{"url_path":"/sec/kpltw/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 EXHIBITS","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-08","source_url":"https://www.sec.gov/Archives/edgar/data/1785424/0001628280-26-032985-index.html","accession_number":"0001628280-26-032985","cik":"0001785424","ticker":"KPLT","issuer_name":"Katapult Holdings, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1785424/0001628280-26-032985-index.html","primary_entity_key":"0001785424","primary_entity_name":"Katapult Holdings, Inc."},"word_count":882,"has_tables":true,"body_markdown":"ITEM 6. EXHIBITS\n\nDescription\n\n[2.1†](https://www.sec.gov/Archives/edgar/data/0001785424/000121390020043882/ea131859ex2-1_finserv.htm)\n\n[Agreement and Plan of Merger, dated as of December 18, 2020, by and among FinServ Acquisition Corp., a Delaware corporation, Keys Merger Sub 1, Inc., a Delaware corporation, Keys Merger Sub 2, LLC, a Delaware limited liability company, Katapult Holdings, Inc., a Delaware corporation, and Orlando Zayas, in his capacity as the representative of all Pre-Closing Holders (incorporated by reference to Exhibit 2.1 of the Company’s Registration Statement on Form 8-K, filed with the SEC on December 21, 2020).](https://www.sec.gov/Archives/edgar/data/0001785424/000121390020043882/ea131859ex2-1_finserv.htm)\n\n[2.2†](https://www.sec.gov/Archives/edgar/data/1785424/000095010325016129/dp238690_ex0201.htm)\n\n[Agreement and Plan of Merger, dated December 11, 2025, by and among Katapult Holdings, Inc., Katapult Merger Sub 1, Inc., Katapult Merger Sub 2, LLC, CCF Holdings LLC and Aaron’s Intermediate Holdco, Inc. (incorporated by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K, filed with the SEC on December 15, 2025).](https://www.sec.gov/Archives/edgar/data/1785424/000095010325016129/dp238690_ex0201.htm)\n\n[3.1](https://www.sec.gov/Archives/edgar/data/1785424/000121390021032560/ea142652ex3-1_katapulthold.htm)\n\n[Second Amended and Restated Certificate of Incorporation of the Company, dated June 9, 2021 (incorporated by reference to Exhibit 3.1 of the Company’s Current Report on Form 8-K, filed with the SEC on June 15, 2021).](https://www.sec.gov/Archives/edgar/data/1785424/000121390021032560/ea142652ex3-1_katapulthold.htm)\n\n[3.2](https://www.sec.gov/Archives/edgar/data/1785424/000162828023025967/katapultholdings-charter.htm)\n\n[Certificate of Amendment to the Katapult Holdings, Inc. Second Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to Katapult Holdings, Inc. Current Report on Form 8-K, filed with the SEC on July 27, 2023).](https://www.sec.gov/Archives/edgar/data/1785424/000162828023025967/katapultholdings-charter.htm)\n\n[3.3](https://www.sec.gov/Archives/edgar/data/1785424/000162828023042797/kplt-2ndamendedandrestat.htm)\n\n[Second Amended and Restated By Laws of the Company (incorporated by reference to Exhibit 3.1 of the Company's Current Report on Form 8-K, filed with the SEC on December 28, 2023).](https://www.sec.gov/Archives/edgar/data/1785424/000162828023042797/kplt-2ndamendedandrestat.htm)\n\n[3.4](https://www.sec.gov/Archives/edgar/data/1785424/000095010325014154/dp236791_ex0301.htm)\n\n[Certificate of Designations of Series A Convertible Preferred Stock of the Company, dated November 3, 2025 (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed with the SEC on November 3, 2025).](https://www.sec.gov/Archives/edgar/data/1785424/000095010325014154/dp236791_ex0301.htm)\n\n[3.5](https://www.sec.gov/Archives/edgar/data/1785424/000095010325014154/dp236791_ex0302.htm)\n\n[Certificate of Designations of Series B Convertible Preferred Stock of the Company, dated November 3, 2025 (incorporated by reference to Exhibit 3.2 to the Company’s Current Report on Form 8-K, filed with the SEC on November 3, 2025).](https://www.sec.gov/Archives/edgar/data/1785424/000095010325014154/dp236791_ex0302.htm)\n\n[10.1](https://www.sec.gov/Archives/edgar/data/1785424/000095010326000562/dp240034_ex1001.htm)\n\n[Limited Waiver, dated January 15, 2026, by and among Katapult SPV-1 LLC, Katapult Group, Inc., Katapult Holdings, Inc., and Midtown Madison Management LLC and the lenders party thereto (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed with the SEC on January 15, 2026).](https://www.sec.gov/Archives/edgar/data/1785424/000095010326000562/dp240034_ex1001.htm)\n\n[10.2](https://www.sec.gov/Archives/edgar/data/1785424/000095010326002455/dp241900_ex1001.htm)\n\n[Limited Waiver, dated February 13, 2026, by and among Katapult SPV-1 LLC, Katapult Group, Inc., Katapult Holdings, Inc., and Midtown Madison Management LLC and the lenders party thereto (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed with the SEC on February 20, 2026).](https://www.sec.gov/Archives/edgar/data/1785424/000095010326002455/dp241900_ex1001.htm)\n\n[10.3](https://www.sec.gov/Archives/edgar/data/1785424/000162828026016661/kplt_ex1052x12312025.htm)\n\n[Limited Waiver, dated March 9, 2026, by and among Katapult SPV-1 LLC, Katapult Group, Inc., Katapult Holdings, Inc., and Midtown Madison Management LLC and the lenders party thereto (incorporated by reference to Exhibit 10.52 to the Company’s Annual Report on Form 10-K, filed with the SEC on March 11 , 2026).](https://www.sec.gov/Archives/edgar/data/1785424/000162828026016661/kplt_ex1052x12312025.htm)\n\n[10.4](https://www.sec.gov/Archives/edgar/data/1785424/000162828026016661/kplt_ex1052x12312025.htm)\n\n[Limited Waiver, dated April 15, 2026, by and among Katapult SPV-1 LLC, Katapult Group, Inc., Katapult Holdings, Inc., and Midtown Madison Management LLC and the lenders party thereto (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed with the SEC on April 16 , 2026).](https://www.sec.gov/Archives/edgar/data/1785424/000095010326005778/dp245242_ex1001.htm)\n\n[10.5*](kplt_exx102waiver.htm)\n\n[Limited Waiver, dated May 5, 2026, by and among Katapult SPV-1 LLC, Katapult Group, Inc., Katapult Holdings, Inc., and Midtown Madison Management LLC and the lenders party thereto.](kplt_exx102waiver.htm)\n\n[31.1*](kplt_ex311x3312026.htm)\n\n[Certification of Principal Executive Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes Oxley Act of 2002](kplt_ex311x3312026.htm)\n\n[31.2*](kplt_ex312x3312026.htm)\n\n[Certification of Principal Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes Oxley Act of 2002](kplt_ex312x3312026.htm)\n\n[32.1**](kplt_ex321x3312026.htm)\n\n[Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes Oxley Act of 2002](kplt_ex321x3312026.htm)\n\n[32.2**](kplt_ex322x3312026.htm)\n\n[Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes Oxley Act of 2002](kplt_ex322x3312026.htm)\n\n101.INSInline XBRL Instance Document\n\n101.SCHInline XBRL Taxonomy Extension Schema Document\n\n101.CALInline XBRL Taxonomy Extension Calculation Linkbase Document\n\n101.DEFInline XBRL Taxonomy Extension Definition Linkbase Document\n\n101.LABInline XBRL Taxonomy Extension Label Linkbase Document\n\n101.PREInline XBRL Taxonomy Extension Presentation Linkbase Document\n\n104Cover Page Interactive Data File (embedded within the Inline XBRL Document)\n\n* Filed herewith.\n\n** Furnished herewith and not deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act (whether made before or after the date of the Form 10-Q), irrespective of any general incorporation language contained in such filing.\n\n† Certain of the exhibits and schedules to these exhibits have been omitted in accordance with Regulation S-K Item 601(a)(5). The registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request.\n\n57\n\nSIGNATURES\n\nPursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.\n\nDate:May 7, 2026/s/ Nancy Walsh\n\nNancy Walsh\n\nChief Financial Officer\n\n(Principal Financial Officer)\n\n                        \n\n    \n\n58"}