{"url_path":"/sec/oss/8-k/2026-05-19/item-5-07","section_key":"item-5-07","section_title":"Item 5.07 Submission of Matters to a Vote of Security Holders.","topic":"sec","document":{"doc_type":"8-K","doc_date":"2026-05-19","source_url":"https://www.sec.gov/Archives/edgar/data/1394056/0001193125-26-230781-index.html","accession_number":"0001193125-26-230781","cik":"0001394056","ticker":"OSS","issuer_name":"ONE STOP SYSTEMS, INC.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1394056/0001193125-26-230781-index.html","primary_entity_key":"0001394056","primary_entity_name":"ONE STOP SYSTEMS, INC."},"word_count":463,"has_tables":true,"body_markdown":"Item 5.07 Submission of Matters to a Vote of Security Holders.\n\nOn May 13, 2026, the Company held the Annual Meeting in a virtual format. At the close of business on March 20, 2026, the record date for the Annual Meeting, there were 24,741,191 shares of Company common stock issued and outstanding, which constituted all of the issued and outstanding capital stock of the Company as of the record date. At the Annual Meeting, 13,450,598 of the Company’s 24,741,191 shares of common stock entitled to vote as of the record date, or approximately 54.37%, were represented at the Annual Meeting, and therefore, a quorum was present.\n\nAdditional information regarding the Proposals is set forth in the Company’s Definitive Proxy Statement on Schedule 14A (the “Proxy Statement”) filed by the Company with the Securities and Exchange Commission on April 15, 2026, which information is incorporated herein by reference.\n\n \n\nThe final voting results on the proposals presented for stockholder approval at the Annual Meeting were as follows:\n\nProposal No. 1: The Company’s stockholders elected five directors, each to hold office until the Company’s next annual meeting of stockholders, or until their successors are duly elected and qualified, subject to prior death, resignation, or removal, as follows:\n\nNominees\n\nVotes For\n\nVotes Against\n\nAbstentions\n\nBroker Non-Votes\n\nMitchell Herbets\n\n5,200,851\n\n44,596\n\n94,644\n\n8,110,507\n\nMike Dumont\n\n4,141,261\n\n1,166,953\n\n31,877\n\n8,110,507\n\nDavid Bassett\n\n5,285,404\n\n22,866\n\n31,821\n\n8,110,507\n\nGreg Matz\n\n4,924,103\n\n383,756\n\n32,232\n\n8,110,507\n\nMichael Knowles\n\n5,293,164\n\n20,112\n\n26,815\n\n8,110,507\n\nProposal No. 2: The Company’s stockholders ratified the appointment of Haskell & White LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2026, as follows:\n\nVotes For\n\nVotes Against\n\nAbstentions\n\nBroker Non-Votes\n\n12,766,309\n\n54,726\n\n629,563\n\n-\n\n \n\nProposal No. 3: The Company’s stockholders approved the Plan Amendment to increase the number of shares of the Company's common stock authorized for issuance under the 2017 Plan from 5,000,000 shares to 7,000,000 shares, pursuant to the terms and conditions of the 2017 Plan, as follows:\n\nVotes For\n\nVotes Against\n\nAbstentions\n\nBroker Non-Votes\n\n4,879,583\n\n412,086\n\n48,422\n\n8,110,507\n\n \n\nProposal No. 4: The Company’s stockholders approved, on a non-binding advisory basis, the compensation of the Company’s named executive officers, as follows:\n\nVotes For\n\nVotes Against\n\nAbstentions\n\nBroker Non-Votes\n\n4,350,087\n\n931,264\n\n58,740\n\n8,110,507\n\nProposal No. 5: The Company’s stockholders approved the adjournment of the Annual Meeting to another place, or a later date or dates, if necessary or appropriate, to solicit additional proxies in favor of the proposal listed above at the time of the Annual Meeting, as follows:\n\nVotes For\n\nVotes\n\nAgainst\n\nAbstentions\n\nBroker Non-Votes\n\n11,245,429\n\n2,027,574\n\n177,595\n\n-\n\nAlthough Proposal No. 5 was approved by the Company’s stockholders, the chair of the Annual Meeting did not elect to adjourn the meeting, as all of the foregoing proposals were also approved."}