{"url_path":"/sec/sckt/8-k/2026-05-20/item-3-01","section_key":"item-3-01","section_title":"Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing","topic":"sec","document":{"doc_type":"8-K","doc_date":"2026-05-20","source_url":"https://www.sec.gov/Archives/edgar/data/944075/0000944075-26-000041-index.html","accession_number":"0000944075-26-000041","cik":"0000944075","ticker":"SCKT","issuer_name":"SOCKET MOBILE, INC.","edgar_url":"https://www.sec.gov/Archives/edgar/data/944075/0000944075-26-000041-index.html","primary_entity_key":"0000944075","primary_entity_name":"SOCKET MOBILE, INC."},"word_count":534,"has_tables":true,"body_markdown":"Item\n3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing\n\n \n\nOn May 19, 2026, Socket Mobile, Inc. (the “Company”)\nreceived a notice (the “Deficiency Letter”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”)\nstating that the Company is not in compliance with Nasdaq Listing Rule 5550(a)(2) because the closing bid price of its common stock was\nbelow $1.00 per share for 30 consecutive business days. Nasdaq requires a minimum bid price of at least $1.00 per share (the “Minimum\nBid Price”).\n\n \n\nUnder Nasdaq Listing Rule 5810(c)(3)(A), the Company\nhas 180 calendar days, or until November 16, 2026, to regain compliance. To do so, the closing bid price of the Company’s common\nstock must be at least the Minimum Bid Price for a minimum of 10 consecutive business days during that period. Nasdaq staff may, in its\ndiscretion, require a longer compliance period of up to 20 consecutive business days in certain circumstances.\n\n \n\nIf the Company does not regain compliance by November\n16, 2026, Nasdaq staff may grant an additional compliance period of up to 180 days, provided the Company satisfies all other initial and\ncontinued listing requirements and gives Nasdaq written notice of its intent to cure the deficiency during that period. If Nasdaq staff\ndetermines that the Company cannot cure the deficiency or is otherwise ineligible, Nasdaq will notify the Company that its securities\nare subject to delisting. The Company may then appeal that determination to a Nasdaq hearings panel. There can be no assurance that additional\ntime will be granted, that any appeal will be successful, or that the Company’s efforts to regain compliance will not adversely\naffect the market value of its common stock.\n\n \n\nThe Company intends to monitor the closing bid price\nof its common stock through November 16, 2026 and, if appropriate, evaluate available options to cure the deficiency and regain compliance\nwith the Minimum Bid Price requirement.\n\n \n\nThe Deficiency Letter has no immediate effect on the\nlisting of the Company’s common stock, which will continue to trade on the Nasdaq Capital Market under the symbol “SCKT.”\n\n \n\nAlthough the Company is working to maintain the listing\nof its common stock on Nasdaq, there can be no assurance that it will regain or continue to satisfy all Nasdaq listing requirements. If\nthe Company fails to do so, Nasdaq may delist its common stock. A delisting could make it more difficult to buy or sell the Company’s\nsecurities, obtain accurate market quotations, or raise capital in the public markets, and could materially reduce the market price of\nits common stock. Delisting could also discourage broker-dealers from making a market in or promoting the Company’s securities and\ndeter certain institutions and investors from investing in them. Any of these effects could materially and adversely affect the Company’s\nfinancial condition, operations, and ability to maintain adequate capital.\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\nSIGNATURES\n\n \n\nPursuant\nto the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the\nundersigned hereunto duly authorized.\n\n \n\n \n \nSOCKET MOBILE, INC.\n\n \n \n \n\n \nBy:\n/s/ Lynn Zhao\n \n\n \n \n\nName: Lynn Zhao\n\nVice President, Finance\nand Administration\n\nand Chief Financial Officer\n\n \nDate:\nMay 20, 2026"}