{"url_path":"/sec/lctc/10-q/2026/item-5","section_key":"item-5","section_title":"Item 5 OTHER INFORMATION**","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-14","source_url":"https://www.sec.gov/Archives/edgar/data/1493137/0001553350-26-000075-index.html","accession_number":"0001553350-26-000075","cik":"0001493137","ticker":"LCTC","issuer_name":"Lifeloc Technologies, Inc","edgar_url":"https://www.sec.gov/Archives/edgar/data/1493137/0001553350-26-000075-index.html","primary_entity_key":"0001493137","primary_entity_name":"Lifeloc Technologies, Inc"},"word_count":532,"has_tables":true,"body_markdown":"**ITEM 5 – OTHER INFORMATION**\n\n \n\nDuring the quarter ended March 31, 2026, no director\nor officer of the Company adopted, modified or terminated any contract, instruction or written plan for the purchase or sale of the Company’s\nsecurities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading\narrangement” as defined in Item 408(a) of Regulation S-K.\n\n \n\n \n\n17 \n\n \n\n \n\n**ITEM** **6 – EXHIBITS**\n\n \n\nThe following exhibits are filed with this report\non Form 10-Q or are incorporated by reference:\n\n \n\n \n \n \n**Incorporated by Reference**\n \n\n**Exhibit** **No.**\n \n**Description of Exhibit**\n**Form**\n**Date Filed**\n**Number**\n**Herewith**\n\n10.1\n \n[Promissory Note, dated May 1, 2026, by Lifeloc Technologies, Inc. in favor of Vern Kornelsen](http://www.sec.gov/Archives/edgar/data/1493137/000107997326000624/ex10x1.htm)\n8-K\n5/8/26\n \n \n\n31.1\n \n[Certification\nof Principal Executive Officer Pursuant To Section 302 Of The Sarbanes—Oxley Act Of 2002](ex31x1.htm)\n \n \n \nX\n\n31.2\n \n[Certification\nof Principal Financial Officer Pursuant To Section 302 Of The Sarbanes—Oxley Act Of 2002](ex31x2.htm)\n \n \n \nX\n\n32.1\n \n[Certification\nof Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002](ex32x1.htm)\n \n \n \nX\n\n32.2\n \n[Certification\nof Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley\nAct of 2002](ex32x2.htm)\n \n \n \nX\n\n101.INS\n \nInline\nXBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within\nthe Inline XBRL document.\n \n \n \nX\n\n101.SCH\n \nInline\nXBRL Taxonomy Extension Schema Document\n \n \n \nX\n\n101.CAL\n \nInline\nXBRL Taxonomy Extension Calculation Linkbase Document\n \n \n \nX\n\n101.LAB\n \nInline\nXBRL Taxonomy Extension Label Linkbase Document\n \n \n \nX\n\n101.PRE\n \nInline\nXBRL Taxonomy Extension Presentation Linkbase Document\n \n \n \nX\n\n101.DEF\n \nInline\nXBRL Taxonomy Extension Definition Linkbase Document\n \n \n \nX\n\n  \n\n \n\n18 \n\n \n\n \n\n**SIGNATURES**\n\n \n\nPursuant to the requirements of the Exchange Act, the registrant has\nduly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.\n\n \n\n \n \nLIFELOC TECHNOLOGIES, INC.\n \n\n \n \n \n \n\nMay 14, 2026\n  By:   \n/s/ Wayne R. Willkomm            \n \n\nDate\n \nWayne R. Willkomm, Ph.D.\n \n\n \n \n\nPresident and Chief Executive Officer\n\n(Principal Executive Officer)\n\n \n\n \n \n \n \n\nMay 14, 2026          \n  By:   \n/s/ Michelle Heim            \n \n\nDate\n \n\nMichelle Heim\n\nController\n\n(Principal Accounting Officer)\n\n \n\n \n\n \n\n19 \n\n \n\n**Exhibit Index**\n\n \n\n \n\n \n \n \n**Incorporated by Reference**\n \n\n**Exhibit** **No.**\n \n**Description of Exhibit**\n**Form**\n**Date Filed**\n**Number**\n**Herewith**\n\n10.1\n \n[Promissory Note, dated May 1, 2026, by Lifeloc Technologies, Inc. in favor of Vern Kornelsen](http://www.sec.gov/Archives/edgar/data/1493137/000107997326000624/ex10x1.htm)\n8-K\n5/8/26\n \n \n\n31.1\n \n[Certification\nof Principal Executive Officer Pursuant To Section 302 Of The Sarbanes—Oxley Act Of 2002](ex31x1.htm)\n \n \n \nX\n\n31.2\n \n[Certification\nof Principal Financial Officer Pursuant To Section 302 Of The Sarbanes—Oxley Act Of 2002](ex31x2.htm)\n \n \n \nX\n\n32.1\n \n[Certification\nof Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002](ex32x1.htm)\n \n \n \nX\n\n32.2\n \n[Certification\nof Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley\nAct of 2002](ex32x2.htm)\n \n \n \nX\n\n101.INS\n \nInline\nXBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within\nthe Inline XBRL document.\n \n \n \nX\n\n101.SCH\n \nInline\nXBRL Taxonomy Extension Schema Document\n \n \n \nX\n\n101.CAL\n \nInline\nXBRL Taxonomy Extension Calculation Linkbase Document\n \n \n \nX\n\n101.LAB\n \nInline\nXBRL Taxonomy Extension Label Linkbase Document\n \n \n \nX\n\n101.PRE\n \nInline\nXBRL Taxonomy Extension Presentation Linkbase Document\n \n \n \nX\n\n101.DEF\n \nInline\nXBRL Taxonomy Extension Definition Linkbase Document\n \n \n \nX\n\n \n\n  \n\n \n\n20"}