{"url_path":"/sec/ipst/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 Exhibits.","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-20","source_url":"https://www.sec.gov/Archives/edgar/data/1788230/0001788230-26-000068-index.html","accession_number":"0001788230-26-000068","cik":"0001788230","ticker":"IPST","issuer_name":"IP STRATEGY HOLDINGS, INC.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1788230/0001788230-26-000068-index.html","primary_entity_key":"0001788230","primary_entity_name":"IP STRATEGY HOLDINGS, INC."},"word_count":697,"has_tables":true,"body_markdown":"Item 6. Exhibits.\n\nThe Exhibits listed in the Exhibit Index are filed as part of this quarterly report on Form 10-Q. Each management contract or compensatory plan or agreement listed on the Exhibit Index is identified by a hashtag.\n\nEXHIBIT INDEX\n\nExhibit Incorporated by Reference\n\nNumberDescription of ExhibitsFormFile No.ExhibitFiling Date\n\n3.1\n[Third Amended and Restated Certificate of Incorporation of IP Strategy Holdings, Inc.](https://www.sec.gov/Archives/edgar/data/1788230/000178823026000012/ipst-exx31xthirdamendedand.htm)\n8-K001-42411\n3.1\n\nFebruary 18, 2026\n\n3.2\n[First Amendment to the Third Amended and Restated Certificate of Incorporation of IP Strategy Holdings, Inc.](https://www.sec.gov/Archives/edgar/data/1788230/000178823026000053/ex-31x1stamendmentx3rd_axr.htm)\n8-K001-42411\n3.1\n4/21/2026\n\n3.3\n[Second Amended and Restated Bylaws of IP Strategy Holdings, Inc.](https://www.sec.gov/Archives/edgar/data/1788230/000178823026000012/ipst-exx32xsecondamendedan.htm)\n\n8-K\n001-42411\n3.2\n\nFebruary 18, 2026\n\n3.4\n[Certificate of Designations, Preferences and Rights of the Series A Convertible Preferred Stock of IP Strategy Holdings, Inc.](https://www.sec.gov/Archives/edgar/data/1788230/000121390024085099/ea020010907ex3-8_heritage.htm)\n\nS-1/A\n333-2793823.8October 3, 2024\n\n64\n\n[Table of Contents](#i77a1ef50a2894c08b3d9cbc2bfe857f9_7)\n\nExhibit Incorporated by Reference\n\nNumberDescription of ExhibitsFormFile No.ExhibitFiling Date\n\n4.1\n[Form of Common Stock Certificate of IP Strategy Holdings, Inc.](https://www.sec.gov/Archives/edgar/data/1788230/000178823026000046/ex-41xipstxcommonstockcert.htm)\n10-K001-424114.1April 14, 2026\n\n4.2\n[Form of Preferred Stock Certificate of IP Strategy Holdings, Inc.](https://www.sec.gov/Archives/edgar/data/1788230/000178823026000046/ex-42xipstxpreferredstockc.htm)\n10-K001-424114.2April 14, 2026\n\n4.3\n\n[Form of Series A Common Stock Purchase Warrant](https://www.sec.gov/Archives/edgar/data/1788230/000121390024059237/ea020010903ex4-7_heritage.htm)\n\nS-1/A\n333-2793824.7July 5, 2024\n\n4.4\n\n[Form of Legacy Common Stock Purchase Warrants](https://www.sec.gov/Archives/edgar/data/1788230/000121390024090517/ea020010909ex4-8_heritage.htm)\n\nS-1/A\n333-2793824.8October 25, 2024\n\n4.5\n\n[Form of Representative Common Stock Purchase Warrant (from initial public offering)](https://www.sec.gov/Archives/edgar/data/1788230/000121390024102901/ea022247501ex4-1_heritage.htm)\n8-K001-424114.1November 26, 2024\n\n4.6\n\n[Form of Whiskey Note Exchange Common Stock Purchase Warrant](https://www.sec.gov/Archives/edgar/data/1788230/000178823025000048/ex-410xformofwarrantwhiske.htm)\n\n10-K\n\n001-42411\n\n4.10\n\nApril 28, 2025\n\n4.7\n\n[Form of Series B Common Stock Purchase Warrant](https://www.sec.gov/Archives/edgar/data/1788230/000178823025000105/ex-41xcommonstockpurchasew.htm)\n\n8-K\n\n001-42411\n\n4.1\n\nJune 3, 2025\n\n4.8\n\n[Form of Advisory Common Stock Purchase Warrant](https://www.sec.gov/Archives/edgar/data/1788230/000164117225022916/ex4-2.htm)\n\n8-K\n\n001-42411\n\n4.2\n\nAugust 11, 2025\n\n4.9\n\n[Form of Placement Agent Common Stock Purchase Warrant](https://www.sec.gov/Archives/edgar/data/1788230/000164117225022916/ex4-3.htm)\n\n8-K\n\n001-42411\n\n4.3\n\nAugust 11, 2025\n\n4.10\n\n[Form of PIPE Pre-Funded Common Stock Purchase Warrant](https://www.sec.gov/Archives/edgar/data/1788230/000178823025000128/ex-41xformofprexfundedwarr.htm)\n\n8-K\n\n001-42411\n\n4.1\n\nAugust 18, 2025\n\n4.11\n\n[Form of Debtor Exchange Common Stock Purchase Warrant](https://www.sec.gov/Archives/edgar/data/1788230/000178823026000046/ex-411xformofdebtorexchang.htm)\n10-K001-424114.1April 14, 2026\n\n4.12\n\n[Form of Series B Exchange Common Stock Purchase Warrant](https://www.sec.gov/Archives/edgar/data/1788230/000121390025099309/ea025443702ex4-15_heritage.htm)\n\nS-1/A\n\n333-289870\n\n4.15\n\nOctober 16, 2025\n\n10.1\n\n[2019 Stock Incentive Plan](https://www.sec.gov/Archives/edgar/data/1788230/000178823026000046/ex-101x2019stockincentivep.htm)#\n10-K001-424114.1April 14, 2026\n\n10.2\n\n[2024 Equity Incentive Plan](https://www.sec.gov/Archives/edgar/data/1788230/000178823026000046/ex-102x2024equityplanasame.htm)#\n10-K001-424114.1April 14, 2026\n\n10.3\n\n[Form of restricted stock unit award agreement](https://www.sec.gov/Archives/edgar/data/1788230/000178823026000046/ex-103xformofrsuagreement.htm)\n10-K001-424114.1April 14, 2026\n\n10.4\n\n[Form of October 2023 Exchange Agreement](https://www.sec.gov/Archives/edgar/data/1788230/000121390024085099/ea020010907ex10-6_heritage.htm)\n\nS-1/A\n333-27938210.6October 3, 2024\n\n10.5\n[Form of Amendment to October 2023 Exchange Agreement](https://www.sec.gov/Archives/edgar/data/1788230/000121390024085099/ea020010907ex10-7_heritage.htm)\n\nS-1/A\n333-279382\n10.7\n\nOctober 3, 2024\n\n10.6\n\n[Amendment dated October 24, 2024 to October 2023 Exchange Agreement](https://www.sec.gov/Archives/edgar/data/1788230/000121390024090517/ea020010909ex10-11_heritage.htm)\n\nS-1/A\n333-27938210.11October 25, 2024\n\n10.7\n\n[Form of April 2024 Exchange Agreement](https://www.sec.gov/Archives/edgar/data/1788230/000121390024085099/ea020010907ex10-8_heritage.htm)\n\nS-1/A\n333-27938210.8October 3, 2024\n\n10.8\n\n[Form of Registration Rights Agreement, dated as of August 11, 2025, between Company and each Purchaser (as defined therein)](https://www.sec.gov/Archives/edgar/data/1788230/000164117225022916/ex10-2.htm)\n\n8-K\n\n001-42411\n\n10.2\n\nAugust 11, 2025\n\n10.9\n[Employment Agreement dated as of October 1, 2025 of Justin Stiefel](https://www.sec.gov/Archives/edgar/data/1788230/000178823025000162/ex-101xemploymentagreement.htm)#\n\n8-K\n\n001-42411\n\n10.1\n\nOctober 3, 2025\n\n10.10\n[Employment Agreement dated as of October 1, 2025 of Jennifer Stiefel](https://www.sec.gov/Archives/edgar/data/1788230/000178823025000162/ex-102xemploymentagreement.htm)#\n\n8-K\n\n001-42411\n\n10.2\n\nOctober 3, 2025\n\n10.11\n[Employment Agreement dated as of October 1, 2025 of Michael Carrosino](https://www.sec.gov/Archives/edgar/data/1788230/000178823025000162/ex-103xemploymentagreement.htm)#\n\n8-K\n\n001-42411\n\n10.3\n\nOctober 3, 2025\n\n31.1\n[Certification of the Chief Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002](ex-311xceocertificationq1x.htm)†\n\n31.2\n[Certification of the Chief Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002](ex-312xcfocertificationq1x.htm)†\n\n32\n[Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002](ex-32xceocfocertificationq.htm)†\n\n101.INSInline XBRL Instance Document.†\n\n65\n\n[Table of Contents](#i77a1ef50a2894c08b3d9cbc2bfe857f9_7)\n\nExhibit Incorporated by Reference\n\nNumberDescription of ExhibitsFormFile No.ExhibitFiling Date\n\n101.SCHInline XBRL Taxonomy Extension Schema Document.†\n\n101.CALInline XBRL Taxonomy Extension Calculation Linkbase Document.†\n\n101.DEFInline XBRL Taxonomy Extension Definition Linkbase Document.†\n\n101.LABInline XBRL Taxonomy Extension Label Linkbase Document.†\n\n101.PREInline XBRL Taxonomy Extension Presentation Linkbase Document.†\n\n104Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).\n\n#Indicates a management contract or compensatory plan.\n\n†Filed herewith\n\n66\n\n[Table of Contents](#i77a1ef50a2894c08b3d9cbc2bfe857f9_7)\n\nSIGNATURES\n\nPursuant to the requirements of the Securities Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.\n\nHERITAGE DISTILLING HOLDING COMPANY, INC.\n\nDate: May 20, 2026\nBy:/s/ Justin Stiefel\n\nJustin Stiefel\nChief Executive Officer\n\nDate: May 20, 2026\nBy:/s/ Michael Carrosino\n\nMichael Carrosino\nChief Executive Officer\nPrincipal Financial Officer and\nPrincipal Accounting Officer\n\n67"}