{"url_path":"/sec/qmco/8-k/2026-06-02/item-9-01","section_key":"item-9-01","section_title":"Item 9.01 Financial Statements and Exhibits.","topic":"sec","document":{"doc_type":"8-K","doc_date":"2026-06-02","source_url":"https://www.sec.gov/Archives/edgar/data/709283/0001193125-26-252718-index.html","accession_number":"0001193125-26-252718","cik":"0000709283","ticker":"QMCO","issuer_name":"QUANTUM CORP /DE/","edgar_url":"https://www.sec.gov/Archives/edgar/data/709283/0001193125-26-252718-index.html","primary_entity_key":"0000709283","primary_entity_name":"QUANTUM CORP /DE/"},"word_count":365,"has_tables":true,"body_markdown":"Item 9.01\n\nFinancial Statements and Exhibits.\n\n \n\n(d)\n\nExhibits\n\n \n\nExhibit\nNumber\n  \n\nDescription\n\n4.1\n  \n[Form of Registration Rights Agreement dated June 1, 2026, by and among the Company and the Investors party thereto.](d35173dex41.htm)\n\n4.2\n  \n[Warrant to Purchase Common Stock dated June 1, 2026, issued to Dialectic Technology SPV LLC.](d35173dex42.htm)\n\n4.3\n  \n[First Amendment to the Registration Rights Agreement dated June 1, 2026, by and between the Company and Dialectic Technology SPV LLC, to the Registration Rights Agreement dated September 23, 2025.](d35173dex43.htm)\n\n4.4\n  \n[First Amendment to Warrant to Purchase Common Stock dated June 1, 2026, by and between the Company and Dialectic Technology SPV LLC, to the Warrant issued to Dialectic Technology SPV LLC on September 23, 2025.](d35173dex44.htm)\n\n4.5\n  \n[Form of Right of First Refusal Agreement dated June 1, 2026, by and among the Company, Dialectic Technology SPV LLC and certain stockholders party thereto.](d35173dex45.htm)\n\n10.1\n  \n[Form of Securities Purchase Agreement dated June 1, 2026, by and among the Company and the Investors party thereto.](d35173dex101.htm)\n\n10.2*\n  \n[Sixteenth Amendment to Term Loan Credit and Security Agreement dated June 1, 2026, by and among the Company, Quantum LTO Holdings, LLC, the borrowers and guarantors party thereto, the lenders party thereto, and Alter Domus (US) LLC, as disbursing agent and collateral agent.](d35173dex102.htm)\n\n10.3*\n  \n[Conversion Agreement dated June 1, 2026, by and among the Company, Dialectic Technology SPV LLC and U.S. Bank Trust Company, National Association, as trustee and notes collateral agent (solely with respect to Sections 7.1 and 7.3 and Articles III and X thereof).](d35173dex103.htm)\n\n99.1\n  \n[Press Release dated June 2, 2026 (preliminary financial results).](d35173dex991.htm)\n\n99.2\n  \n[Press Release dated June 2, 2026 (transactions).](d35173dex992.htm)\n\n104\n  \nCover Page Interactive Data File (embedded within the Inline XBRL document).\n\n \n\n*\n\nSchedules (or similar attachments) to this Exhibit have been omitted in accordance with Item 601(a)(5) of Regulation S-K. The Registrant agrees to furnish supplementally a copy of all omitted schedules to the SEC on a confidential basis upon request.\n\n \n\n \n\n6\n\nSIGNATURE\n\nPursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.\n\n \n\n \n\n \nQUANTUM CORPORATION\n\nDate: June 2, 2026\n \n\n \nBy:\n \n\n/s/ Hugues Meyrath\n\n \n\n \nName:\n \nHugues Meyrath\n\n \n\n \nTitle:\n \nChief Executive Officer"}