[9/21/2023](https://www.sec.gov/Archives/edgar/data/1708527/000110465923102812/tm2326577d1_ex4-1.htm)\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n4.6\n\n​\n\n[2023 Form of Prefunded Warrant](https://www.sec.gov/Archives/edgar/data/1708527/000110465923102812/tm2326577d1_ex4-2.htm)\n\n[8-K](https://www.sec.gov/Archives/edgar/data/1708527/000110465923102812/tm2326577d1_ex4-2.htm)\n\n[001-39577](https://www.sec.gov/Archives/edgar/data/1708527/000110465923102812/tm2326577d1_ex4-2.htm)\n\n[4.2](https://www.sec.gov/Archives/edgar/data/1708527/000110465923102812/tm2326577d1_ex4-2.htm)\n\n[9/21/2023](https://www.sec.gov/Archives/edgar/data/1708527/000110465923102812/tm2326577d1_ex4-2.htm)\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n4.7\n\n​\n\n[Registration Rights Agreement, dated September 21, 2023, by and among Elutia Inc. and the Investors named therein](https://www.sec.gov/Archives/edgar/data/1708527/000110465923102812/tm2326577d1_ex10-2.htm)\n\n[8-K](https://www.sec.gov/Archives/edgar/data/1708527/000110465923102812/tm2326577d1_ex10-2.htm)\n\n[001-39577](https://www.sec.gov/Archives/edgar/data/1708527/000110465923102812/tm2326577d1_ex10-2.htm)\n\n[10.2](https://www.sec.gov/Archives/edgar/data/1708527/000110465923102812/tm2326577d1_ex10-2.htm)\n\n[9/21/2023](https://www.sec.gov/Archives/edgar/data/1708527/000110465923102812/tm2326577d1_ex10-2.htm)\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n4.8\n\n​\n\n[2024 Form of Prefunded Warrant](https://www.sec.gov/Archives/edgar/data/1708527/000110465924072818/tm2417396d2_ex4-1.htm)\n\n[8-K](https://www.sec.gov/Archives/edgar/data/1708527/000110465923102812/tm2326577d1_ex4-1.htm)\n\n[001-39577](https://www.sec.gov/Archives/edgar/data/1708527/000110465923102812/tm2326577d1_ex4-1.htm)\n\n[4.1](https://www.sec.gov/Archives/edgar/data/1708527/000110465923102812/tm2326577d1_ex4-1.htm)\n\n[6/18/2024](https://www.sec.gov/Archives/edgar/data/1708527/000110465924072818/tm2417396d2_ex4-1.htm)\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n4.9\n\n​\n\n[2025 Form of Prefunded Warrant](https://www.sec.gov/Archives/edgar/data/1708527/000110465925009187/tm255299d1_ex4-1.htm)\n\n[8-K](https://www.sec.gov/Archives/edgar/data/1708527/000110465925009187/tm255299d1_ex4-1.htm)\n\n[001-39577](https://www.sec.gov/Archives/edgar/data/1708527/000110465925009187/tm255299d1_ex4-1.htm)\n\n[4.1](https://www.sec.gov/Archives/edgar/data/1708527/000110465925009187/tm255299d1_ex4-1.htm)\n\n[2/4/2025](https://www.sec.gov/Archives/edgar/data/1708527/000110465925009187/tm255299d1_ex4-1.htm)\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n10.43\n\n​\n\n[Elutia Inc. 2026 Inducement Award Plan](https://www.sec.gov/Archives/edgar/data/1708527/000110465926025311/elut-20260303xex10d1.htm)\n\n[8-K](https://www.sec.gov/Archives/edgar/data/1708527/000110465926025311/elut-20260303xex10d1.htm)\n\n[001-39577](https://www.sec.gov/Archives/edgar/data/1708527/000110465926025311/elut-20260303xex10d1.htm)\n\n[10.1](https://www.sec.gov/Archives/edgar/data/1708527/000110465926025311/elut-20260303xex10d1.htm)\n\n[3/9/2026](https://www.sec.gov/Archives/edgar/data/1708527/000110465926025311/elut-20260303xex10d1.htm)\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n10.44\n\n​\n\n[Form of Stock Option Agreement under the Elutia Inc. 2026 Inducement Award Plan](https://www.sec.gov/Archives/edgar/data/1708527/000110465926025311/elut-20260303xex10d2.htm)\n\n[8-K](https://www.sec.gov/Archives/edgar/data/1708527/000110465926025311/elut-20260303xex10d2.htm)\n\n[001-39577](https://www.sec.gov/Archives/edgar/data/1708527/000110465926025311/elut-20260303xex10d2.htm)\n\n[10.2](https://www.sec.gov/Archives/edgar/data/1708527/000110465926025311/elut-20260303xex10d2.htm)\n\n[3/9/2026](https://www.sec.gov/Archives/edgar/data/1708527/000110465926025311/elut-20260303xex10d2.htm)\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n31.1\n\n​\n\n[Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.](elut-20260331xex31d1.htm)\n\n \n\n \n\n \n\n \n\n*\n\n \n\n​\n\n \n\n \n\n \n\n \n\n \n\n \n\n31.2\n\n​\n\n[Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.](elut-20260331xex31d2.htm)\n\n \n\n \n\n \n\n \n\n*\n\n \n\n​\n\n \n\n \n\n \n\n \n\n \n\n \n\n32.1\n\n​\n\n[Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.](elut-20260331xex32d1.htm)\n\n \n\n \n\n \n\n \n\n**\n\n \n\n​\n\n \n\n \n\n \n\n \n\n \n\n \n\n32.2\n\n​\n\n[Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.](elut-20260331xex32d2.htm)\n\n \n\n \n\n \n\n \n\n**\n\n \n\n​\n\n \n\n \n\n \n\n \n\n \n\n \n\n41\n\n[Table of Contents](#TOC)\n\n101.INS\n\n​\n\nInline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.\n\n \n\n \n\n \n\n \n\n*\n\n \n\n​\n\n \n\n \n\n \n\n \n\n \n\n \n\n101.SCH\n\n​\n\nInline XBRL Taxonomy Extension Schema Document\n\n \n\n \n\n \n\n \n\n*\n\n \n\n​\n\n \n\n \n\n \n\n \n\n \n\n \n\n101.CAL\n\n​\n\nInline XBRL Taxonomy Extension Calculation Linkbase Document\n\n \n\n \n\n \n\n \n\n*\n\n \n\n​\n\n \n\n \n\n \n\n \n\n \n\n \n\n101.DEF\n\n​\n\nInline XBRL Taxonomy Extension Definition Linkbase Document\n\n \n\n \n\n \n\n \n\n*\n\n \n\n​\n\n \n\n \n\n \n\n \n\n \n\n \n\n101.LAB\n\n​\n\nInline XBRL Taxonomy Extension Label Linkbase Document\n\n \n\n \n\n \n\n \n\n*\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n101.PRE\n\n​\n\nInline XBRL Taxonomy Extension Presentation Linkbase Document\n\n \n\n \n\n \n\n \n\n*\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n104\n\n​\n\nCover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)\n\n​\n\n​\n\n​\n\n​\n\n*\n\n​\n\n* Filed herewith.\n\n​\n\n** Furnished herewith.\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n42\n\n[Table of Contents](#TOC)\n\nSIGNATURES\n\nPursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.\n\n​\n\nELUTIA INC.\n\n​\n\nDate: May 15, 2026\n\nBy:\n\n/s/ C. Randal Mills, Ph.D.\n\n​\n\n​\n\nC. Randal Mills, Ph.D.\n\n​\n\n​\n\nPresident and Chief Executive Officer\n\n​\n\n​\n\n*(principal executive officer)*\n\n​\n\nDate: May 15, 2026\n\nBy:\n\n/s/ Matthew Ferguson\n\n​\n\n​\n\nMatthew Ferguson\n\n​\n\n​\n\nChief Financial Officer\n\n​\n\n​\n\n*(principal financial officer and principal accounting officer)*\n\n​\n\n​\n\n​\n\n43"}