{"url_path":"/sec/esta/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 EXHIBITS","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-08","source_url":"https://www.sec.gov/Archives/edgar/data/1688757/0001688757-26-000041-index.html","accession_number":"0001688757-26-000041","cik":"0001688757","ticker":"ESTA","issuer_name":"ESTABLISHMENT LABS HOLDINGS INC.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1688757/0001688757-26-000041-index.html","primary_entity_key":"0001688757","primary_entity_name":"ESTABLISHMENT LABS HOLDINGS INC."},"word_count":430,"has_tables":true,"body_markdown":"ITEM 6. EXHIBITS\n\n(a)     Exhibits.\n\nExhibit Number\n\nDescription of Exhibit\nIncorporation by Reference\n\n3.1\n\n[Memorandum and Articles of Association of the Registrant](https://www.sec.gov/Archives/edgar/data/1688757/000168875723000067/exhibit31.htm)\n\nIncorporated by reference from Exhibit 3.1 to Registrant’s Current Report on Form 8-K filed on May 31, 2023\n\n10.1\n\n[Employment Agreement by and between Registrant and Cassandra Harris, dated February 23, 2026](https://www.sec.gov/Archives/edgar/data/1688757/000168875726000022/esta10k-exhibit1024.htm)\nIncorporated by reference from Exhibit 10.24 to Registrant’s Annual Report on Form 10-K filed February 27, 2026\n\n10.2\n\n[Credit Agreement and Guaranty, dated as of](https://www.sec.gov/Archives/edgar/data/1688757/000168875726000033/ex101debtagreement.htm)[April 30](https://www.sec.gov/Archives/edgar/data/1688757/000168875726000033/ex101debtagreement.htm)[, 2026, by and among Establishment Labs Holdings Inc., its subsidiaries party thereto as guarantors, the lenders from time to time party thereto, and Oaktree Fund Administration, LLC, as administrative agent for the lenders](https://www.sec.gov/Archives/edgar/data/1688757/000168875726000033/ex101debtagreement.htm)\n\nIncorporated by reference from Exhibit 10.1 to Registrant’s Current Report on Form 8-K filed on April 30, 2026\n\n31.1\n[Certification of Principal Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002](esta10qq12026-exhibit311.htm)\n\n31.2\n[Certification of Principal Financial Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002](esta10qq12026-exhibit312.htm)\n\n32.1*\n[Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.](esta10qq12026-exhibit321.htm)\n\n101.INSInline XBRL Instance Document\n\n101.SCHInline XBRL Taxonomy Extension Schema Document\n\n101.CALInline XBRL Taxonomy Extension Calculation Linkbase Document\n\n101.DEFInline XBRL Taxonomy Extension Definition Linkbase Document\n\n101.LABInline XBRL Taxonomy Extension Label Linkbase Document\n\n101.PREInline XBRL Taxonomy Extension Presentation Linkbase Document\n\n104Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)\n\n* The certifications filed as Exhibits 32.1 are not deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 and are not to be incorporated by reference into any filing of the Company under the Securities Act of 1933 or the Securities Exchange Act of 1934, whether made before or after the date hereof irrespective of any general incorporation by reference language contained in any such filing, except to the extent that the registrant specifically incorporates it by reference.\n\n46\n\n[Table of Contents](#i58109fa3b37749baabdbe0237fa79226_7)\n\nSIGNATURES\n\nPursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.\n\nESTABLISHMENT LABS HOLDINGS INC.\n\nBy:\n /s/ Filippo “Peter” Caldini\n\nDate:May 8, 2026Name:\nFilippo “Peter” Caldini\n\nTitle:\nChief Executive Officer\n\n(Principal Executive Officer)\n\nDate:May 8, 2026By:\n /s/ Cassandra “Sandra” Harris\n\nName:\nCassandra “Sandra” Harris\n\nTitle:Chief Financial Officer\n\n(Principal Financial and Accounting Officer)\n\n(Authorized Representative in the United States)\n\n47"}