{"url_path":"/sec/rvsb/10-k/2026/item-10","section_key":"item-10","section_title":"Item 10 Directors, Executive Officers and Corporate Governance**","topic":"sec","document":{"doc_type":"10-K","doc_date":"2026-06-12","source_url":"https://www.sec.gov/Archives/edgar/data/1041368/0001041368-26-000007-index.html","accession_number":"0001041368-26-000007","cik":"0001041368","ticker":"RVSB","issuer_name":"RIVERVIEW BANCORP INC","edgar_url":"https://www.sec.gov/Archives/edgar/data/1041368/0001041368-26-000007-index.html","primary_entity_key":"0001041368","primary_entity_name":"RIVERVIEW BANCORP INC"},"word_count":407,"has_tables":true,"body_markdown":"**Item 10.  Directors, Executive Officers and Corporate Governance**\n\n**Directors and Executive Officers**\n\nThe information concerning our directors contained under the section captioned “Proposal I – Election of Directors” contained in the Company’s Proxy Statement for the 2026 Annual Meeting of Stockholders, and information concerning our executive officers contained in “Part I - Business -- Executive Officers” of this Form 10-K, is incorporated herein by reference.\n\n**Delinquent Section 16(a) Reports**  \n\n**The information set forth under the section captioned “Delinquent Section 16(a) Reports” in the Company’s Proxy Statement for the 2026 Annual Meeting of Stockholders is incorporated herein by reference.**\n\n**Code of Ethics**\n\nThe Board of Directors has adopted a Code of Conduct, Conflict of Interest and Whistleblower Policy. The Code of Conduct, Conflict of Interest and Whistleblower Policy is applicable to each of the Company’s officers, including the principal executive officer and senior financial officers, and requires individuals to maintain the highest standards of professional conduct. A copy of the Code of Conduct, Conflict of Interest and Whistleblower Policy is available on the Company’s website at www.riverviewbank.com.\n\n**Insider Trading Policy and Procedures**\n\nWe have adopted insider trading policies and procedures applicable to our directors, officers, and employees, and have implemented processes for the Company, that we believe are reasonably designed to promote compliance with insider trading laws, rules, and regulations, and the Nasdaq Stock Market listing standards. A copy of our Insider Trading Policy was filed as Exhibit 19 to our Form 10-K for the fiscal year ended March 31, 2025.\n\n**Audit Committee Matters and Audit Committee Financial Expert**\n\nThe Company has a separately-designated standing Audit Committee established in accordance with section 3(a)(58)(A) of the Exchange Act, composed of Directors Patricia W. Eby, Bradley J. Carlson, and Larry A. Hoff. Each member of the Audit Committee is “independent,” as defined in the Nasdaq Stock Market Listing Standards. The Company’s Board of Directors has determined that Mrs. Eby, is an “audit committee financial expert”, as defined in Item 407(e) of Regulation S-K of the Exchange Act. Additional information concerning the Audit Committee as set forth under the section captioned “Audit Committee Matters” in the Company’s Proxy Statement for the 2026 Annual Meeting of Stockholders (excluding the information contained under the heading “Audit Committee Matters – Report of the Audit Committee”) is incorporated herein by reference.\n\n**Nomination Procedures**\n\nThere have been no material changes to the procedures by which shareholders may recommend nominees to the Company’s Board of Directors.\n\n​"}