{"url_path":"/sec/pru/8-k/2026-06-04/item-9-01","section_key":"item-9-01","section_title":"Item 9.01 Financial Statements and Exhibits.","topic":"sec","document":{"doc_type":"8-K","doc_date":"2026-06-04","source_url":"https://www.sec.gov/Archives/edgar/data/1137774/0001193125-26-257475-index.html","accession_number":"0001193125-26-257475","cik":"0001137774","ticker":"PRU","issuer_name":"PRUDENTIAL FINANCIAL INC","edgar_url":"https://www.sec.gov/Archives/edgar/data/1137774/0001193125-26-257475-index.html","primary_entity_key":"0001137774","primary_entity_name":"PRUDENTIAL FINANCIAL INC"},"word_count":269,"has_tables":true,"body_markdown":"Item 9.01.\n\nFinancial Statements and Exhibits.\n\n(d) Exhibits\n\n \n\nExhibit\n\nNo.\n\n  \nDescription\n\n1.1\n  \n[Underwriting Agreement, dated June 1, 2026, among the Company and Wells Fargo Securities, LLC, Barclays Capital Inc., Citigroup Global Markets Inc., Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC, as representatives of the several underwriters named therein, with respect to the Notes.](d225577dex11.htm)\n\n4.1\n  \n[Subordinated Debt Securities Indenture, dated June 17, 2008, between the Company and The Bank of New York Mellon (formerly known as The Bank of New York), as Trustee (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on June 17, 2008).](http://www.sec.gov/Archives/edgar/data/1137774/000119312508135212/dex41.htm)\n\n4.2\n  \n[Twenty-First Supplemental Indenture, dated June 4, 2026, between the Company and The Bank of New York Mellon, as Trustee, with respect to the Notes.](d225577dex42.htm)\n\n4.3\n  \n[Form of Note (included in Exhibit 4.2).](d225577dex42.htm)\n\n5.1\n  \n[Opinion of Miguel A. Nieves, dated June 4, 2026.](d225577dex51.htm)\n\n8.1\n  \n[Tax opinion of Willkie Farr & Gallagher LLP, dated June 4, 2026, with respect to the Notes.](d225577dex81.htm)\n\n23.1\n  \n[Consent of Miguel A. Nieves (included in Exhibit 5.1).](d225577dex51.htm)\n\n23.2\n  \n[Consent of Willkie Farr & Gallagher LLP with respect to the Notes (included in Exhibit 8.1).](d225577dex81.htm)\n\n104\n  \nCover Page Interactive Data File (embedded within the Inline XBRL document).\n\n \n\n \n\n- 2 -\n\nSIGNATURES\n\nPursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.\n\nDate: June 4, 2026\n\n \n\nPRUDENTIAL FINANCIAL, INC.\n\nBy:\n \n\n/s/ John M. Cafiero\n\nName:\n \nJohn M. Cafiero\n\nTitle:\n \nVice President and Assistant Secretary\n\n \n\n- 3 -"}