{"url_path":"/sec/rvsb/10-k/2026/item-12","section_key":"item-12","section_title":"Item 12 Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters**","topic":"sec","document":{"doc_type":"10-K","doc_date":"2026-06-12","source_url":"https://www.sec.gov/Archives/edgar/data/1041368/0001041368-26-000007-index.html","accession_number":"0001041368-26-000007","cik":"0001041368","ticker":"RVSB","issuer_name":"RIVERVIEW BANCORP INC","edgar_url":"https://www.sec.gov/Archives/edgar/data/1041368/0001041368-26-000007-index.html","primary_entity_key":"0001041368","primary_entity_name":"RIVERVIEW BANCORP INC"},"word_count":330,"has_tables":true,"body_markdown":"**Item 12.  Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters**\n\n**Security Ownership of Certain Beneficial Owners and Management.**\n\nThe information set forth under the caption “Security Ownership of Certain Beneficial Owners and Management” in the Company’s Proxy Statement for the 2026 Annual Meeting of Stockholders is incorporated herein by reference.\n\n**Change in Control**\n\nThe Company is not aware of any arrangements, including any pledge by any person of securities of the Company, the operation of which may at a subsequent date result in a change in control of the Company.\n\n**Equity Compensation Plan Information.**  The following table summarizes share and exercise price information about the Company’s equity compensation plan as of March 31, 2026:\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n  ​ ​ ​\n\n  ​\n\n  ​ ​ ​\n\n  ​\n\n​\n\n  ​ ​ ​\n\n**Number of**\n\n \n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n**securities**\n\n \n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n**remaining**\n\n \n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n**available for future**\n\n \n\n​\n\n​\n\n**Number of**\n\n​\n\n​\n\n​\n\n​\n\n**issuance under**\n\n \n\n​\n\n​\n\n**securities to be**\n\n​\n\n**Weighted-**\n\n​\n\n**equity**\n\n \n\n​\n\n​\n\n**issued upon**\n\n​\n\n**average**\n\n​\n\n**compensation**\n\n \n\n​\n\n​\n\n**exercise of**\n\n​\n\n**price of**\n\n​\n\n**plans excluding**\n\n \n\n​\n\n​\n\n**outstanding**\n\n​\n\n**outstanding**\n\n​\n\n**securities reflected**\n\n \n\nPlan category\n\n**  ​ ​ ​**\n\n**options**\n\n**  ​ ​ ​**\n\n**options**\n\n**  ​ ​ ​**\n\n**in column (A)**\n\n \n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\nEquity compensation plans approved by security holders:\n\n \n\n(A)\n\n \n\n​\n\n(B)\n\n \n\n(C)\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n2017 Equity Incentive Plan\n\n \n\n—\n\n \n\n​\n\n—\n\n \n\n1,205,687\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\nEquity compensation plans not approved by security holders:\n\n \n\n—\n\n​\n\n \n\n—\n\n \n\n—\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\n​\n\nTotal\n\n \n\n—\n\n​\n\n$\n\n—\n\n \n\n1,205,687\n\n(1)​\n\n​\n\n​\n\n(1).  All of the remaining securities are available for future issuance as restricted stock, restricted stock units or stock options.\n\n​"}