{"url_path":"/sec/irix/8-k/2026-07-16/item-5-07","section_key":"item-5-07","section_title":"Item 5.07 Submission of Matters to a Vote of Security Holders.","topic":"sec","document":{"doc_type":"8-K","doc_date":"2026-07-16","source_url":"https://www.sec.gov/Archives/edgar/data/1006045/0001193125-26-305344-index.html","accession_number":"0001193125-26-305344","cik":"0001006045","ticker":"IRIX","issuer_name":"IRIDEX CORP","edgar_url":"https://www.sec.gov/Archives/edgar/data/1006045/0001193125-26-305344-index.html","primary_entity_key":"0001006045","primary_entity_name":"IRIDEX CORP"},"word_count":385,"has_tables":true,"body_markdown":"Item 5.07.\n\nSubmission of Matters to a Vote of Security Holders.\n\nThe 2026 Annual Meeting of Stockholders (the “Annual Meeting”) of IRIDEX Corporation (the “Company”) reconvened on July 10, 2026, which was initially convened and then adjourned, without conducting any business on June 12, 2026, at the Company’s headquarters located at 1212 Terra Bella Avenue, Mountain View, CA 94043. As of April 17, 2026, the record date of the Annual Meeting, 17,395,350 shares of the Company’s common stock were outstanding and entitled to vote at the Annual Meeting and 600,000 shares of the Company’s Series B Preferred Stock were outstanding and entitled to vote at the Annual Meeting. Present at the Annual Meeting in person or by proxy were holders of 13,831,856 shares of the Company’s common stock, representing 79.51% of the Company’s common stock, and 600,000 shares of the Company’s Series B Preferred Stock, or 100% of the Company’s Series B Preferred Stock, constituting a quorum for the transaction of business. The proposals voted upon at the meeting and the vote with respect to each such matter are as set forth below. In each case, the voting totals are inclusive of the five votes for each share of Series B Preferred Stock that voted for each of the proposals set forth below:\n\nProposal 1: Election of Directors.\n\n \n\nNominee\n\n  \nFor\n \n  \nWithheld\n \n  \nBroker Non-Votes\n \n\nNick Chen\n\n  \n \n12,523,088\n \n  \n \n652,399\n \n  \n \n3,656,369\n \n\nBeverly A. Huss\n\n  \n \n5,739,133\n \n  \n \n7,436,354\n \n  \n \n3,656,369\n \n\nPatrick Mercer\n\n  \n \n12,658,834\n \n  \n \n516,653\n \n  \n \n3,656,369\n \n\nWilliam Moore\n\n  \n \n11,935,319\n \n  \n \n1,240,168\n \n  \n \n3,656,369\n \n\nScott Shuda\n\n  \n \n5,656,948\n \n  \n \n7,518,539\n \n  \n \n3,656,369\n \n\nBased on the votes set forth above, each director nominee was duly elected to serve until the 2027 Annual Meeting of Stockholders or until his or her respective successor is duly elected and qualified or until his or her earlier death, resignation or removal.\n\nProposal 2: To ratify the appointment of BPM LLP as the Company’s independent registered public accounting firm for the fiscal year ending January 2, 2027.\n\n \n\nFor\n\n \n\nAgainst\n\n \n\nAbstain\n\n \n\nBroker Non-Votes\n\n16,675,096\n \n62,657\n \n94,103\n \n0\n\nBased on the votes set forth above, the stockholders ratified the appointment of BPM LLP as the Company’s independent registered public accounting firm for the fiscal year ending January 2, 2027.\n\nProposal 3: To conduct an advisory non-binding vote to approve the compensation of the Company’s named executive officers.\n\n \n\nFor\n\n \n\nAgainst\n\n \n\nAbstain\n\n \n\nBroker Non-Votes\n\n12,222,760\n \n593,811\n \n358,916\n \n3,656,369"}