{"url_path":"/sec/phxe-p/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 Exhibits","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-13","source_url":"https://www.sec.gov/Archives/edgar/data/1818643/0001193125-26-221647-index.html","accession_number":"0001193125-26-221647","cik":"0001818643","ticker":"PHXE-P","issuer_name":"Phoenix Energy One, LLC","edgar_url":"https://www.sec.gov/Archives/edgar/data/1818643/0001193125-26-221647-index.html","primary_entity_key":"0001818643","primary_entity_name":"Phoenix Energy One, LLC"},"word_count":701,"has_tables":true,"body_markdown":"Item 6. Exhibits\n\n \n\n \n\nIncorporated by Reference\n\n \n\n \n\nExhibit No.\n\n \n\nDescription\n\n \n\nForm\n\n \n\nDate of First\nFiling\n\n \n\nExhibit\nNumber\n\n \n\nFiled\nHerewith\n\n \n\n \n\n \n\n \n\n \n\n3.1\n\n \n\n[Certificate of Formation of Phoenix Energy One, LLC (f/k/a Phoenix Capital Group Holdings, LLC), dated as of April 16, 2019.](https://www.sec.gov/Archives/edgar/data/1818643/000119312524246121/d835594dex31.htm)\n\n \n\nS-1\n\n \n\n10/29/2024\n\n \n\n3.1\n\n \n\n \n\n3.2\n\n \n\n[Certificate of Amendment to the Certificate of Formation of Phoenix Energy One, LLC, dated as of January 23, 2025.](https://www.sec.gov/Archives/edgar/data/1818643/000119312525067203/d835594dex32.htm)\n\n \n\nS-1/A\n\n \n\n03/28/2025\n\n \n\n3.2\n\n \n\n \n\n3.3\n\n \n\n[Third Amended and Restated Limited Liability Company Agreement of Phoenix Energy One, LLC.](https://www.sec.gov/Archives/edgar/data/1818643/000119312525225084/d91166dex31.htm)\n\n \n\n8-K\n\n \n\n09/30/2025\n\n \n\n3.1\n\n \n\n \n\n3.4\n\n \n\n[Phoenix Energy One, LLC Share Designation with Respect to the Series A Cumulative Redeemable Preferred Shares.](https://www.sec.gov/Archives/edgar/data/1818643/000119312525225084/d91166dex32.htm)\n\n \n\n8-K\n\n \n\n09/30/2025\n\n \n\n3.2\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n4.1\n\n \n\n[First Supplemental Indenture, by and between Phoenix Energy One, LLC and UMB Bank, N.A., as trustee, dated March 17, 2026, governing the Registered Notes.](https://www.sec.gov/Archives/edgar/data/1818643/000119312526110825/ck0001818643-ex4_5.htm)\n\n \n\n10-K\n\n \n\n03/17/2026\n\n \n\n4.5\n\n \n\n \n\n4.2\n\n \n\n[Fourth Supplemental Indenture, by and between Phoenix Energy One, LLC and UMB Bank, N.A., as trustee, dated as of March 16, 2026, governing the August 2023 506(c) Bonds.](https://www.sec.gov/Archives/edgar/data/1818643/000119312526110825/ck0001818643-ex4_20.htm)\n\n \n\n10-K\n\n \n\n03/17/2026\n\n \n\n4.20\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n10.1†\n\n \n\n[Employee Agreement, by and between Phoenix Energy One, LLC and Adam Ferrari, effective as of January 1, 2026.](https://www.sec.gov/Archives/edgar/data/1818643/000119312526018050/d919425dex101.htm)\n\n \n\n8-K\n\n \n\n01/21/2026\n\n \n\n10.1\n\n \n\n \n\n10.2†\n\n \n\n[Employee Agreement, by and between Phoenix Energy One, LLC and Curtis Allen, effective as of January 1, 2026.](https://www.sec.gov/Archives/edgar/data/1818643/000119312526018050/d919425dex102.htm)\n\n \n\n8-K\n\n \n\n01/21/2026\n\n \n\n10.2\n\n \n\n \n\n10.3†\n\n \n\n[Employee Agreement, by and between Phoenix Energy One, LLC and Lindsey Wilson, effective as of January 1, 2026.](https://www.sec.gov/Archives/edgar/data/1818643/000119312526018050/d919425dex103.htm)\n\n \n\n8-K\n\n \n\n01/21/2026\n\n \n\n10.3\n\n \n\n \n\n10.4++\n\n \n\n[Amendment No. 8 to Amended and Restated Senior Credit Agreement, by and among Phoenix Energy One, LLC, Phoenix Operating LLC, each of the lenders from time to time party thereto, and Fortress Credit Corp., dated as of February 12, 2026.](https://www.sec.gov/Archives/edgar/data/1818643/000119312526051726/d92637dex101.htm)\n\n \n\n8-K\n\n \n\n02/13/2026\n\n \n\n10.1\n\n \n\n \n\n10.5\n\n \n\n[Sixth Amendment to Loan Agreement, by and among Phoenix Energy One, LLC, Phoenix Operating LLC, and Adamantium Capital LLC, dated as of February 12, 2026.](https://www.sec.gov/Archives/edgar/data/1818643/000119312526110825/ck0001818643-ex10_26.htm)\n\n \n\n10-K\n\n \n\n03/17/2026\n\n \n\n10.26\n\n \n\n \n\n10.6\n\n \n\n[Seventh Amendment to Loan Agreement, by and among Phoenix Energy One, LLC, Phoenix Operating LLC, and Adamantium Capital LLC, dated as of March 16, 2026.](https://www.sec.gov/Archives/edgar/data/1818643/000119312526110825/ck0001818643-ex10_27.htm)\n\n \n\n10-K\n\n \n\n03/17/2026\n\n \n\n10.27\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n31.1\n\n \n\n[Certifications of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.](ck0001818643-ex31_1.htm)\n\n \n\n \n\n \n\n \n\n*\n\n31.2\n\n \n\n[Certifications of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.](ck0001818643-ex31_2.htm)\n\n \n\n \n\n \n\n \n\n*\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n32.1\n\n \n\n[Certifications of Chief Executive Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.](ck0001818643-ex32_1.htm)\n\n \n\n \n\n \n\n \n\n**\n\n32.2\n\n \n\n[Certifications of Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.](ck0001818643-ex32_2.htm)\n\n \n\n \n\n \n\n \n\n**\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n101.INS\n\n \n\nInline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.\n\n \n\n \n\n \n\n \n\n*\n\n101.SCH\n\n \n\nInline XBRL Taxonomy Extension Schema with Embedded Linkbase Documents.\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n*\n\n \n\n \n\n \n\n \n\n \n\n104\n\n \n\nThe cover page for the Company's Quarterly Report on Form 10-Q has been formatted in Inline XBRL and contained in Exhibit 101.\n\n \n\n \n\n \n\n \n\n*\n\n \n\n45\n\n[Table of Contents](#toc_page)\n\n \n\n* Filed herewith.\n\n** Furnished herewith.\n\n++ Certain annexes, schedules, and exhibits to this Exhibit have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company hereby agrees to furnish supplementally a copy of any omitted annex, schedule, or exhibit to the SEC upon request.\n\n† Management contract or compensatory plan or arrangement.\n\n46\n\n[Table of Contents](#toc_page)\n\n \n\nSIGNATURES\n\nPursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.\n\n \n\n \n\n \n\nPHOENIX ENERGY ONE, LLC\n\n \n\n \n\n \n\n \n\nDate: May 13, 2026\n\n \n\nBy:\n\n/s/ Curtis Allen\n\n \n\n \n\n \n\nCurtis Allen\n\n \n\n \n\n \n\nChief Financial Officer\n\n \n\nPursuant to the requirements of the Securities Exchange Act of 1934, this Report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.\n\n \n\nSignature\n\nTitle\n\nDate\n\n \n\n \n\n \n\n \n\n \n\n \n\n/s/ Adam Ferrari\n\nChief Executive Officer and Director\n\nMay 13, 2026\n\nAdam Ferrari\n\n(Principal Executive Officer)\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n/s/ Curtis Allen\n\nChief Financial Officer and Director\n\nMay 13, 2026\n\nCurtis Allen\n\n(Principal Financial Officer and Principal Accounting Officer)\n\n \n\n \n\n \n\n \n\n/s/ Daniel Glen Ferrari, by Charlene Ferrari, POA\n\nDirector\n\nMay 13, 2026\n\nDaniel Ferrari by Charlene Ferrari, POA\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n/s/ Jason Allan Pangracs\n\nDirector\n\nMay 13, 2026\n\nJason Allan Pangracs\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n/s/ Jason Montgomery Wagner\n\nDirector\n\nMay 13, 2026\n\nJason Montgomery Wagner\n\n \n\n \n\n \n\n47"}