{"url_path":"/sec/pnnt/10-k/2026/cover-page","section_key":"cover-page","section_title":"Cover Page","topic":"sec","document":{"doc_type":"10-K/A","doc_date":"2026-07-01","source_url":"https://www.sec.gov/Archives/edgar/data/1383414/0001193125-26-292627-index.html","accession_number":"0001193125-26-292627","cik":"0001383414","ticker":"PNNT","issuer_name":"PENNANTPARK INVESTMENT CORP","edgar_url":"https://www.sec.gov/Archives/edgar/data/1383414/0001193125-26-292627-index.html","primary_entity_key":"0001383414","primary_entity_name":"PENNANTPARK INVESTMENT CORP"},"word_count":1103,"has_tables":true,"body_markdown":"10-K/A\n\ntrueFY0001383414MD 0001383414 2024-10-01 2025-09-30 0001383414 2025-03-31 0001383414 2026-07-01 iso4217:USD xbrli:shares\n\n \n\n \n\nUNITED STATES\n\nSECURITIES AND EXCHANGE COMMISSION\n\nWASHINGTON, D.C. 20549\n\n \n\n \n\nFORM\n10-K/A\n\n(Amendment No. 2)\n\n \n\n \n\n(Mark One)\n\n☒\n\nANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934\n\nFOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2025\n\nOR\n\n \n\n☐\n\nTRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934\n\nFOR THE TRANSITION PERIOD FROM\n\n     \n\nTO\n\n     \n\nCOMMISSION FILE NUMBER:\n814-00736\n\n \n\n \n\nPENNANTPARK INVESTMENT CORPORATION\n\n(Exact name of registrant as specified in its charter)\n\n \n\n \n\n \n\nMARYLAND\n\n \n\n20-8250744\n\n(State or other jurisdiction of\n\nincorporation or organization)\n\n \n\n(I.R.S. Employer\n\nIdentification No.)\n\n1691 Michigan Avenue\n\n \n\nMiami Beach, Florida.\n\n \n\n33139\n\n(Address of principal executive offices)\n\n \n\n(Zip Code)\n\n(786) 297-9500\n\n(Registrant’s Telephone Number, Including Area Code)\n\nSecurities registered pursuant to Section 12(b) of the Act:\n\n \n\nTitle of Each Class\n\n \n\nTrading\n\nSymbol(s)\n\n \n\nName of Each Exchange\n\non Which Registered\n\nCommon Stock, par value $0.001 per share\n\n \n\nPNNT\n\n \n\nThe New York Stock Exchange\n\nSecurities registered pursuant to Section 12(g) of the Act: None\n\n \n\n \n\nIndicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes ☐ No ☒.\n\nIndicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes ☐ No ☒.\n\nIndicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ☒ No ☐.\n\nIndicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation\nS-T\n(§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes ☒ No ☐\n\nIndicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a\nnon-accelerated\nfiler, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule\n12b-2\nof the Exchange Act.\n\n \n\nLarge accelerated filer\n \n☐\n  \nAccelerated filer\n \n☒\n\nNon-accelerated\nfiler\n \n☐\n  \nSmaller reporting company\n \n☐\n\n \n\n  \nEmerging growth company\n \n☐\n\nIf an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐\n\nIndicate by check mark whether the registrant has filed a report on and attestation to its management’s assessment of the effectiveness of its internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b)) by the registered public accounting firm that prepared or issued its audit report. ☒\n\nIf securities are registered pursuant to Section 12(b) of the Act, indicate by check mark whether the financial statements of the registrant included in the filing reflect the correction of an error to previously issued financial statements. ☐\n\nIndicate by check mark whether any of these error corrections are restatements that required a recovery analysis of incentive-based compensation received by any of the registrant’s executive officers during the relevant recovery period pursuant to\n§240.10D-1(b). ☐\n\nIndicate by check mark whether the registrant is a shell company (as defined in Rule\n12b-2\nof the Exchange Act). Yes ☐ No ☒.\n\nThe aggregate market value of common stock held by\nnon-affiliates\nof the Registrant on March 31, 2025 based on the closing price on that\ndate\nof $7.03 on The New York Stock Exchange was approximately $443.6 million. For the purposes of calculating the aggregate market value of common stock held by\nnon-affiliates,\nall directors and executive officers of the Registrant have been treated as affiliates. There were 65,296,094 shares of the Registrant’s common stock outstanding as of July 1, 2026 Documents Incorporated by Reference: Portions of the Registrant’s Proxy Statement relating to the Registrant’s 2026 Annual Meeting of Stockholders to be filed not later than 120 days after the end of the fiscal year covered by this Annual Report on Form\n10-K\nare incorporated by reference into Part III of this Report.\n\n \n\n \n\n \n\n \n\nEXPLANATORY NOTE\n\nPennantPark Investment Corporation, a Maryland corporation, or together with its subsidiaries, where applicable, or the Company, which may also be referred to as “we,” “us” or “our,” is filing this Amendment No. 2, or this Amendment, to our Annual Report on Form\n10-K\nfor the fiscal year ended September 30, 2025, or the Form\n10-K,\nwhich was initially filed with the Securities and Exchange Commission, or the SEC, on November 24, 2025.\n\nWe are filing this Amendment to provide audited consolidated financial statements for our investment in an unconsolidated portfolio company, AKW Holdings Limited (“AKW”), as of December 31, 2025 and for the year ended December 31, 2025 and unaudited consolidated financial statements for our investment in AKW as of December 31, 2024 and for each of the years in the\ntwo-year\nperiod ended December 31, 2024 (as Exhibit 99.5).\n\nWe have determined that this unconsolidated portfolio company has met the conditions of a significant subsidiary under Rule\n1-02(w)\nof Regulation\nS-X\nfor which we are required, pursuant to Rule\n3-09\nof Regulation\nS-X,\nto provide separate financial statements as exhibits to the Form\n10-K.\nIn accordance with Rule\n3-09(b)(1),\nthe separate audited and unaudited consolidated financial statements of AKW are being filed as an amendment to the Form\n10-K.\n\nThis Amendment also includes the filing of new Exhibits 31.1, 31.2, 32.1 and 32.2, certifications of our Chief Executive Officer and Chief Financial Officer, pursuant to Rule\n13a-14(a)\nand (b) of the Securities Exchange Act of 1934, as amended.\n\nExcept as described above, no other changes have been made to the Form\n10-K.\nThis Amendment does not reflect subsequent events that may have occurred after the original filing date of the Form\n10-K\nor modify or update in any way disclosures made in the Form\n10-K,\nexcept as required to reflect the revisions discussed above. Among other things, forward-looking statements made in the Form\n10-K\nhave not been revised to reflect events that occurred or facts that became known to us after filing of the Form\n10-K,\nand such forward-looking statements should be read in their historical context. Furthermore, this Amendment should be read in conjunction with the Form\n10-K\nand with our subsequent filings with the SEC.\n\nPART IV"}