{"url_path":"/sec/lidrw/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 Exhibits**","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-14","source_url":"https://www.sec.gov/Archives/edgar/data/1818644/0001437749-26-017094-index.html","accession_number":"0001437749-26-017094","cik":"0001818644","ticker":"LIDR","issuer_name":"AEye, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1818644/0001437749-26-017094-index.html","primary_entity_key":"0001818644","primary_entity_name":"AEye, Inc."},"word_count":524,"has_tables":true,"body_markdown":"**Item 6. Exhibits**\n\n \n\n**Exhibit Number**\n\n**Description**\n\n**Form**\n\n**File Number**\n\n**Exhibit/Appendix Reference**\n\n**Filing Date**\n\n**Filed Herewith**\n\n3.1\n\n[Second Amended and Restated Certificate of Incorporation of AEye, Inc.](http://www.sec.gov/Archives/edgar/data/1818644/000119312521253301/d188241dex31.htm)\n\n8-K\n\n001-39699\n\n3.1\n\n08/23/2021\n\n \n\n3.2\n\n[Certificate of Amendment of the Second Amended and Restated Certificate of Incorporation of AEye, Inc.](http://www.sec.gov/Archives/edgar/data/1818644/000181864423000006/exhibit32amendmentofcertif.htm)\n\n10-Q\n\n001-39699\n\n3.2\n\n05/11/2023\n\n \n\n3.3\n[Second certificate of Amendment of the Second Amended and Restated Certificate of Incorporation of AEye, Inc.](http://www.sec.gov/Archives/edgar/data/1818644/000094787123001187/ss2860285_ex0301.htm)\n\n8-K\n\n001-39699\n\n3.1\n\n12/29/2023\n\n \n\n3.4\n\n[Amended and Restated Bylaws of AEye, Inc.](http://www.sec.gov/Archives/edgar/data/1818644/000094787125000292/ss4549215_ex0301.htm)\n\n8-K\n\n001-39699\n\n3.1\n\n03/07/2025\n\n \n\n10.1+\n[AEye, Inc. 2025 Employment Inducement Incentive Award Plan](http://www.sec.gov/Archives/edgar/data/1818644/000121390026003024/ea027233001ex10-3_aeye.htm)\nS-8\n333-292659\n10.3\n01/09/2026\n \n\n10.2+\n[Forms of Notice of Grant of Restricted Stock Units and Restricted Stock Units Agreement under the AEye, Inc. 2025 Employment Inducement Incentive Award Plan](http://www.sec.gov/Archives/edgar/data/1818644/000121390026003024/ea027233001ex10-4_aeye.htm)\nS-8\n333-292659\n10.4\n01/09/2026\n \n\n10.3+\n[Notice of Grant of Performance Stock Units (Cash-Settlement Option)](http://www.sec.gov/Archives/edgar/data/1818644/000121390026014883/ea027628401ex10-1_aeye.htm)\n8-K\n001-39699\n10.1\n02/11/2026\n \n\n10.4+\n[Notice of Grant of Restricted Stock Units (Cash-Settlement Option)](http://www.sec.gov/Archives/edgar/data/1818644/000121390026014883/ea027628401ex10-2_aeye.htm)\n8-K\n001-39699\n10.2\n02/11/2026\n \n\n10.5+\n[Performance Stock Units Agreement (Cash-Settlement Option)](http://www.sec.gov/Archives/edgar/data/1818644/000121390026014883/ea027628401ex10-3_aeye.htm)\n8-K\n001-39699\n10.3\n02/11/2026\n \n\n10.6+\n[Restricted Stock Units Agreement (Cash-Settlement Option)](http://www.sec.gov/Archives/edgar/data/1818644/000121390026014883/ea027628401ex10-4_aeye.htm)\n8-K\n001-39699\n10.4\n02/11/2026\n \n\n10.7+\n[Amended and Restated AEye, Inc. 2021 Equity Incentive Plan](http://www.sec.gov/ix?doc=/Archives/edgar/data/0001818644/000110465926036805/tm2519036-3_def14a.htm#TOC)\nAEye, Inc. Definitive Proxy Statement on Schedule 14A\n001-39699\nAnnex A\n03/30/2026\n \n\n31.1\n\n[Certification of Principal Executive Officer pursuant to Rules 13a-14(a) and 15(d)-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002](ex_902552.htm)\n\n \n \n \n \n\nX\n\n31.2\n\n[Certification of Principal Financial Officer pursuant to Rules 13a-14(a) and 15(d)-14(a) under the Securities Exchange Act of 1934, as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002](ex_902553.htm)\n\n \n \n \n \n\nX\n\n32.1*\n\n[Certification of Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002](ex_902554.htm)\n\n \n \n \n \n\nX\n\n \n\n67\n\n[Table of Contents](#toc)\n\n \n\n101.INS\n\nInline XBRL Instance Document\n\n \n \n \n \n\nX\n\n101.SCH\n\nInline XBRL Taxonomy Extension Schema Document\n\n \n \n \n \n\nX\n\n101.CAL\n\nInline XBRL Taxonomy Extension Calculation Linkbase Document\n\n \n \n \n \n\nX\n\n101.DEF\n\nInline XBRL Taxonomy Extension Definition Linkbase Document\n\n \n \n \n \n\nX\n\n101.LAB\n\nInline XBRL Taxonomy Extension Label Linkbase Document\n\n \n \n \n \n\nX\n\n101.PRE\n\nInline XBRL Taxonomy Extension Presentation Linkbase Document\n\n \n \n \n \n\nX\n\n104\n\nCover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)\n\n \n \n \n \n\nX\n\n \n\n* The certifications attached as Exhibit 32.1 that accompanies this Quarterly Report on Form 10-Q are deemed furnished and not filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of AEye, Inc. under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Quarterly Report on Form 10-Q, irrespective of any general incorporation language contained in such filing.\n\n+ Indicates a management contract or compensatory plan or arrangement.\n\n \n\n68\n\n[Table of Contents](#toc)\n\n \n\nSignatures\n\n \n\nPursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.\n\n \n\nDated:  May 14, 2026\n\n \n\nAEye, Inc.\n\n \n\nBy: /s/ Matthew Fisch\n\nMatthew Fisch\n\nChief Executive Officer and Chairman of the Board\n\n(Principal Executive Officer)\n\n \n\nBy: /s/ Conor Tierney\n\nConor Tierney\n\nChief Financial Officer and Treasurer\n\n(Principal Financial Officer)\n\n \n\n69"}