{"url_path":"/sec/fsbw/10-q/2026/item-5","section_key":"item-5","section_title":"Item 5 ** **Other Information**","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-08","source_url":"https://www.sec.gov/Archives/edgar/data/1530249/0001437749-26-015942-index.html","accession_number":"0001437749-26-015942","cik":"0001530249","ticker":"FSBW","issuer_name":"FS Bancorp, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1530249/0001437749-26-015942-index.html","primary_entity_key":"0001530249","primary_entity_name":"FS Bancorp, Inc."},"word_count":689,"has_tables":true,"body_markdown":"******Item 5.** **Other Information**\n\n \n\n(a)\n\n*None.*\n\n \n\n(b)\n\n*None.*\n\n \n\n(c)\n\nTrading Plans. During the *three* months ended *March 31, 2026*, *no* director or officer (as defined in Rule *16a*-1(f) under the Exchange Act) of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-*1* trading arrangement,” as each term is defined in Item *408*(a) of Regulation S-K.\n\n \n\n \n\n58\n\n[Table of Contents](#toc)\n\n \n\n \n\n**Item** **6.**  **Exhibits**\n\n \n\n2.1\n \n[Definitive Agreement, dated February 25, 2026, by and between FS Bancorp, Inc and Pacific West Bancorp (1)](http://www.sec.gov/Archives/edgar/data/1530249/000093905726000060/fsbanc8k22526.htm)\n\n3.1\n\n \n\n[Articles of Incorporation of FS Bancorp, Inc. (2)](http://www.sec.gov/Archives/edgar/data/1530249/000118811211002766/ex3-1.htm)\n\n3.2\n\n \n\n[Bylaws of FS Bancorp, Inc. (3)](http://www.sec.gov/Archives/edgar/data/1530249/000093905713000269/ex328k7913.htm)\n\n4.1\n\n \n\n[Form of Common Stock Certificate of FS Bancorp, Inc. (2)](http://www.sec.gov/Archives/edgar/data/1530249/000118811211002766/ex4-0.htm)\n\n4.2\n\n \n\n[Indenture dated February 10, 2021, by and between FS Bancorp, Inc. and U.S. Bank National Association, as trustee (4)](http://www.sec.gov/Archives/edgar/data/1530249/000093905721000056/fsbanc8k21021exh41.htm)\n\n4.3\n\n \n\n[Forms of 3.75 Fixed-to-Floating Rate Subordinated Notes due 2031 (included as Exhibit A-1 and Exhibit A-2 to the Indenture filed as Exhibit 4.2 hereto (4)](http://www.sec.gov/Archives/edgar/data/1530249/000093905721000056/fsbanc8k21021exh41.htm)\n\n10.1\n\n \n\n[Severance Agreement between 1st Security Bank of Washington and Joseph C. Adams (2)](http://www.sec.gov/Archives/edgar/data/1530249/000118811211002766/ex10-1.htm)\n\n10.2\n\n \n\n[Form of Change of Control Agreement between 1st Security Bank of Washington and Matthew D. Mullet (2)](http://www.sec.gov/Archives/edgar/data/1530249/000118811211002766/ex10-2.htm)\n\n10.3\n\n \n\n[Form of change of control agreement with Donn C. Costa, Dennis O’Leary, Erin Burr, Victoria Jarman, Kelli Nielsen, and May-Ling Sowell (5)](http://www.sec.gov/Archives/edgar/data/1530249/000093905716000633/exhibit1012116.htm)\n\n10.4\n\n \n\n[FS Bancorp, Inc. 2018 Equity Incentive Plan (6)](http://www.sec.gov/Archives/edgar/data/1530249/000155837018009146/fsbw-20180930ex10108016b.htm)\n\n10.5\n\n \n\n[Form of Incentive Stock Option Award Agreement under the 2018 Equity Incentive Plan (6)](http://www.sec.gov/Archives/edgar/data/1530249/000093905718000306/fsbancs8518exh102.htm)\n\n10.6\n\n \n\n[Form of Non-Qualified Stock Option Award Agreement under the 2018 Equity Incentive Plan (6)](http://www.sec.gov/Archives/edgar/data/1530249/000093905718000306/fsbancs8518exh103.htm)\n\n10.7\n\n \n\n[Form of Restricted Stock Award Agreement under the 2018 Equity Incentive Plan (6)](http://www.sec.gov/Archives/edgar/data/1530249/000093905718000306/fsbancs8518exh104.htm)\n\n10.8\n\n \n\n[FS Bancorp, Inc. Nonqualified 2022 Stock Purchase Plan (7)](http://www.sec.gov/Archives/edgar/data/0001530249/000093905722000175/0000939057-22-000175-index.html)\n\n10.9\n\n \n\n[Form of Enrollment/Change Form under the FS Bancorp, Inc. Nonqualified 2022 Stock Purchase Plan (7)](http://www.sec.gov/Archives/edgar/data/0001530249/000093905722000175/ex102s8622.htm)\n\n10.10\n \n[Form of Change of Control Agreement with Shana Allen, and Benjamin Crowl (8)](http://www.sec.gov/Archives/edgar/data/1530249/000093905724000032/fsbanc8k12924exh101.htm)\n\n31.1\n\n \n\n[Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002](ex_925742.htm)\n\n31.2\n\n \n\n[Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002](ex_925743.htm)\n\n32.1\n\n \n\n[Certification of Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002](ex_925744.htm)\n\n32.2\n\n \n\n[Certification of Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002](ex_925745.htm)\n\n101\n\n \n\nThe following materials from the Company’s Quarterly Report on Form 10‑Q for the quarter ended March 31, 2026 formatted in Inline Extensible Business Reporting Language (IXBRL): (1) Consolidated Balance Sheets; (2) Consolidated Statements of Income; (3) Consolidated Statements of Comprehensive Income (Loss); (4) Consolidated Statements of Changes in Stockholders’ Equity; (5) Consolidated Statements of Cash Flows; and (6) Notes to Consolidated Financial Statements.\n\n104\n\n \n\nCover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101)\n\n(1)\n \nFiled as an exhibit to the Registrant’s Current Report on Form 8-K filed on February 25, 2026 (File No. 001-355589).\n\n(2)\n\n \n\nFiled as an exhibit to the Registrant’s Registration Statement on Form S‑1 (333‑177125) filed on October 3, 2011, and incorporated by reference.\n\n(3)\n\n \n\nFiled as an exhibit to the Registrant’s Current Report on Form 8‑K filed on July 10, 2013 (File No. 001‑355589).\n\n(4)\n\n \n\nFiled as an exhibit to the Registrant’s Current Report on Form 8-K filed on February 11, 2021 (File No. 001-35589).\n\n(5)\n\n \n\nFiled as an exhibit to the Registrant’s Current Report on Form 8-K filed on February 1, 2016 (File No. 001‑35589).\n\n(6)\n\n \n\nFiled as an exhibit to the Registrant’s Registration Statement on Form S-8 (333-22513) filed on May 23, 2018.\n\n(7)\n\n \n\nFiled as an exhibit to the Registrant’s Registration Statement on Form S-8 (333-265729) filed on June 21, 2022.\n\n(8)\n \nFiled as an exhibit to the Registrant's Current Report on Form 8-K filed on February 2, 2024 (File No. 001-35589).\n\n \n\n59\n\n[Table of Contents](#toc)\n\n \n\n**SIGNATURES**\n\n \n\nPursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.\n\n \n\n \n\nFS BANCORP, INC.\n\n \n \n\n \n \n\nDate: May 8, 2026\n\nBy:\n\n/s/Joseph C. Adams\n\n \n \n\nJoseph C. Adams\n\n \n \n\nChief Executive Officer\n\n \n \n\n*(Duly Authorized Officer)*\n\n \n \n \n\nDate: May 8, 2026\n\nBy:\n\n/s/Phillip D. Whittington\n\n \n \n\nPhillip D. Whittington\n\n \n \n\nChief Financial Officer\n\n \n \n\n*(Principal Financial and Accounting Officer)*\n\n \n \n\n \n\n \n\n60"}